Search for: "Asset Management Professionals, LLC"
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5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former Executives With… [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former Executives With… [read post]
28 Feb 2011, 8:34 am
Wing Chau, who runs New Jersey asset management firm Harding Advisory LLC, claims “The Big Short: Inside The Doomsday Machine” falsely depicts him as one of the “villains” behind the U.S. financial crisis. [read post]
4 Oct 2022, 9:55 am
For example, if a professional loses his or her license or is convicted of a crime, the LLC may expel that person. [read post]
12 Oct 2012, 5:18 am
Common examples include Corporations, Limited Liability Partnerships, Limited Liability Companies, and some specialized business models, such as Illinois Land Trusts and Professional Associations or Professional Corporations. [read post]
17 Feb 2010, 3:14 pm
From the creditor perspective, he explained, charging liens are ineffective against an LLC business managed by the debtor or the debtor’s family. [read post]
10 Apr 2017, 10:23 am
In Florida, a court may dissolve an LLC in a proceeding brought by a member or manager if the following is established: (1) the managers or members of the LLC are deadlocked in the management of the LLC’s activities and affairs; (2) the members are unable to break the deadlock, and irreparable injury to the LLC is threatened or being suffered. [read post]
21 Apr 2009, 2:20 pm
Hedge fund of funds Meridian Capital Partners and its investment manager, Meridian Diversified Fund Management LLC, were sued Monday in a lawsuit in U.S. [read post]
28 Apr 2017, 11:58 am
Bluerock is a private equity real estate asset manager with a focus on Core-Plus, Value-Add, Opportunistic and Development investment strategies, and has transacted over 9 million square feet of residential and commercial real estate acquisitions since its inception in 2002. [read post]
16 Feb 2016, 4:50 pm
Carlyle Investment Management LLC (CIM) served as CCC’s investment manager pursuant to an investment Management Agreement (IMA). [read post]
13 Dec 2023, 8:41 am
Bui told how Linh Deitz, the office manager for Mavexar, formed Mellaconic in August 2020 with the limited assets of seven patents. [read post]
11 Aug 2016, 2:25 pm
Robertson was a professional football player for the Philadelphia Eagles, and is currently a co-owner and Managing Principal of Cavalier Union who previously held Series 7 and 66 securities licenses between April 2008 and December 2009. [read post]
31 Aug 2006, 2:44 pm
"1.Get good tax and legal counsel when you establish the initial form of your business - C Corp, S Corp, or LLC etc. 2.If you establish a C Corp, retain ownership of all appreciating assets outside of the corporation (land and buildings, patents, trademarks, franchise rights). [read post]
20 Nov 2019, 2:35 pm
The post Dividing Business Interests in Divorce appeared first on Petrelli Previtera, LLC. [read post]
20 Nov 2019, 2:35 pm
The post Dividing Business Interests in Divorce appeared first on Petrelli Previtera, LLC. [read post]
12 Apr 2011, 4:59 pm
Many professional practices are organized as LLCs, and their principal assets are the clients they serve. [read post]
19 May 2014, 3:09 am
The court’s order appoints a receiver “for the purpose of unwinding the business of Binn and Partners, LLC, liquidation, and recovery of assets,” and gives the receiver authority to engage an attorney, an accountant and any other professionals needed to perform the receiver’s duties. [read post]
3 Apr 2017, 3:32 am
Ruvoldt’s initial email on March 26, 2015 at 9:58 a.m. stated inter alia that Sullivan would need to “formally withdraw,” that “[Sullivan’s] interest will be set as assets minus liabilities at Midnight 3/31,” and that Ruvoldt will “manage the wind down. [read post]
3 Aug 2016, 11:51 am
General partners manage the enterprise and are personally liable for its debts. [read post]
3 Aug 2016, 11:52 am
General partners manage the enterprise and are personally liable for its debts. [read post]
