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10 Oct 2009, 2:36 pm
Hedge Fund Manager/Trader Settles Charges with SEC Insider trading cases pop up every now and again and most cases do not warrant highlighting - post-Boesky everyone in the securities industry is well aware that trading on inside information is illegal. [read post]
27 Oct 2016, 7:04 am by Ross B. Intelisano
In its lawsuit in the Delaware Court of Chancery, PFM has accused Theranos Inc. and its founder Elizabeth Holmes of deceiving their fund to attract a $100 million in investment. [read post]
17 Oct 2007, 2:11 am
Lipper Inc. says that at the end of August, the collective net asset value of closed-end funds was $259. 28 billion. [read post]
9 Jan 2015, 3:44 am by Broc Romanek
Magnetar Financial LLC, Fortress Investment Group LLC and Gabelli Funds all have active appraisal cases. [read post]
29 Feb 2012, 4:03 pm by Chad Bray
A northern California hedge-fund manager will have to defend his insider-trading case in New York City, rather than in California, a judge has ruled. [read post]
14 May 2020, 7:28 am by Staff Attorney
  According to records kept by The Financial Industry Regulatory Authority (FINRA) Rollins has been terminated by his prior employer, Capital Investment Group, Inc. [read post]
31 Oct 2022, 7:56 am by OTy9gYz
The following is a study of two recent cases that cited NYACAL 12.01 in connection with consignment agreements between artist and galleries that went array: Art Works, Inc. v. [read post]
11 Apr 2013, 2:31 pm by David Jensen
With its withdrawal by the company, the agency, which prides itself on funding only the best science, was left supporting research (StemCells, Inc.' [read post]