Search for: "Commonwealth Capital Corporation"
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18 Aug 2019, 8:18 pm
The Conflict of Interest Act (the “Act”) is likely one of the most reviewed pieces of legislation this week, as a result of the release of the the Trudeau II Report. [read post]
6 Aug 2019, 8:52 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles III Suntrust Investment Services, Inc JP Morgan Securities LLC Bingham, Daniel Essex Securities LLC Investors Capital … [read post]
1 May 2019, 7:51 am
"Plaintiffs expressly do not base their claims against the parent companies on a breach of liability, the Anglo-Saxon legal entities piercing the corporate veil and crossing the corporate veil, shareholder liability or tort or negligence. [read post]
26 Mar 2019, 7:12 am
Aside from the FBI, GPB Capital Holdings is already under investigation by the US Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the New Jersey Bureau of Securities, and Massachusetts Secretary of the Commonwealth William Galvin, who is investigating more than 60 brokerage firms that sold GPB Capital Holdings-related private placements to investors. [read post]
11 Mar 2019, 1:00 pm
Notable brokerage firms that sold the GPB Capital Holdings investments include Sagepoint Financial, Inc.; Woodbury Financial Services, Inc.; Royal Alliance Associates Inc.; National Securities Corporation; and FSC Securities Corp. [read post]
11 Mar 2019, 7:42 am
It also restated its financial statements on top of an investigation by Massachusetts Secretary of the Commonwealth William Galvin. [read post]
21 Feb 2019, 4:00 am
Periodically on Thursdays, we present a significant excerpt, usually from a recently published book or journal article. [read post]
18 Feb 2019, 11:05 am
Aurelius and Assured sued both the Commonwealth and the Board arguing that the members of the Board were required to receive Senate approval under the Appointments clause of the U.S. [read post]
14 Sep 2018, 12:51 pm
Up until December 31, 2015, LLCs and corporations were subject to Pennsylvania Capital Stock Tax or Foreign Franchise Tax. [read post]
7 Sep 2018, 6:14 am
Fried, Harvard Law School, on Thursday, September 6, 2018 Tags: Accountable Capitalism Act, Capital allocation, Capital expenditures, Disclosure, Dividends, Donald Trump, Financial reporting, Incorporations, Long-Term value, R&D, Repurchases, Securities regulation, Short-termism Special Checklist for 2019 Annual Meeting Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz,… [read post]
4 Sep 2018, 3:35 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
14 Aug 2018, 7:00 am
Because Virginia begins with federal adjusted gross income rather than federal taxable income, moreover, the Commonwealth does not mirror the federal standard deduction or personal exemption. [read post]
31 Jul 2018, 10:40 am
In addition to its high rate, Connecticut’s volatile corporate income tax suffers from its inclusion of an alternative capital stock base and limitations on the utilization of net operating losses. [read post]
13 Jul 2018, 8:45 am
He received his law degree from Widener University Commonwealth School of Law and works regularly with business owners and entrepreneurs. [read post]
11 Jul 2018, 8:25 am
Boston Capital Corporation, Bolton Global Capital, Advisory Group Equity Services, Moors & Cabot, Detwiler Fenton & Co., BTS Securities Corporation, and Winslow, Evans & Crocker. [read post]
25 May 2018, 6:41 am
’s conviction voided its contract with corporate affiliate Vitol Inc. [read post]
4 Apr 2018, 7:38 am
Commonwealth Financial Network Peter Jack Margaros State Farm VP Management Corp. [read post]
3 Apr 2018, 10:32 am
Gotta Figure Out Capital Investments - and Capital Interests! [read post]
19 Mar 2018, 9:42 am
Key Findings In late December 2017, the Pennsylvania Department of Revenue issued a tax bulletin eliminating the ability of corporations to deduct the cost of capital investment until sale or disposal of an asset. [read post]
20 Oct 2017, 7:15 am
Despite slow progress in loosening the commonwealth’s laws on the devil’s lettuce — including a new medical cannabis products law and municipal decriminalization ordinances in its two largest cities, its state capital, and the borough that is home to its largest university — arrests for marijuana offenses are not abating. [read post]