Search for: "Bruce Carton"
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29 Feb 2012, 3:27 pm
Although he may have gotten it from me via Twitter, I'll still go ahead and credit Bruce Carton at Legal Blog Watch, who included this in Volume 13 of his important series, "Things You Can't Do on a Plane. [read post]
24 Feb 2012, 8:30 am
The Best Courtroom Projectors 20 Common Grammar Mistakes That (Almost) Everyone Makes Judicial Perspectives on Technology-Assisted Review Printing and Scanning ESI Just Won't Cut It Congratulations to Bruce Carton of Legal Blog Watch on winning our LitigationWorld Pick of the Week award: Save the Rhetoric for Your Novel, Not Your Briefs How to Receive LitigationWorld All practice areas evolve, but none faster than litigation. [read post]
10 Feb 2012, 5:25 am
” Stressed-Out Compliance Officers May Soon Feel Even More Heat From SEC by Bruce Carton in Compliance Week’s Enforcement Action Unfortunately, this stress level is about to go even higher for compliance officers at investment firms if the SEC follows through on a recent decision that such compliance officers may themselves be sued as “supervisors.” According to Investment News, the SEC “sees compliance as an area ripe for scrutiny.” At… [read post]
10 Feb 2012, 4:30 am
We’re happy to report that Bruce Carton at Law.Com’s Legal Blog Watch picked up on the story. [read post]
20 Jan 2012, 5:00 am
Bruce Carton’s “2011: The Year in Enforcement” in Securities Docket 2011 was another difficult year for the Securities and Exchange Commission, even though another Madoff or Stanford-like scandal didn’t emerge to bring new embarrassment. [read post]
12 Jan 2012, 11:15 am
Former securities lawyer, now publisher, Bruce Carton, asked yesterday on ALM's Legal Blog Watch, '...to Those of You Still Using Google+: Why? [read post]
12 Jan 2012, 10:59 am
Bruce Carton's Compliance Week Enforcement Action Blog examines the case and, in particular, Mr. [read post]
23 Dec 2011, 3:20 pm
Thank you to Bruce Carton's Legal Blog Watch for selecting us as one of the 10 "most watched" law blogs of 2011. [read post]
23 Dec 2011, 9:50 am
Best, Bruce Carton Abnormal Use Above the Law Consumerist Jonathan Turley Legal Profession Blog Legal Juice Lowering the Bar Simple Justice Slaw.ca Work Matters [read post]
15 Dec 2011, 12:22 am
As a result of legal changes taking place in many countries around the world, as well as U.S. [read post]
7 Dec 2011, 5:45 am
De Charsonville SEC’s complaint against ThinkStrategy Capital Management and Chetan Kapur SEC’s complaint against Patrick Rooney and Solaris Management Administrative Order Against Leaddog Capital Markets, Chris Messalas and Joseph LaRocco Outliers Identified in SEC’s ‘Aberrational Performance Inquiry’ Initiative Sued for Fraud by Bruce Carton in Compliance Week’s Enforcement Action SEC Enforcement Division To Focus On Hedge Funds That Outperform… [read post]
2 Dec 2011, 10:51 am
Law.com’s Legal Blog Watch won Blawg 100 honors in 2008 and 2009, at which time I was the co-author of it, first with Carolyn Elefant and later with Bruce Carton. [read post]
21 Nov 2011, 1:45 pm
Bruce Carton at Legal Blog Watch makes some good points about how ridiculous this whole thing is: In a press release, ICM stated that “We couldn’t be happier about the success of the Sunrise period. [read post]
19 Nov 2011, 2:51 am
The reason for this can be summed up in two words, "Ben" and "Popken," the man who saved more consumers from misery than anyone else on the interwebz.Via Bruce Carton at Legal Blog Watch, I learned that Ben is leaving the Consumerist, which has been on my blogroll for years, because, as it turns out, he hates people. [read post]
13 Nov 2011, 9:00 pm
" Bruce Carton of Legal Blog Watch suggested that twitter users adopt a taxonomy for retweets in his recent post The 'RT Taxonomy': Creating Different Flavors of Retweets detailing a suggestion by Ontario lawyer and blogger Antonin Pribetic, (who pens The Trial Warrior Blog) in this tweet . [read post]
7 Nov 2011, 5:07 am
Sources: SEC Enforcement Actions Addressing Misconduct That Led to or Arose From the Financial Crisis SEC Compiles List of Financial Crisis Cases; Says More on the Way Soon by Bruce Carton in Compliance Week’s Enforcement Action [read post]
4 Nov 2011, 5:00 am
from the Trusted Advisor A summary infographic on five questions from the Trust Quotient self-assessment Investigation Nation: SEC Employees and Inspector General Play Cat-and-Mouse by Bruce Carton in Compliance Week’s Enforcement Action A group called Citizens for Responsibility and Ethics in Washington (CREW) has asked the SEC Inspector General to launch an investigation into whether SEC employees are using private email accounts and cell phones to avoid having their… [read post]
28 Oct 2011, 5:00 am
These are some compliance-related stories that caught my attention recently: The Role of Compliance and Ethics in Risk Management by Bruce Carton in Compliance Week’s Enforcement Action Carlo V. di Florio, director of the SEC’s office of compliance inspections and examinations, recently spoke at the National Society of Compliance Professionals’ National Meeting held in Baltimore, Maryland. di Florio focused his remarks on three main points: Ethics is fundamental… [read post]
14 Oct 2011, 5:00 am
The Importance of a Strong Insider-Trading Compliance Program by Bruce Carton in Securities Docket The short answer to the question of whether public companies have exposure to liability for insider trading by employees is, in theory, yes. [read post]
7 Oct 2011, 4:34 am
It's putatively got to do with my refrigerator, which has taken to twitter and become something of a celebrity, getting a nod from Elie Mystal at Above the Law, a post by Sam Glover at Caveat Emptor and an interview with Bruce Carton at Legal Blog Watch. [read post]
