Search for: "E. Aguilar" Results 101 - 120 of 188
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24 Feb 2015, 5:04 pm by Amy Ross
” To that end, Aguilar stated his view that the enforcement staff should focus more on individual accountability and be more aggressive in seeking permanent bars from serving as an officer or director of a public company, or bars from appearing before the Commission under Rule 102(e). [read post]
18 Nov 2016, 5:28 am by The Murray Law Firm
 Anyone seeking further information or legal representation is encouraged to contact us via e-mail (click here) or by telephone at 888.842.1616. [read post]
30 May 2017, 3:58 am by Dan Harris
En caso de querer asistir, favor de confirmar con anticipación al teléfono: +525551407837 con Guadalupe Escalante o al correo-e: apoyotecnico@concamin.mx. [read post]
24 May 2010, 4:00 am by Doug Cornelius
SEC Disclosure Update With Shelley E. [read post]
21 May 2015, 8:09 am by John Jascob
Aguilar suggested that the SEC should proceed with this option with caution, given its experience with the e-proxy rules and based on investor research, which has shown a decline in retail investor participation in the proxy voting process after the adoption of the electronic filing rules.Investment adviser amendments. [read post]
10 Apr 2016, 12:54 pm by José Manuel Gómez Porchini
.- Pensiones en Universidades Públicas e Instituciones de Educación Superior; y, 3.- El panorama de las pensiones sus reformas en el plano internacional. [read post]
25 Feb 2014, 10:02 am by Justin Bagdady
The leaders of the Securities and Exchange Commission addressed the public on February 21-22 at the annual SEC Speaks conference in Washington, D.C. [read post]
13 Jul 2012, 8:28 am by Julie Brook, Esq.
Credit Corp. v Aguilar & Sebastinelli (2003) 113 CA4th 1072, 1079, 6 CR3d 813. [read post]
2 Jul 2015, 5:46 am by Doug Cornelius
Aguilar in the Harvard Law School Forum on Corporate Governance and Financial Regulation Recently, a fellow Commissioner issued a public dissent in two recent enforcement actions against CCOs of investment advisers. [read post]
20 Mar 2012, 4:45 am by Doug Cornelius
., a company that provides e-commerce fulfillment services. [read post]
21 Mar 2023, 1:22 am by Siven Watt
Penal Code § 175.05), or in the first degree, which is a class E felony (N.Y. [read post]
25 Jan 2013, 5:13 am by Doug Cornelius
Aguilar had many kind words for the Committee’s recommendations with respect to lifting the ban on general solicitations in Rule 506 offerings. [read post]
27 Sep 2011, 6:11 am by lopeznoriega
El Ministro Franco accedió a quitar el apartado e incluir los argumentos en el cuerpo de la argumentación. [read post]
10 Dec 2017, 9:43 am by Wolfgang Demino
Hall stated that he received the trial notice on September 14, 2015, from Stewart via e-mail.[1]On February 2, 2016, the trial court heard the motion for new trial; Hall appeared for Gonzales, and a lawyer from Lubbock, Joseph Aguilar, also appeared.[2] At the hearing, Hall objected to the affidavit of Staley, Midland Funding's lead counsel, because it was conclusory. [read post]