Search for: "E*Trade Securities LLC"
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8 Apr 2022, 2:05 am
(Charlotte, NC) Commercial Counsel for growing P/E-backed Company, Momentum Search Partners (Houston, TX) Employment Counsel, Relativity Space (Long Beach, CA) Commercial/Technology Counsel, Grayson Allen, Inc. [read post]
7 Apr 2022, 3:17 pm
Shopify Sued by Crypto Holders Over 2020 Data BreachLaw360 – April 4, 2022 (subscription required) Cryptocurrency users in four states have sued e-commerce venture Shopify Inc. and outsourcing company TaskUs Inc. in Delaware federal court, saying in a class suit that a 2020 security breach exposed users of the company’s Ledger “hardware wallets” to hacking and crypto theft. [read post]
1 Apr 2022, 2:12 am
No reason was given for the suspension in a filing with Securities and Exchange Commission, but other non-traded REITs made similar suspensions in response to the Covid-19 global pandemic. [read post]
18 Mar 2022, 6:02 am
Securities and Exchange Commission, on Friday, March 11, 2022 Tags: Conflicts of interest, Cybersecurity, Disclosure, ESG, Financial technology, Privacy, SEC, SEC rulemaking, Securities regulation The Ongoing Debate at the SEC on Climate Disclosure Rules Posted by Cydney Posner, Cooley LLP, on Saturday, March 12, 2022 Tags: Climate change, Environmental disclosure, ESG, Materiality, SEC, SEC… [read post]
8 Mar 2022, 12:51 pm
The defendants are: Jase Davis of Brandon, Mississippi Borys Konovalenko of Ukraine Anna Shymko of Duluth, Georgia Alla Skala of Grand Island, New York and/or Fort Erie, Canada Timothy Stubbs of Brandon, Mississippi and/or Atlanta, Georgia The defendant companies are: Notus LLC d/b/a ROFX, a Colorado limited liability company Easy Com LLC d/b/a ROFX, a New Hampshire limited liability company Global E-Advantages LLC a/k/aKickmagic LLC d/b/a ROFX, a… [read post]
22 Feb 2022, 12:45 pm
Data Privacy Regulatory Enforcement Trends Federal Trade Commission (FTC) and state enforcement action in 2021 centered on several key areas, including protecting children. [read post]
18 Feb 2022, 6:01 am
Securities and Exchange Commission, on Saturday, February 12, 2022 Tags: Misconduct, SEC, SEC enforcement, Securities enforcement, Securities regulation, Whistleblowers The LSE’s New Voluntary Carbon Market Solution Posted by Amy Kennedy, Kenneth J. [read post]
7 Feb 2022, 8:01 am
The agency is also currently reviewing whether China-controlled Pacific Networks Corp. and its ComNet (USA) LLC unit pose similar risks to U.S. national security. [read post]
1 Feb 2022, 4:08 pm
The act helps to support our military and first responders by ensuring that government contractors provide equipment that is safe, effective and cost efficient; to safeguard American businesses and workers by promoting compliance with customs laws, trade agreements, visa requirements and small business protections; and to protect other critical government programs ranging from the provision of disaster relief funds to nutrition benefits for needy families.In 1986, Congress… [read post]
20 Jan 2022, 12:16 pm
Department of Justice launched an effort to “prob[e] the relationships among the hedge funds and firms that publish negative reports on certain companies, often with the aim of sending the stock lower. [read post]
14 Jan 2022, 5:57 am
Shapiro, David E. [read post]
7 Jan 2022, 11:54 am
FINRA Mulls A Defaulted Bond's Worth (BrokeAndBroker.com Blog)Federal Indictment Charges Chicago Attorney With Insider Trading (DOJ Release)SEC Charges Two Friends and Former Business Associates with Insider Trading (SEC Release)FINRA Censures and Fines E*TRADE for Supervision LapsesIn the Matter of E*TRADE Securities LLC, Respondent (FINRA AWC)What to Expect: CE Transformation & Maintaining Qualifications Program… [read post]
27 Dec 2021, 9:00 pm
This will be its 24th annual conference and trade show. [read post]
20 Dec 2021, 4:44 pm
A review of the OCR data base of unsecured electronic protected health information breaches reveals that OCR has received a wave of required unsecured electronic health information breach notifications impacting 500 or more individuals arising from hacking of electronic systems or e-mail since January 1, 2021, including notices from Apple Blossom Family Practice VA Healthcare Provider (500 individuals/Network Server Hacking/IT Incident); Network Server; Texas ENT Specialists TX… [read post]
27 Nov 2021, 2:16 am
(e) Whether the plaintiff s would be prejudiced by having to sue in the foreign country because they would (i) be deprived of security for that claim; (ii) be unable to enforce any judgment obtained; (iii) be faced with a time-bar not applicable in Nigeria; or (iv) for political, racial, religious, or other reasons be unlikely to get a fair trial (v) the grant of a stay would amount to permanently denying the plaintiff any redress. [read post]
4 Nov 2021, 7:58 am
” In other words, after securing “nearly half the market for publishing rights,” the merged entity will continue to compete against itself. [read post]
7 Oct 2021, 1:04 pm
When the attorney asked for more information on the nature of the dispute, they received an email from “Buvant Construction Group LLC” stating that the dispute was with “Fastenal Company, United States” concerning an unfulfilled order. [read post]
5 Oct 2021, 6:36 am
, shifting from patents to trade secrets, or vice versa). [read post]
27 Sep 2021, 12:59 pm
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]
24 Sep 2021, 12:08 pm
CCBill LLC (9th Cir. 2007). [read post]
