Search for: "Caroline A. Crenshaw"
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25 Oct 2022, 10:18 am
"The daily rebalancing and effects of compounding may cause returns to diverge quite substantially from the performance of the, in this case, one underlying stock, especially if these products are held over multiple days or more," said SEC Commissioner Caroline Crenshaw. [read post]
27 Aug 2020, 3:03 am
The Commission adopted the amendments by a 3-2 vote – Commissioners Allison Herren Lee and Caroline Crenshaw dissented. [read post]
13 Jul 2021, 9:05 am
Commissioner Caroline Crenshaw also stated her appreciation for the AMAC’s proposed enhancements to the SEC’s disclosure regime that could promote greater diversity and inclusion in the industry.Commissioner Hester Peirce voiced concerns about the recommendations, however, which she sees as potentially creating government-mandated diversity classifications for the asset management industry. [read post]
8 Jun 2021, 7:10 am
Commissioners Caroline Crenshaw and Allison Herren Lee have also expressed support for shoring up the rules on insider trading plans.Limits on cancelation. [read post]
18 May 2023, 6:23 am
“Margin calls are sometimes pointed to as a source of procyclicality,” that is, as potentially worsening market crises because they are positively correlated with the overall state of the market, commented Commissioner Caroline Crenshaw. [read post]
28 May 2021, 10:40 am
The senators cited Lee’s and Commissioner Caroline Crenshaw’s dissent from that rulemaking in which they addressed the inherent conflicts of interest that pervade the current issuer-pays model for the auditing profession while expressing concern that audit independence standards would become less effective and less transparent.Emerging audit concerns. [read post]
10 Aug 2021, 9:12 am
The Commission voted 3-2 to approve the Nasdaq rule.SEC Chair Gary Gensler stated that the rules are consistent with the requirements of the Exchange Act, and reflect calls from investors for greater transparency about the people who lead public companies.Commissioners Alison Herren Lee and Caroline Crenshaw supported the rule, calling it "a positive first step for investors" while cautioning there is more work to be done in improving both diversity and transparency at… [read post]
8 Jan 2021, 5:52 am
Yaffe, and Caroline S. [read post]
15 Jun 2025, 9:01 pm
Notably, two SEC Commissioners publicly reacted: Commissioner Hester Peirce concurred with the Staff’s analysis, while Commissioner Caroline Crenshaw dissented, reflecting a divide over future regulatory approach and highlighting ongoing legal risk despite the Staff’s position. [read post]
4 Nov 2022, 6:30 am
Crenshaw, U.S. [read post]
18 Apr 2025, 6:30 am
Crenshaw, U.S. [read post]
23 May 2025, 6:30 am
Crenshaw, U.S. [read post]
23 May 2025, 6:30 am
Crenshaw, U.S. [read post]
8 Mar 2024, 6:30 am
Crenshaw, U.S. [read post]
8 Mar 2024, 6:30 am
Crenshaw, U.S. [read post]
18 Apr 2025, 6:30 am
Crenshaw, U.S. [read post]
31 Dec 2020, 3:03 am
With Chairman Clayton departing from the SEC on December 23, the Commission is down to four Commissioners and like many rule proposals this year, the Commission adopted the NYSE direct listing rule by a 3-2 vote with Commissioners Allison Herren Lee and Caroline Crenshaw dissenting. [read post]
14 Oct 2021, 3:00 am
” The blog points out that Grewal’s comments echo those of Commissioner Caroline Crenshaw, who earlier this year called for the SEC to change its approach to monetary penalties in enforcement proceedings. [read post]
24 Jul 2020, 6:10 am
Gagne, Olshan Frome Wolosky LLP , on Wednesday, July 22, 2020 Tags: COVID-19, Disclosure, SEC, SEC enforcement, Securities enforcement, Securities fraud Behavioral Biases of Analysts and Investors Posted by David Hirshleifer (University of California Irvine), on Wednesday, July 22, 2020 Tags: Analyst forecasts, Analysts, Behavioral finance, Decision making, Earnings announcements, Financial… [read post]
26 Mar 2021, 3:03 am
” As a potential sign the Commission wants to take action in this area, some may have read commentary that Gary Gensler, the nominee for SEC Chair, and Commissioner Caroline Crenshaw each voiced interest too. [read post]
