Search for: "Deutsche Bank Securities Limited"
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14 Apr 2016, 7:45 am
The license scope is also limited in similarly nuanced ways. [read post]
2 Feb 2016, 7:58 am
The term “things,” while not limiting in and of itself, is vague at best. [read post]
7 Jan 2016, 1:41 pm
The Banks – first Deutsche Bank and later Barclays – developed and marketed structured financial products called MAPS and COLT to at least 13 hedge funds, which used them to avoid federal taxes and leverage limits on buying securities with borrowed funds. [read post]
25 Nov 2015, 8:13 am
The White Law Group is specifically looking at the following Deutsche Bank structured notes: Deutsche Bank Structured Notes tied to Crude Oil Deutsche Bank Structured Notes tied to Steel Deutsche Bank Structured Notes tied to Copper Deutsche Bank Structured Notes tied to Nickel Deutsche Bank Structured Notes tied to Natural Gas Deutsche Bank Structured Notes tied to Coal… [read post]
23 Nov 2015, 11:40 am
The White Law Group is investigating the liability that brokerage firms may have for recommending certain structured notes tied to oil, including structured notes tied to oil offered by Barclays (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS (NYSE:BNP PARIBAS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase(NYSE:JPM), Credit Suisse (NYSE:CS), and BNP… [read post]
23 Nov 2015, 11:03 am
However, investors in Deutsche Bank structured notes tied to oil are finding out that the protection offered was limited and insufficient to ward off enormous losses. [read post]
18 Nov 2015, 5:55 am
These structured products are issued by Barclays (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS (NYSE:UBS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase (NYSE:JPM), Credit Suisse (NYSE:CS), and BNP Paribas among others firms. [read post]
4 Oct 2015, 5:02 pm
Tesco’s ADRs, which were issued by Deutsche Bank, represent an ownership interest in Tesco stock; each ADR represents three Tesco ordinary shares. [read post]
28 Aug 2015, 8:15 am
Stein has voiced her objections to waivers on at least two other occasions regarding Deutsche Bank AG and for multiple waivers granted to UBS AG, Barclays Plc, Citigroup Inc., JPMorgan Chase & Co., and the Royal Bank of Scotland Group Plc. [read post]
17 Aug 2015, 12:31 pm
On August 10, 2015, the Fifth Circuit revived a securities fraud suit brought by the Federal Deposit Insurance Corporation (“FDIC”) as receiver for Guaranty Bank against Goldman Sachs & Co., Deutsche Bank AG, and the Royal Bank of Scotland PLC. [read post]
20 Jul 2015, 1:59 pm
On July 10, 2015, Judge Alvin Hellerstein of the Southern District of New York granted defendant WMC Mortgage LLC’s motion for judgment on the pleadings in an action brought by the Federal Housing Financial Agency (“FHFA”) and Deutsche Bank National Trust Co. [read post]
2 Feb 2015, 8:10 am
The investment seeks to track the price and yield performance, before fees and expenses, of the Deutsche Bank Liquid Commodity Index – Optimum Yield Energy Excess Return. [read post]
28 Jan 2015, 8:48 am
The investment seeks to track the price and yield performance, before fees and expenses, of the Deutsche Bank Liquid Commodity Index – Optimum Yield Oil Excess Return. [read post]
28 Jan 2015, 8:46 am
The investment seeks to track the price and yield performance, before fees and expenses, of the Deutsche Bank Liquid Commodity Index – Optimum Yield Energy Excess Return. [read post]
18 Sep 2014, 4:46 am
Our experience with 1201: significant limitations. [read post]
11 Aug 2014, 7:29 am
Crotty of the Southern District of New York granted Quicken Loans’ motion to dismiss a lawsuit brought by Deutsche Bank National Trust Co. [read post]
4 Aug 2014, 4:13 am
The complaint, which can be found here, is filed against Deutsche Bank, HSBC, and the Bank of Nova Scotia, the members of the London Silver Market Fixing Limited. [read post]
28 Jul 2014, 3:58 pm
In addition to avoiding taxes, the structure was used by the banks and hedge funds to evade federal leverage limits designed to protect against the risk of trading securities with borrowed money. [read post]
15 Jan 2014, 12:11 am
Barclays, Royal Bank of Scotland and Deutsche Bank have indicated that they are cooperating with various regulators. [read post]
6 Jan 2014, 12:40 pm
The court dismissed claims with respect to two HarborView trusts and all claims against Deutsche Bank securities as untimely because plaintiffs could no longer rely on equitable tolling. [read post]
