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19 Apr 2024, 11:35 am by Michael Oykhman
As this is a section that explains what is allowed in terms of lotteries, the mens rea here would be that the accused knew they were not complying with the conditions listed in s. 207. [read post]
18 Apr 2024, 9:01 pm by renholding
This becomes ever more significant as AI-related disclosures by SEC registrants are increasing.[13] So how do you help ensure that your companies and clients comply with securities law requirements as they relate to AI? [read post]
18 Apr 2024, 7:37 am by Charlie Jarrett
  Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]
18 Apr 2024, 6:26 am by Cynthia Marcotte Stamer
 The following disclaimer is included to ensure that we comply with U.S. [read post]
17 Apr 2024, 7:05 am by Norman L. Eisen
During the 2016 election, she was one of the lead American Media, Inc. [read post]
District Court for the District of New Jersey against global engineering company Innodata, Inc. and its directors and officers underscores potentially unique exposure for public companies operating in the space as plaintiffs increasingly scrutinize the accuracy of AI-related disclosures, including those made in public filings. [read post]