Search for: "DFS Services"
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1 Jul 2021, 9:28 am
The DFS asserted that the practice of allowing dealer “discretion” in setting retail interest rates resulted in statistically significant differences in pricing, disadvantaging Hispanic and African-American consumers, with differences ranging from 20 to 59 basis points. [read post]
25 Jun 2021, 5:03 pm
A company is able to partner with an existing firm that is authorized by the DFS to operate in the cryptocurrency space. [read post]
7 Jun 2021, 12:24 pm
Court of Appeals for the Second Circuit has ruled that the lawsuit filed by the New York Department of Financial Services (DFS) seeking to block the OCC’s issuance of special purpose national bank (SPNB) charters to non-depository fintech companies should be dismissed for lack of Article III standing. [read post]
19 May 2021, 6:11 am
Although none of the networks of the DFS-regulated companies were actively exploited, the SolarWinds Attack highlights the financial services industry’s vulnerability to supply chain attacks. [read post]
13 May 2021, 6:17 am
This article will discuss the recent guidance issued by government regulators, including the recent New York Department of Financial Services’ (DFS) framework with respect to insuring against cyber attacks, and their potential impact on insurance companies and insureds. [read post]
12 May 2021, 6:12 am
DFS also announced a $1.5 million settlement with a residential mortgage services provider earlier this year. [read post]
6 May 2021, 9:49 am
Some of the highlights of the April issue are as follows: Cybersecurity Regulation Compliance Change: ELANY has organized a coalition of seven New York producer trade groups to ask the New York Department of Financial Services to amend Cybersecurity Regulation (23 NYCRR 500) to provide an exemption from compliance for those New York licensed producers who do not actively engage in licensed activity. [read post]
4 May 2021, 11:01 am
Court of Appeals for the Second Circuit heard oral argument in the OCC’s appeal from the district court’s final judgment in the lawsuit filed by the New York Department of Financial Services (DFS) seeking to block the OCC’s issuance of SPNB charters to non-depository companies. [read post]
30 Apr 2021, 12:31 pm
To its credit, the New York Department of Financial Services seems to have wanted something that left the procedural approach to compliance with its Suitability reg. up to the regulated entity. [read post]
29 Apr 2021, 7:26 am
However, an exception arises if the Department of Financial Services (DFS) gives prior approval. [read post]
Tremaine Wright, '99, Named Director of DFS' Statewide Office of Financial Inclusion and Empowerment
18 Apr 2021, 4:00 pm
Tremaine Wright, '99, Named Director of DFS' Statewide Office of Financial Inclusion and Empowerment irisa Sun, 04/18/2021 - 18:00 Read more about Tremaine Wright, '99, Named Director of DFS' Statewide Office of Financial Inclusion and Empowerment New York State Department of Financial Services Superintendent Lacewell Announces New DFS’ Statewide Office of Financial Inclusion And Empowerment [read post]
16 Apr 2021, 9:29 am
Department of Financial Services last month: To: All New York Domestic and Foreign Insurance Companies Re: Diversity and Corporate Governance As Superintendent of the New York State Department of Financial Services (DFS), I have consistently stressed the critical importance of diverse perspectives to problem-solving. [read post]
30 Mar 2021, 7:13 am
New York Department of Financial Services (DFS) released its climate change guidance New York domestic insurers for comment on March 26, 2021. [read post]
24 Mar 2021, 11:38 am
(RMS), over violations of DFS’ Cybersecurity Requirements for Financial Services Companies. [read post]
22 Mar 2021, 11:23 am
One of the condition precedents is filing a Civil Remedy Notice (CRN) with the Department of Financial Services (DFS). [read post]
15 Mar 2021, 11:30 am
However, to effectuate these remedies, the policyholder must file a CRN with the insurance company and the Department of Financial Services (DFS). [read post]
15 Mar 2021, 8:12 am
Court of Appeals for the Second Circuit held oral argument last week in the OCC’s appeal from the district court’s final judgment in the lawsuit filed by the New York Department of Financial Services (DFS) seeking to block the OCC’s issuance of special purpose national bank (SPNB) charters to non-depository fintech companies. [read post]
8 Mar 2021, 12:44 pm
The insurer must provide notice to the insurance company and the Department of Financial Services (DFS). [read post]
23 Feb 2021, 3:57 pm
Offering and advertising credit counseling services. [read post]
23 Feb 2021, 6:58 am
Evaluate systemic risk, which has grown in part because institutions increasingly rely on third-party vendors which are highly concentrated in key areas like cloud services and managed services providers. [read post]
