Search for: "Brian A. Dodd"
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13 Nov 2017, 3:03 am
[Brian Feinstein, Chicago via CL&P] A different way to encourage more prudent home lending practice, scale back FDIC coverage [Scott Sumner] Tags: banks, Dodd-Frank, mortgages, Securities and Exchange Commission Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
3 Nov 2017, 6:02 am
., on Saturday, October 28, 2017 Tags: Equity-based compensation, Incentives, Pay for performance, Performance measures, Say on pay, Shareholder value, TSR A Mechanism for LIBOR Posted by Brian Coulter (Western University), Joel Shapiro (University of Oxford), and Peter Zimmerman (University of Oxford), on Sunday, October 29, 2017 Tags: Banks, Benchmarks, Cross-border transactions, Derivatives, Financial… [read post]
27 Oct 2017, 6:01 am
Questions for Equifax Posted by Gary Cook, Cook & Company, on Tuesday, October 24, 2017 Tags: Accountability, Board leadership, Board monitoring, Boards of Directors, Clawbacks, Corporate culture, Cybersecurity, Equifax, Management, Reputation, Risk oversight Building a Better Board Book Posted by Brian Tayan, Stanford University, on Wednesday, October 25, 2017 Tags: Accountability, Accounting, Board… [read post]
11 Oct 2017, 3:24 am
Repeal of Section 1502 (conflict minerals), Section 1503 (mine safety), Section 1504 (resource extraction), and Section 953(b) (pay ratio) of Dodd-Frank. [read post]
29 Sep 2017, 6:34 am
Young, Ropes & Gray LLP, on Friday, September 22, 2017 Tags: Appraisal rights, Business judgment rule, Contracts, Controlling shareholders, Delaware cases, Delaware law, Fairness review, Fiduciary duties, Merger litigation, Mergers & acquisitions, Minority shareholders, Misconduct, Shareholder suits Activism: The State of Play Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Saturday, September 23,… [read post]
1 Sep 2017, 6:42 am
SEC Staff Examines Impact of Regulation on Capital Formation and Market Liquidity Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Friday, August 25, 2017 Tags: Capital formation, Capital markets, Dodd-Frank Act, Equity offerings, Financial regulation, Investor protection, IPOs, JOBS Act, Liquidity, Regulation D, SEC, Securities enforcement, Securities regulation ISS and the Removal of CEOs: A Call for an… [read post]
11 Aug 2017, 6:00 am
Coscia “engaged in 10 weeks of trading” during which his conduct clearly crossed the line drawn by Dodd-Frank. [read post]
11 Aug 2017, 6:00 am
Coscia “engaged in 10 weeks of trading” during which his conduct clearly crossed the line drawn by Dodd-Frank. [read post]
21 Jul 2017, 6:04 am
Friedman-Boyce and Brian E. [read post]
30 Jun 2017, 6:00 am
Brian David Johnson, who talked to the assembled group about where the compliance profession might be heading down the road. [read post]
27 Jun 2017, 4:22 am
Commentary comes from Joshua Yount at Mayer Brown’s Class Defense Blog and from Brian Wolfman at Public Citizen’s Consumer Law and Policy Blog. [read post]
9 Jun 2017, 6:06 am
Posted by Brian Tayan, Stanford University, on Thursday, June 8, 2017 Tags: Accountability, Boards of Directors, Executive turnover, Firm performance, Firm valuation, Incentives, Management, Market reaction, Succession, Termination, Transparency [read post]
12 May 2017, 6:21 am
Larcker and Brian Tayan, Stanford University, on Thursday, May 11, 2017 Tags: Equity-based compensation, Executive Compensation, Firm performance, Incentives, Institutional Investors, Management, Pay for performance, Performance measures, Say on pay, Shareholder activism [read post]
21 Apr 2017, 6:25 am
Dallas, University of San Diego, on Wednesday, April 19, 2017 Tags: Behavioral finance, Boards of Directors, Compensation disclosure, Compensation ratios, Corporate culture, Dodd-Frank Act, Dodd-Frank s.953, Executive Compensation, Management, Managerial style, Say on pay, SEC, Securities regulation, Shareholder value Do Staggered Boards Affect Firm Value? [read post]
21 Apr 2017, 6:25 am
Dallas, University of San Diego, on Wednesday, April 19, 2017 Tags: Behavioral finance, Boards of Directors, Compensation disclosure, Compensation ratios, Corporate culture, Dodd-Frank Act, Dodd-Frank s.953, Executive Compensation, Management, Managerial style, Say on pay, SEC, Securities regulation, Shareholder value Do Staggered Boards Affect Firm Value? [read post]
31 Mar 2017, 8:23 am
Despite these limitations, the Senators alleged that Piwowar “has decided to jumpstart the deregulatory agenda, freezing unfinished Dodd-Frank requirements and opening the door to scaling back some completed rules he considers politicized. [read post]
30 Mar 2017, 9:44 am
• National efforts, mostly disclosure oriented • Dodd Franck ¶1502Conflict Minerals (2010); • UK Modern Slavery Act (2015) • France: Supply Chain Due Diligence Law (2017) [24 March 2017: Constitutional Council removed the €10 to €30 million civil penalty attached, liability continues to apply when companies default on their duty of vigilance obligations, including failing to publish a vigilance plan or faults in its implementation.] 5Source HERE … [read post]
10 Mar 2017, 4:25 am
Here’s an excerpt from this Bloomberg article: Now, though, the drive to wipe out or scale back Dodd-Frank has lost momentum. [read post]
7 Feb 2017, 1:16 pm
By Mark Wiletsky and Brian Hoffman The U.S. [read post]
30 Jan 2017, 1:25 pm
Brian Slagle The Ninth Circuit recently issued its opinion in CFPB v. [read post]
