Search for: "Cooperative Management Entity"
Results 101 - 120
of 2,009
Sorted by Relevance
|
Sort by Date
18 Oct 2018, 4:11 pm
If an outside board member has been placed on the board by an investor or strategic partner, is outside entity coverage available? [read post]
12 Jul 2008, 7:10 pm
While the recent SEC-Fed Memorandum of Understanding signals near-term cooperation between the Fed and the SEC, he noted, it is taking place within the existing statutory framework. [read post]
23 Oct 2023, 1:00 pm
October 23, 2023 | By: Dylan Cooper and Roy Morris What is a Trust? [read post]
7 Nov 2014, 5:56 am
As a shareholder in a cooperative looking for information to support your campaign, you have the legal right to access to minutes of shareholder meetings maintained at your managing agent's office. [read post]
15 Jun 2009, 3:56 pm
It is a mistake to assume that nonprofit entities will necessarily work to the advantage of the public.Business analysts also appear doubtful. [read post]
21 Mar 2012, 12:47 pm
The three entities agreed to settle by paying $217 million to harmed clients (which equaled the amount of losses), plus a $25 million penalty. [read post]
29 Feb 2020, 1:10 am
This framework essentially girdles around the principle of coordination and cooperation and in consonance with these principles the National Company Law Appellate Tribunal [“NCLAT”] in Jet Airways case has extended these principles by providing sufficient rights to Dutch trustee and observed that– “as per law, he (Dutch Trustee) has a right to attend the meeting of the Committee of Creditors” However, despite effective coordination and… [read post]
29 Feb 2020, 1:10 am
This framework essentially girdles around the principle of coordination and cooperation and in consonance with these principles the National Company Law Appellate Tribunal [“NCLAT”] in Jet Airways case has extended these principles by providing sufficient rights to Dutch trustee and observed that– “as per law, he (Dutch Trustee) has a right to attend the meeting of the Committee of Creditors” However, despite effective coordination and… [read post]
29 Feb 2020, 1:10 am
This framework essentially girdles around the principle of coordination and cooperation and in consonance with these principles the National Company Law Appellate Tribunal [“NCLAT”] in Jet Airways case has extended these principles by providing sufficient rights to Dutch trustee and observed that– “as per law, he (Dutch Trustee) has a right to attend the meeting of the Committee of Creditors” However, despite effective coordination and… [read post]
17 Mar 2024, 5:42 pm
While the Dear Colleague Letter specifically references covered entities and business associates “partnered” wit [read post]
12 May 2017, 7:38 am
Supporting Transparency in the Marketplace To support transparency in the marketplace, the Secretary of Homeland Security, in coordination with the Secretary of Commerce, is required to provide a report to the President, through the Assistant to the President for Homeland Security and Counterterrorism, that “examines the sufficiency of existing Federal policies and practices to promote appropriate market transparency of cybersecurity risk management practices by critical… [read post]
28 Apr 2014, 11:10 pm
The second is that the PRA would enable entities to better reflect their dynamic risk management practices in their financial statements. [read post]
31 Jan 2012, 8:36 am
It is clear from the detail in this MOU that the agencies have given considerable thought on how to manage the overlapping jurisdiction to maximize agency resources. [read post]
28 Oct 2011, 1:59 pm
According to the MRA, TS Capital Management did not cooperate with auditors during an investigation of the firm. [read post]
15 Nov 2023, 7:07 am
Each critical ICT provider will be overseen by one of the ESAs (Lead Overseer) where essentially the ESAs will be assessing whether each provider has in place adequate mechanisms to manage the ICT risks to which they may expose EU financial entities. [read post]
25 Jul 2019, 5:45 am
The EBA also invites Member State prudential supervisors to draw institutions’ attention to the extent to which ML / TF concerns may have an impact on prudential objectives and highlight that they will endeavour to mutually exchange information and cooperate with AML / CFT authorities concerning individual institutions (including their branches) and group entities both domestically and across borders. [read post]
4 Jun 2012, 3:36 pm
In a report, the Alternative Investment Management Association said that the differences between the Commission draft regulation and the ESMA advice could be disruptive to the asset management industry in the EU and globally, potentially undermining investor protection and financial stability.Third country cooperation arrangements are the foundation of the USand other third country regimes under the hedge fund Directive. [read post]
6 Jun 2008, 11:10 pm
Violations of the Transmission Vegetation Management Standard were one of the major causes of the 2003 Blackout and an area where Regional Entities and NERC clearly intend to keep a watchful eye to ensure companies' compliance. [read post]
15 Oct 2013, 3:25 am
Potential amendments should include: Enhancing the accountability requirements to require privacy management programs that must be available on demand to the Office of the Privacy Commissioner of Canada (“OPC”). [read post]
Manage Retaliation Risks In Response To Updated EEOC Enforcement Guidance, Rising Retaliation Claims
31 Aug 2016, 2:02 am
The EEOC construes prohibition against retaliation for opposition as prohibiting an employer or other covered entity from punishing an applicant or employee for communicating or taking other action in opposition of a perceived EEO violation if the individual acted reasonably and based on a reasonable good faith belief that the conduct opposed is or could become unlawful if repeated. [read post]
