Search for: "Christopher & Banks Company" Results 101 - 120 of 831
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27 Apr 2018, 6:03 am by John Jascob
 Swap dealer capital. 80 percent of swap dealers are either banks or bank holding companies, so capital rules for banks strongly affect swap dealers. [read post]
When an injustice is felt, its effects are likely to linger, and can inform a person’s view of a company or a whole sector for decades to come. [read post]
18 Feb 2008, 6:48 am
The SEC will examine whether bank holding companies and securities firms properly disclosed information about their CDO portfolios and valuations.Moreover, Cox said the staff will examine whether brokers adhered to the suitability requirements when they sold complex debt-related derivatives and whether insiders traded on nonpublic information to sell these securities.The SEC chair also indicated that the role of the credit rating agencies will be examined. [read post]
9 Mar 2012, 5:15 am by Christopher Markus
  Christopher Markus is a Northern Kentucky attorney practicing at Dressman Benzinger LaVelle psc. [read post]
29 Jun 2016, 9:00 am by James Grohsgal
On June 2, 2016, the SEC announced the appointment of Christopher Hetner as Senior Advisor to the Chair for Cybersecurity Policy. [read post]
14 Jul 2010, 6:15 am by Daniel Schwartz
Connecticut Senator Christopher Dodd has been spearheading a massive financial reform package that will have a noticeable impact on that industry, including many businesses based here in Connecticut. [read post]
17 Sep 2008, 12:28 am
Any fund company allowing their money market fund to break the buck would have a public relations nightmare on their hands. [read post]
27 Oct 2010, 8:38 am by Christopher Peterson
The legislatures that drafted these statutes did not contemplate the possibility that every lender in the country would record their loans in the name of one shell company owned by banks. [read post]
3 Dec 2012, 9:47 am by Jonathan Bailey
, Not Customers: How to Create Growth Companies in a No Growth World”. [read post]
16 Jan 2022, 1:47 pm by Mark Astarita
Shares of these companies have soared since the start of the year. [read post]
18 Feb 2014, 4:15 pm by Allison Tussey
Attorney Christopher Cotten represented the government. [read post]
3 Aug 2011, 4:41 pm by Clif Burns
PayPal spokesman Christoph Hausel was quoted as saying the company, as a U.S. company, could not process payments for Cuban origin products. [read post]
24 Jun 2010, 11:08 am by Page Perry LLC
Banks seek three major exemptions to the Volcker Rule: (1) make it inapplicable to asset management and insurance companies, (2) allow banks to continue to invest in hedge funds and private equity firms, and (3) delay any requirements for up to seven years. [read post]
23 Sep 2016, 8:54 am by Jeff Kern and Christopher Bosch
If the New York State Department of Financial Services (“DFS”) has its way, come January 1, 2017, financial services companies that require a form of authorization to operate under the banking, insurance, or financial services laws (“Covered Entities”) will be required to comply with a new set of comprehensive cybersecurity regulations aimed at safeguarding information systems and nonpublic information. [read post]
16 Jun 2010, 9:34 pm by Ted Allen
Maxine Waters of California to enable shareholders to bring class-action lawsuits against lawyers, investment banks, vendors, and other secondary actors who help company officials commit securities fraud. [read post]
  The Federal Reserve is given rulemaking authority over all bank and thrift holding companies, has supervisory authority over bank and thrift holding companies with assets of $50 billion or more, and gains supervisory authority over systemically important nonbank institutions. [read post]