Search for: "Depository Trust Company"
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14 Feb 2014, 7:40 am
Those institutions have issued a depository account in conjunction with a Totten trust arrangement. [read post]
14 Jan 2014, 3:14 pm
Section 171 of the Dodd-Frank Act provides for the grandfathering of trust preferred securities issued before May 19, 2010, by certain depository institution holding companies with total assets of less than $15 billion as of December 31, 2009, and by mutual holding companies established as of May 19, 2010. [read post]
14 Jan 2014, 6:00 am
Section 171 of the Dodd-Frank Act provides for the grandfathering of trust preferred securities issued before May 19, 2010, by certain depository institution holding companies with total assets of less than $15 billion as of December 31, 2009, and by mutual holding companies established as of May 19, 2010. [read post]
28 Dec 2013, 7:01 pm
A number of community banking organizations have expressed concern that the Final Rule conflicts with the congressional determination under section 171(b)(4)(C) of the Dodd-Frank Act to grandfather TruPS issued before May 19, 2010, by depository institution holding companies with total consolidated assets of less than $15 billion as of December 31, 2009; and by organizations that were mutual holding companies on May 19, 2010, for purposes of calculating Tier 1 regulatory… [read post]
28 Oct 2013, 7:58 am
We expanded our search and found little Yellowstone Trust Company, which charges $200 for setup and a minimum $600 annual fee. [read post]
29 Apr 2013, 4:18 pm
Nonpersonal Services: those that “include[] but [are] not limited to … [u]tilities, construction, transportation, research, insurance, and fund depository. [read post]
28 Apr 2013, 9:01 pm
Disruption is definitely the hot term du jour. [read post]
23 Apr 2013, 6:28 am
Werner, Syndicated Gold Depository Inc, now known as Bahamas Resources Alliance Ltd., Merendon Mining Corp. [read post]
4 Feb 2013, 6:00 am
Covered FFIs: clarified and scope limited; non-professionally managed passive entities now are non-financial foreign entities (NFFEs), not FFIs; clarification of scope of depository institutions, insurance companies and investment funds. [read post]
21 Dec 2012, 3:04 am
However, differences of view stalled the establishment of an international depository for seeds. [read post]
23 Oct 2012, 2:00 am
At the beginning of the 2012 shareholder proposal season, the Staff issued Staff Legal Bulletin No. 14F (Oct. 18, 2011) (“SLB 14F”), which states that “only [Depository Trust Company ('DTC')] participants should be viewed as ‘record’ holders of securities that are deposited at DTC. [read post]
19 Oct 2012, 1:00 am
Either Iowans and Midwesterners are a pretty trusting group or I have perfected the art of seeming trustworthy over the phone, or perhaps a little of both! [read post]
17 Oct 2012, 7:42 am
In the latter case, the securities are either held in the name of the intermediary (in “street name”) or, where the intermediary is a Depository Trust Company (DTC) participant, are deposited with DTC and held in the name of DTC’s nominee (Cede & Co.). [read post]
19 Jul 2012, 11:53 am
The authority to designate financial market utilities is an important component of the Dodd-Frank Act and is one of a number of tools now available to constrain risk and help protect against future financial crises.The designated financial market utilities are: The Clearing House Payments Company, L.L.C., on the basis of its role as operator of the Clearing House Interbank Payments System; CLS Bank International; Chicago Mercantile Exchange, Inc.; Depository… [read post]
12 Jul 2012, 6:23 am
Trust has fought against former brokers soliciting clients by instituting U.K. [read post]
12 Jul 2012, 6:23 am
Trust has fought against former brokers soliciting clients by instituting U.K. [read post]
11 May 2012, 3:50 am
Although Quesada was supposedly a good employee and worked in phone customer service where she never handled cash on the job, according to Wells Fargo spokesman Jim Hines since the company is an insured depository institution they are “bound by federal law that generally prohibits us from hiring or continuing employment of any person who we know has a criminal record involving dishonesty or breach of trust. [read post]
8 May 2012, 5:00 am
(n) Other Sources: Form PF Adopting Release (.pdf) Private Fund Reporting Depository Form PF and Investor Representations in Subscription Agreements in Compliance Avenue Real Estate Funds and Form PF [read post]
17 Apr 2012, 7:22 am
As we know Depository Trust Company (DTC) controls which companies will be permitted to use their services which permit electronic trading of stocks rather than issuance and reissuance of stock certificates. [read post]
11 Apr 2012, 1:13 am
{15] Federal banking regulators are required to investigate insured depository institution failures and bring lawsuits to recover damages. [read post]
