Search for: "Centaurus"
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15 Feb 2012, 3:29 pm
(who was registered with Centaurus Financial) for allegedly misreprensting the guaranteed return on a variable annuity. [read post]
28 Dec 2018, 1:38 pm
Ricky Allen Mantei (CRD #1098981, aka “Ricky Allen Mantel”) is a registered broker currently employed with Centaurus Financial, Inc. [read post]
19 Feb 2019, 12:49 pm
Nishnic) is a currently registered broker employed with Centaurus Financial, Inc. [read post]
28 Dec 2018, 1:52 pm
Atul Makharia (CRD #5070762) is a registered broker currently employed with Centaurus Financial, Inc. [read post]
7 Nov 2023, 1:29 pm
Joseph Todd (Joseph Michael Todd CRD# 1830390) is a previously registered broker and investment advisor whose last known employer was Centaurus Financial (CRD# 30833) of Crystal River, FL. [read post]
6 Jun 2013, 8:26 am
Saviano was a 40-year veteran of the financial industry who was registered with Centaurus Financial Inc. from July 2007 to June 2012; and since July 2012 conducted business under Saviano Financial Group, an unincorporated DBA. [read post]
24 Jan 2019, 1:16 pm
Templin was a Centaurus Financial broker until last year when he was fired by the Texas-based brokerage firm. [read post]
24 Apr 2015, 12:01 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:Patric Baccam, a former Centaurus Financial broker, allegedly was involved in outside business activities. [read post]
22 Dec 2022, 6:20 am
Our clients’ cases are filed against the brokerage firms, like Cabot Lodge, Moloney Securities, Centaurus, Center Street Securities, and Newbridge, amongst others, for the damages these recommendations have caused to our clients. [read post]
10 Dec 2015, 11:49 am
Since May 2003 Tremblay has been associated with brokerage firm Centaurus Financial, Inc. out of the firm’s Westlake Village, California office location. [read post]
23 May 2016, 7:27 am
(Centaurus) is extraordinarily high. [read post]
24 Mar 2022, 7:47 am
His previous employers include Centaurus Financial, Inc. [read post]
5 May 2017, 12:47 pm
Prior to that Cabrera worked for Centaurus Financial and Ameriprise Financial out of offices these firms maintained in Las Vegas. [read post]
19 Jun 2012, 6:19 am
Here is some background: Centaurus owed the LaJolla Apartments in Houston, Texas. [read post]
10 Mar 2021, 1:32 pm
The employing firms are identified as JP Turner and Centaurus Financial, and the alleged damages amount to $500,000. [read post]
10 Mar 2021, 1:32 pm
The employing firms are identified as JP Turner and Centaurus Financial, and the alleged damages amount to $500,000. [read post]
3 Feb 2017, 8:14 am
According to FINRA BrokerCheck, Baccam was registered with Centaurus Financial in Hemet, CA from 02/22/2002 – 12/31/2011. [read post]
3 Apr 2015, 6:42 am
(Centaurus) from February 2002 until December 2011. [read post]
22 Mar 2010, 3:51 pm
Today, the Massachusetts Securities Division announced that it issued 6 subpoenas to National Securities; QA3 Financial; CapWest Securities; Independent Financial Group; Investors Capital; and Centaurus Financial seeking information related to the sale of Medical Capital Holdings Inc. and Provident Royalties. [read post]
22 Mar 2010, 2:51 pm
Today, the Massachusetts Securities Division announced that it issued 6 subpoenas to National Securities; QA3 Financial; CapWest Securities; Independent Financial Group; Investors Capital; and Centaurus Financial seeking information related to the sale of Medical Capital Holdings Inc. and Provident Royalties. [read post]
