Search for: "David B. RosenĀ " Results 101 - 120 of 195
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24 Feb 2017, 5:35 am
Kim, Wachtell, Lipton, Rosen & Katz, on Friday, February 17, 2017 Tags: Bank boards, Banks, Dodd-Frank Act, Donald Trump, FDIC, Financial crisis, Financial institutions, Financial regulation, Mergers & acquisitions, Money laundering, Securities enforcement, Securities regulation, Stress tests, Systemic risk SEC Enforcement in Financial Reporting and Disclosure—2016 Year in Review Posted by David Woodcock, Jones Day, on Saturday, February 18, 2017 Tags:… [read post]
17 Feb 2017, 5:40 am
Leff, Skadden, Arps, Slate, Meagher & Flom LLP, on Monday, February 13, 2017 Tags: Executive Compensation, Glass Lewis, Incentives, Institutional Investors, ISS, Management, Pay for performance, Proxy advisors, Proxy voting, Say on pay, Shareholder voting Trump Administration and Congress Signal New Priorities for Financial Regulation Posted by David F. [read post]
24 Jan 2017, 4:22 pm by Jamie Baker
Rev. 225 (2016) Professor Loewy’s article, Morals Legislation and the Establishment Clause, was cited in: David R. [read post]
16 Dec 2016, 1:00 am
Robinson, Wachtell, Lipton, Rosen & Katz, on Thursday, December 15, 2016 Tags: Charter & bylaws, Contracts, Delaware articles, Delaware law, Fiduciary duties, Forum selection, Jurisdiction, Merger litigation, Mergers & acquisitions, Proxy materials, Shareholder suits [read post]
11 Nov 2016, 4:07 am by Kevin LaCroix
  For that reason, the Lead Underwriters did not fall within the ambit of Section 16(b). [read post]
22 Sep 2016, 6:00 am by Gautham Rao
  So many, in fact, that I hope I am excused for naming a few with full knowledge that I am overlooking a great many more: Linda Kerber (Iowa), Rebecca Scott (Michigan), Laura Kalman (UCSB), Laura Edwards (Duke), Peter Hoffer (Georgia), Sally Hadden (Western Michigan), Margot Canady (Princeton), Cornelia Dayton (Connecticut), David Tannenhaus (UNLV), Hendrik Hartog (Princeton), Elizabeth Dale (Florida), Barbara Welke (Minnesota), Kelly Kennington (Auburn), David Konig… [read post]
5 Aug 2016, 6:27 am
NCS Healthcare, Section 10(b), Securities Act, Securities litigation, Settlements, Supreme Court SEC Proposed Rule on Continuity Planning by Registered Investment Advisers Posted by Paul A. [read post]
28 Jul 2016, 4:53 pm by Kevin LaCroix
Rosen 212-373-3305 rrosen@paulweiss.com Audra J. [read post]
15 Apr 2016, 9:21 am by Mark Astarita
  The SEC seeks preliminary and permanent injunctions, the appointment of a receiver over the company, an asset freeze, financial penalties and disgorgement plus interest, and other relief.The SEC’s investigation was conducted by David Rosen and Carol Shau and supervised by Marc Blau. [read post]
18 Mar 2016, 6:09 am
Kess & Yafit Cohn, Simpson, Thacher & Bartlett LLP, on Sunday, March 13, 2016 Tags: Disclosure, Financial reporting, Foreign firms, Foreign issuers, Form 6-K, Investor protection, Listing standards,NYSE, Reporting regulation, SEC, SEC rulemaking, Securities Regulation Proxy Disclosure Recommendations Posted by Steven B. [read post]