Search for: "Clayton Frank"
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27 Jun 2018, 6:05 am
Dodd-Frank expanded the use of administrative proceedings. [read post]
12 Jan 2007, 12:14 am
Frank Schwamborn [read post]
20 Jun 2014, 5:00 am
Powell* 0 0 - 0 0 Clayton S. [read post]
4 Jun 2020, 11:52 am
Here's the full text of what was sent in an email to members:The California Caucus of College and University Ombuds stands in solidarity with Black Lives Matter and with the victims of police brutality, their families, and those who are protesting racism in the wake of the brutal killings and the centuries-long systemic targeting of Black people in America.As an organization that promotes peaceful resolution, collaboration, and that works with individuals to address systemic concerns, CCCUO… [read post]
31 Oct 2018, 7:30 am
The Dodd-Frank and JOBS Act mandate created “approximately 100 good excuses” for this delay, Peirce said, and she noted that Chairman Clayton has made it a priority to finish the regulatory framework for security-based swaps. [read post]
25 Aug 2023, 5:58 pm
Weinberg Center for Corporate Governance; Frank M. [read post]
20 Jan 2021, 9:50 am
Earlier in 2020, then-SEC Chairman Jay Clayton reflected on the success of the SEC Whistleblower Program. [read post]
16 Jun 2020, 7:24 am
Clayton County, issued on June 15. [read post]
3 Sep 2009, 1:40 am
Clayton
"Lewis R. [read post]
10 Jan 2020, 6:10 am
Securities and Exchange Commission, on Thursday, January 9, 2020 Tags: Disclosure, Equity capital, Equity securities, Financial technology, Regulation NMS, SEC, Securities regulation Statement by SEC Chairman Jay Clayton on Proposed Order Concerning Equity Market Data Posted by Jay Clayton, U.S. [read post]
23 Mar 2018, 9:47 am
In 2010, Dodd-Frank, the Obama-era financial reform law, delegated authority to the Securities and Exchange Commission (“SEC”) to propose a uniform fiduciary rule for retail investment accounts. [read post]
3 Jan 2020, 5:37 am
Stocks 1994-2019 Posted by Holger Spamann and Colby Wilkinson (Harvard Law School), on Thursday, January 2, 2020 Tags: Disclosure, Filings, Form 10-K, Incorporations, Public firms, SEC, State law Statement by Chairman Clayton on the Role of Audit Committees in Financial Reporting and Oversight Responsibilities Posted by Jay Clayton, U.S. [read post]
10 May 2019, 7:05 am
These proposals preserve important investor and market protections, while at the same time addressing several of the practical implementation challenges that have been identified,” said SEC Chairman Jay Clayton. [read post]
22 Jul 2009, 7:48 pm
Frank Pasquale recently cited to Johnson’s work favorably. [read post]
19 Mar 2015, 10:05 pm
Here is what Clayton Morris wrote. [read post]
8 Nov 2011, 3:03 am
Frank Sinatra was a ringside photographer for Life Magazine. [read post]
18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
11 Apr 2018, 3:10 am
The SEC All-Stars: A Frank Conversation 2. [read post]
23 Oct 2020, 1:11 pm
” SEC Whistleblower Program Since the SEC whistleblower program was created in 2010 with the Dodd-Frank Act, $676 million has been awarded to 108 people. [read post]
18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
