Search for: "David Stearns" Results 101 - 120 of 180
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11 Jul 2008, 7:39 pm
Additional firms that have been mentioned in the auction-rate securities market fiasco are Lehman Brothers and Bear Stearns Cos. [read post]
9 Dec 2009, 6:55 am by Heather Young
Incorporated, Goldman Sachs & Co., Bear Stearns Companies, Inc., Bank of America Securities LLC, Bank of New York, Citigroup Inc., Credit Suisse (USA) Inc., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
1 Feb 2012, 9:07 am by McNabb Associates, P.C.
Bloomberg on February 1, 2012 released the following: “By Patricia Hurtado Former Credit Suisse Group AG (CSGN) employee David Higgs pleaded guilty to conspiracy related to the intentional mismarking of prices tied to securities including collateralized debt obligations. [read post]
18 Aug 2009, 8:53 am
By happy coincidence, I spent this morning finishing David Wessel's excellent In Fed We Trust: Ben Bernanke's War on the Great Panic and a superb 2000 article, 21 Cardozo L. [read post]
23 May 2008, 10:16 am
  While the magazine column is focused on US Treasury regulations (do we prevent another Enron or Bear Stearns debacle only by writing rules that would have limited specifically what Enron and Bear Stearns did, after the fact?) [read post]
27 Mar 2008, 4:23 am
03/26/2008 GAO Report Submitted to Congressional Committees (PDF 1.2 MB)Defense Contracting: Army Case Study Delineates Concerns with Use of Contractors as Contract Specialists03/26/2008 Letter to Comptroller General David Walker From Sens. [read post]
7 Jan 2011, 8:29 pm by Kenneth Anderson
”)Flying to and from meetings this week at the Hoover Institution, I re-read David Skeel’s brand-new book, The New Financial Deal: Understanding the Dodd-Frank Act and Its (Unintended) Consequences (Wiley 2011), for a second time. [read post]
26 Apr 2010, 1:56 pm by CMLP Staff
Opening Remarks/Introduction to OMLN by Director David Ardia Saving Journalism from Itself? [read post]
15 Jul 2010, 8:59 am by Anthony Lake
David Abel, a public finance quantitative technician, testifies regarding a meeting with Blagojevich, Kelly and staffers regarding the $10 billion pension bond issue. [read post]
7 Sep 2012, 2:36 pm
David Cardona, who recently left the FBI for a job at the Securities and Exchange Commission, told the Wall Street Journal that bringing financial wrongdoing to account is "better left to regulators," who can bring civil cases. [read post]
10 Mar 2010, 5:22 am by David Oscar Markus
Smith, Michael Moore and Leslie Lott, and David O. [read post]
6 Dec 2011, 8:04 am by McNabb Associates, P.C.
But their hopes slowly gave way to frustration over how to prove criminal intent, according to David Cardona, who was a deputy assistant director at FBI until he left last month for a job at the SEC. [read post]
24 May 2016, 6:00 am by Amy Howe
  NFIB weighs in on the case (as well as several others), describing it as an “important win” for businesses, while Maxwell Stearns analyzes the case at Casetext. [read post]
2 Oct 2008, 12:08 am
Even if we just go back to the Bear Stearns rescue, that was months ago. [read post]
25 Nov 2008, 2:00 pm
" FIRMS Bear Stearns Hedge Fund Prosecutor to Join Mayer Brown The Litigation Daily has learned that Sean Casey, a Brooklyn assistant U.S. attorney who's part of the team prosecuting two former Bear Stearns hedge fund managers, is heading to Mayer Brown. [read post]