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7 Apr 2014, 12:05 pm by Jill Gross
” Prior to Dodd-Frank (2010), the statute also applied to rules issued by securities exchanges; Dodd-Frank amended § 29(a) to include rules issued by all SROs. [read post]
7 Aug 2013, 6:26 am by Keith R. Fisher
We shall also be monitoring another challenge to the CFPB’s authority, which was filed on July 22 and summarized by my colleague Barbara Mishkin here. [read post]