Search for: "E*Trade Financial Corporation" Results 101 - 120 of 1,886
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2 Apr 2018, 4:03 pm by Kevin LaCroix
A version of this article originally appeared on The Harvard Law School Forum on Corporate Governance and Financial Regulation (Here). [read post]
14 Nov 2023, 6:31 am
A  S H A R E H O L D E R  P R O P O S A L  T O  W A T C H Golden parachutes cushion corporate leaders from the financial risks of a sudden exit by promising substantial severance packages, particularly when there is a change in control. [read post]
14 Nov 2023, 6:31 am
A  S H A R E H O L D E R  P R O P O S A L  T O  W A T C H Golden parachutes cushion corporate leaders from the financial risks of a sudden exit by promising substantial severance packages, particularly when there is a change in control. [read post]
30 Jun 2022, 4:02 pm by Cynthia Marcotte Stamer
The guilty plea to felony insider trading by former Apple, Inc. corporate secretary and director of corporate law Gene Levoff announced today reminds corporations and their leaders of the importance of ensuring their own insider trading controls are up-to-date and consistently followed.admitted engaging in an insider trading scheme that spanned five years, Attorney for the United States Vikas Khanna announc Levoff plead guilty by… [read post]
26 Sep 2013, 9:30 pm by RegBlog
Forty state attorneys general petitioned the Food and Drug Administration (FDA) to regulate e-cigarettes. [read post]
18 Dec 2009, 10:30 am
The SECâ€s key finding: E&Y knew or should have known about Bally's fraudulent financial accounting and disclosures; and despite that, the firm issued unqualified audit opinions that Bally's 2001- 2003 financial statements were in line with US GAAP, and the audit itself was conducted in accordance with GAAS. [read post]
10 Aug 2022, 7:07 pm
  The term “corporate social responsibility” is still widely used even though related concepts, such as sustainability, corporate citizenship, business ethics, stakeholder management, corporate responsibility, and corporate social performance, are vying to replace it. [read post]
12 May 2010, 2:02 pm by Lawrence Cunningham
Panel Two, 11:00, on Reforms, moderated  by Margarita Brose (Barclays Capital Markets), with contributions from  John Buchman (E*Trade’s General Counsel),  Anna Gelpern (American U. [read post]
15 Oct 2009, 5:00 am
The primary materials for this post are available on the DU Corporate Governance website. [read post]
14 Oct 2022, 6:30 am
Posner, Cooley LLP, on Monday, October 10, 2022 Tags: Exchange Act, Financial regulation, Insider trading, Rule 10b-5-1, SEC, SEC enforcement A Critical Analysis of the DOJ’s New Policy on Corporate Criminal Enforcement Posted by J.W. [read post]
4 Aug 2009, 4:12 am
Second, it will "consolidate[e] responsibility for consumer protection under one agency. [read post]
7 Sep 2021, 1:48 pm by Lee T. Polk and Christopher Lech
PBGC defines “investment grade” as “publicly traded securities for which the issuer has at least adequate capacity to meet the financial commitment under the security for the projected life of the asset or exposure. [read post]