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3 Mar 2009, 11:49 am
See also: SEC Press Release 2009-39 - SEC Warns Investors and Financial Firms of Government Impersonators "Impersonation of Securities Regulator" Scam Returns By Bruce Carton from Compliance Week ($$) Fake Seals and Phony Numbers: How Fraudsters Try to Look Legit from the SEC [read post]
29 May 2009, 9:00 am
References: Euro-Shareholder Trend: Throwing Stuff at Board Members by Bruce Carton in Enforcement Action Proxy Season Developments: Ten Signs that Things are Changing Online by Broc Romanek on TheCorporateCounsel.net Blog Notice and Access: Statistical Overview of Use with Beneficial Shareholders (.pdf) by Broadridge Notice and Access Resource Center Target’s Annual Meeting Campaign: “Bringing It” Online by Broc Romanek on TheCorporateCounsel.net… [read post]
21 Jan 2011, 11:31 am
Bruce Carton explains how denying crucial funds to the already cash-strapped agencies tasked with implementing Dodd-Frank is stopping implementation in its tracks. [read post]
21 May 2012, 9:10 pm
[Bedard, DC Examiner; earlier; recent Heritage Foundation work; reworded to reflect comment from "Density Duck," below] Contributors to new “Privatization Blog” include friend of this blog Coyote, e.g. here and here; “Big Government Causes Hyper-Partisanship in the Judicial Appointment Process” [Ilya Shapiro] Fuels Culture War, too: “The faster the state expands, the more likely it is to violate your values” [Matt Welch] Demagogy on expatriates:… [read post]
21 May 2009, 11:00 am
SlideDeck with Notes: Social Media and Compliance - Hosted on JD supra Sites Shown: Google Reader Compliance Building Wall Street Journal’s RSS feeds Securities Docket by Bruce Carton Integrity at Work by Bill Piwonka of EthicsPoint On Point by David Childers of EthicsPoint SEC.gov Updates: Press Releases White House Blog US Senate on YouTube President of Russia’s Blog Technorati’s State of the Blogosphere Compete’s Comparison of Twitter,… [read post]
27 Feb 2009, 10:00 pm
As Bruce Carton and I discussed in our Webinar on 2.0 for Securities and Compliance Professionals, blogs are just communications tools. [read post]
12 Aug 2009, 4:00 am
References: SEC Sues Madoff CFO, Provides New Details of ScamBy Bruce Carton for Enforcement Action Information filed by the Department of Justice Against DiPascali – hosted by JD Supra SEC Complaint Against DiPascali Ex-Madoff Finance Chief Frank DiPascali Pleads Guilty By David Voreacos and Thom Weidlich for Bloomberg Bernard Madoff’s Right Hand Man Pleads Guilty, Will Tell All from ABC news.com [read post]
2 Aug 2010, 1:16 pm
Writes Bruce Carton of Legal Blog Watch: “I’m not exactly sure what this development means for the current state of legal blogging, but just know this: There are now two blogs dedicated to mixed martial arts law! [read post]
29 Jan 2010, 4:57 am
Following so soon on the heels of Carolyn Elefant's "retirement", I can only speculate that the burden of keeping up with the energy and humor of Bruce Carton, Carolyn's replacement, was more than Bob could bear. [read post]
3 Dec 2010, 5:00 am
Imagining a World of Legalized Insider Trading by Bruce Carton in Compliance Week‘s Enforcement Action There are arguments for legalizing insider trading that revolve around promoting the free flow of information–I get that. [read post]
10 Jun 2008, 10:27 pm
Welcome Back: Serial blogger Bruce Carton is back at it again, with his new blog, Unusual Activity, which can be found here. [read post]
13 Jan 2010, 12:01 pm
The blogging participants: Todd Sullivan of Value Plays Cate Long of Seeking Alpha Bruce Carton of Securities Docket Tom Gorman of SEC Actions Laura Richman of Mayer Brown Francine McKenna of Re: The Auditors Mr. [read post]
6 Apr 2011, 5:00 am
Yesterday, Bruce Carton of Securities Docket hosted a webinar: The SEC’s Asset Management Unit and Strategies for Avoiding Trouble in 2011 and Beyond. [read post]
24 May 2010, 1:26 pm
SVP, Chief Compliance Officer & Group General Counsel David Baker Compliance Week Columnist; President, Docket Media LLC; Founder and Editor, Securities Docket, the ubiquitous Bruce Carton (moderator) I introduced Bruce and the rest of this panel. [read post]
6 Dec 2009, 7:50 am
Robert Ambrogi and Bruce Carton find newsworthy stories in the legal field. [read post]
23 Dec 2010, 6:22 am
Stats Show More Suspensed Licences http://is.gd/jgO1DAlaska high court rejects claims in Senate race http://is.gd/jgNRbPopular Legal Topics in 2010 http://is.gd/jgNrfSlaw Makes Bruce Carton’s 10 “Go-to Blogs” Of the Year http://is.gd/jgNoCSLAPP Panel recommends anti-SLAPP law http://is.gd/jgNjeClawbie 2010 Nominations Roundup http://is.gd/jgNi6Litigation in Canada: 6 interesting facts http://is.gd/jgN1uFertility clinics up to provinces to regulate, top court rules… [read post]
18 May 2009, 4:00 am
CBS News video story: References: Copy of SEC IG Report: "Employee's Securities Transactions Raise Suspicions of Insider Trading" - by Bruce Carton of Securities Docket SEC Attorneys Probed For Insider Trading by CBS News investigative producer Laura Strickler and chief investigative correspondent Armen Keteyian. [read post]
6 Jan 2009, 10:15 am
'Bruce Carton (@brucecarton), Editor of 'Securities Docket' noted, 'The truth: LexTweet is a brilliant concept, visually beautiful. [read post]
29 Feb 2012, 3:27 pm
Although he may have gotten it from me via Twitter, I'll still go ahead and credit Bruce Carton at Legal Blog Watch, who included this in Volume 13 of his important series, "Things You Can't Do on a Plane. [read post]
5 May 2009, 11:17 am
See: SEC Charges Hedge Fund Manager and Bond Salesman in First Insider Trading Case Involving Credit Default Swaps - SEC press release SEC Complaint against Jon-Paul Rorech and Renato Negrin - hosted on JD supra SEC Files First Credit Default Swap Insider Trading Case - SEC litigation release SEC Files First-Ever Insider Trading Case Involving Credit Default Swaps by Bruce Carton of Securities Docket [read post]
