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4 Dec 2009, 10:38 am
The OSC has just released its 2009 Corporate Finance Branch Report, summarizing the operational activities of the Branch for fiscal 2009, which ended on March 31, 2009. [read post]
20 May 2008, 9:58 am
At Citigroup, Goldman Sachs and Morgan Stanley, the first clue that someone is gone can be the return of an email message from a former colleague's inactivated corporate e-mail address. [read post]
13 Jul 2023, 6:31 am
Huber, Sarah E. [read post]
13 Jul 2023, 6:31 am
Huber, Sarah E. [read post]
2 Apr 2018, 4:03 pm
A version of this article originally appeared on The Harvard Law School Forum on Corporate Governance and Financial Regulation (Here). [read post]
5 Feb 2024, 12:44 pm
Fillings must be made through the BOI E-Filing System. [read post]
14 Nov 2023, 6:31 am
A S H A R E H O L D E R P R O P O S A L T O W A T C H Golden parachutes cushion corporate leaders from the financial risks of a sudden exit by promising substantial severance packages, particularly when there is a change in control. [read post]
14 Nov 2023, 6:31 am
A S H A R E H O L D E R P R O P O S A L T O W A T C H Golden parachutes cushion corporate leaders from the financial risks of a sudden exit by promising substantial severance packages, particularly when there is a change in control. [read post]
30 Jun 2022, 4:02 pm
The guilty plea to felony insider trading by former Apple, Inc. corporate secretary and director of corporate law Gene Levoff announced today reminds corporations and their leaders of the importance of ensuring their own insider trading controls are up-to-date and consistently followed.admitted engaging in an insider trading scheme that spanned five years, Attorney for the United States Vikas Khanna announc Levoff plead guilty by… [read post]
1 Jul 2024, 9:01 pm
As part of its ongoing efforts to reduce what it views as corporate recidivism, the Consumer Financial Protection Bureau (CFPB) issued a final rule on June 3, 2024 that will require certain nonbank financial companies to register with the CFPB when they become subject to final agency orders alleging violations of consumer financial laws (Final Rule).[1] For nonbank financial companies subject to the CFPB’s supervisory authority, a senior executive… [read post]
26 Sep 2013, 9:30 pm
Forty state attorneys general petitioned the Food and Drug Administration (FDA) to regulate e-cigarettes. [read post]
3 Aug 2022, 9:01 pm
BACKGROUND The CSRD is a key pillar in the EU’s ambitious focus on corporate sustainability. [read post]
18 Dec 2009, 10:30 am
The SEC’s key finding: E&Y knew or should have known about Bally's fraudulent financial accounting and disclosures; and despite that, the firm issued unqualified audit opinions that Bally's 2001- 2003 financial statements were in line with US GAAP, and the audit itself was conducted in accordance with GAAS. [read post]
15 Nov 2023, 6:26 am
E. [read post]
12 May 2010, 2:02 pm
Panel Two, 11:00, on Reforms, moderated by Margarita Brose (Barclays Capital Markets), with contributions from John Buchman (E*Trade’s General Counsel), Anna Gelpern (American U. [read post]
10 Aug 2022, 7:07 pm
The term “corporate social responsibility” is still widely used even though related concepts, such as sustainability, corporate citizenship, business ethics, stakeholder management, corporate responsibility, and corporate social performance, are vying to replace it. [read post]
10 Jul 2024, 9:05 pm
Understanding these trade-offs is crucial for designing governance regimes that effectively integrate broader societal interests with corporate practices. [read post]
14 Oct 2022, 6:30 am
Posner, Cooley LLP, on Monday, October 10, 2022 Tags: Exchange Act, Financial regulation, Insider trading, Rule 10b-5-1, SEC, SEC enforcement A Critical Analysis of the DOJ’s New Policy on Corporate Criminal Enforcement Posted by J.W. [read post]
15 Oct 2009, 5:00 am
The primary materials for this post are available on the DU Corporate Governance website. [read post]
4 Aug 2009, 4:12 am
Second, it will "consolidate[e] responsibility for consumer protection under one agency. [read post]
