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26 May 2009, 1:00 pm
References: FCPA Investigations on the Rise, Including Sun Microsystems and Royal Dutch Shell by Corporate Compliance Insights FCPA Prosecutions by DOJ Surge: 120 Cases Now Under Investigation by Bruce Carton of Securities Docket Foreign Corrupt Practices Act 2.0 - Its Role In The 2009 Global Economy from The Metropolitan Corporate Counsel [read post]
21 May 2009, 11:00 am
SlideDeck with Notes: Social Media and Compliance - Hosted on JD supra Sites Shown: Google Reader Compliance Building Wall Street Journal’s RSS feeds Securities Docket by Bruce Carton Integrity at Work by Bill Piwonka of EthicsPoint On Point by David Childers of EthicsPoint SEC.gov Updates: Press Releases White House Blog US Senate on YouTube President of Russia’s Blog Technorati’s State of the Blogosphere Compete’s Comparison of Twitter,… [read post]
12 Aug 2009, 4:00 am
References: SEC Sues Madoff CFO, Provides New Details of ScamBy Bruce Carton for Enforcement Action Information filed by the Department of Justice Against DiPascali – hosted by JD Supra SEC Complaint Against DiPascali Ex-Madoff Finance Chief Frank DiPascali Pleads Guilty By David Voreacos and Thom Weidlich for Bloomberg Bernard Madoff’s Right Hand Man Pleads Guilty, Will Tell All from ABC news.com [read post]
20 Nov 2009, 9:00 am
Be Careful Telling Therapist About Insider Trading by Bruce Carton for Enforcement Action The U.S. [read post]
6 Nov 2009, 4:00 am
ACC: The Use of Lawful and Ethical Strategies (Oct. 20, 2009) Octopussy and the Golden Goose by Bruce Carton for Enforcement Action If you are in an insider trading ring and your ring-buddies are using a "nickname" of any kind for you or others involved, it is all but certain that the nickname is going to be prominently mentioned when the SEC issues its press release about the case. [read post]
2 Dec 2011, 10:51 am
Law.com’s Legal Blog Watch won Blawg 100 honors in 2008 and 2009, at which time I was the co-author of it, first with Carolyn Elefant and later with Bruce Carton. [read post]
2 Sep 2011, 4:48 am
First Case Brought Under UK Bribery Act Looks Nothing Like You Expected by Bruce Carton in Enforcement Action The first-ever action under the UK Bribery Act has now been filed–but it probably doesn’t look anything like what you expected. [read post]
2 Aug 2010, 1:16 pm
Writes Bruce Carton of Legal Blog Watch: “I’m not exactly sure what this development means for the current state of legal blogging, but just know this: There are now two blogs dedicated to mixed martial arts law! [read post]
29 Jan 2010, 4:57 am
Following so soon on the heels of Carolyn Elefant's "retirement", I can only speculate that the burden of keeping up with the energy and humor of Bruce Carton, Carolyn's replacement, was more than Bob could bear. [read post]
3 Dec 2010, 5:00 am
Imagining a World of Legalized Insider Trading by Bruce Carton in Compliance Week‘s Enforcement Action There are arguments for legalizing insider trading that revolve around promoting the free flow of information–I get that. [read post]
10 Jun 2008, 10:27 pm
Welcome Back: Serial blogger Bruce Carton is back at it again, with his new blog, Unusual Activity, which can be found here. [read post]
6 Dec 2009, 7:50 am
Robert Ambrogi and Bruce Carton find newsworthy stories in the legal field. [read post]
6 Apr 2011, 5:00 am
Yesterday, Bruce Carton of Securities Docket hosted a webinar: The SEC’s Asset Management Unit and Strategies for Avoiding Trouble in 2011 and Beyond. [read post]
13 Jan 2010, 12:01 pm
The blogging participants: Todd Sullivan of Value Plays Cate Long of Seeking Alpha Bruce Carton of Securities Docket Tom Gorman of SEC Actions Laura Richman of Mayer Brown Francine McKenna of Re: The Auditors Mr. [read post]
24 May 2010, 1:26 pm
SVP, Chief Compliance Officer & Group General Counsel David Baker Compliance Week Columnist; President, Docket Media LLC; Founder and Editor, Securities Docket, the ubiquitous Bruce Carton (moderator) I introduced Bruce and the rest of this panel. [read post]
18 May 2009, 4:00 am
CBS News video story: References: Copy of SEC IG Report: "Employee's Securities Transactions Raise Suspicions of Insider Trading" - by Bruce Carton of Securities Docket SEC Attorneys Probed For Insider Trading by CBS News investigative producer Laura Strickler and chief investigative correspondent Armen Keteyian. [read post]
6 Jan 2009, 10:15 am
'Bruce Carton (@brucecarton), Editor of 'Securities Docket' noted, 'The truth: LexTweet is a brilliant concept, visually beautiful. [read post]
1 Jun 2010, 5:00 am
Sebbag and Hoxie SEC Press Release: SEC Charges Disney Employee and Boyfriend in Brazen Insider Trading Scheme Fortune Favors the Bold, But Not the Bold and Foolish by Bruce Carton in Compliance Week’s Enforcement Action Sting Operation Catches Two Insider Trading by Tom Gorman Disney Duo Arrested in Insider Trading Scheme by Zachery Kouwe in Dealbreaker Disney Insider-Trading Probe: Criminals Do Not Take Note by Nathan Koppel in WSJ.com’s Law Blog [read post]
7 Mar 2007, 4:12 pm
He’s also taken over the ISS blog “Securities Litigation Watch” which was created by blawg pioneer Bruce Carton (who has moved on to become claims administrator and resident blogger at the Garden City Group). “On some level I miss practicing law,” Savett told the Law Blog. “But it’s a new challenge that allows me to stay very involved in something that’s near and dear to my heart, and that’s securities litigation.”… [read post]
29 Feb 2012, 3:27 pm
Although he may have gotten it from me via Twitter, I'll still go ahead and credit Bruce Carton at Legal Blog Watch, who included this in Volume 13 of his important series, "Things You Can't Do on a Plane. [read post]
