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27 Mar 2020, 6:01 am
Climate Proxy Voting Guidelines Posted by Subodh Mishra, Institutional Investor Services, Inc., on Thursday, March 26, 2020 Tags: Audit committee, Audits, Climate change, Environmental disclosure, ESG, Proxy season, Proxy voting, Shareholder proposals, Sustainability [read post]
20 Mar 2020, 6:17 am
Joint Venture Governance Index: Calibrating the Strength of Governance in Joint Ventures Posted by James Bamford, Geoff Walker, and Martin Mogstad, Water Street Partners LLC, on Friday, March 13, 2020 Tags: Board composition, Boards of Directors, Compliance & ethics, Corporate forms, ESG, Joint ventures, Surveys A Case of Mistaken Identity: Correcting the Record on EVA Posted by Subodh Mishra, Institutional Investor Services, Inc.,… [read post]
22 Feb 2020, 3:00 am
Regards, Bart Mallon & Michael Fitzsimmons Aspect Advisors LLC Aspect Advisors LLC is a modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
30 Jan 2020, 10:49 am
Correctional Services Fraud – Mississippi – $26.6 million. [read post]
27 Jan 2020, 5:26 pm
In another matter, Reckitt Benckiser Group plc paid a total of $1.4 billion to resolve criminal and civil liability related to the marketing of the opioid addiction treatment drug Suboxone, which is a formulation of the opioid buprenorphine. [read post]
9 Jan 2020, 12:03 pm
EIR Decisions South of Market Community Action Network v. [read post]
7 Jan 2020, 5:39 pm
§ 791a et seq.) preempt application of the California Environmental Quality Act (Pub. [read post]
7 Jan 2020, 5:39 pm
§ 791a et seq.) preempt application of the California Environmental Quality Act (Pub. [read post]
1 Jan 2020, 10:35 am
While not topping this record, OCR during 2019 now has collected civil monetary penalties and resolution payments totaling more than $15 million from HIPAA Covered Entities and their business associates including: A $3 Million Resolution Payment from Cottage Health; A $3 Million Resolution Payment From A Tennessee Diagnostic Medical Imaging Services Company; A $100,000 Resolution Payment From An Indiana Medical Records Service Business Associate;… [read post]
23 Dec 2019, 9:06 pm
Agroson’s LLC is the brand’s exclusive distributor and it’s owners flatly refused to initiate a recall. [read post]
1 Nov 2019, 6:00 am
Stein, Latham & Watkins LLP, on Thursday, October 31, 2019 Tags: Boards of Directors, Capital structure, Disclosure, IPO Spinning, IPOs, Management, Mergers & acquisitions, Registration statements, Securities Act, Spinoffs, Taxation Mechanisms of Market Efficiency Posted by Kathryn Judge (Columbia Law School), on Thursday, October 31, 2019 Tags: Banks, CDOs, Financial institutions, Financial… [read post]
2 Oct 2019, 10:21 am
Asarco LLC, 135 S. [read post]
6 Sep 2019, 8:53 am
In Environmental Quality Management Inc. v. [read post]
29 Aug 2019, 7:56 am
(Millennium Hollywood LLC, Real Party in Interest) (2019) ___ Cal.App.5th ___. [read post]
19 Aug 2019, 1:31 pm
Icon at Panorama, LLC v. [read post]
11 Aug 2019, 6:08 am
This post is based on his testimony before the United States House of Representatives Subcommittee on Investor Protection, Entrepreneurship and Capital Market of the Committee on Financial Services on Building a Sustainable and Competitive Economy: An Examination of Proposals to Improve Environmental, Social and Governance Disclosures. [read post]
9 Aug 2019, 6:16 am
Peters, CFA Institute, on Monday, August 5, 2019 Tags: Disclosure, Earnings disclosure, Environmental disclosure, ESG, Incentives, Information environment, Investor protection, Reporting regulation, SEC, Securities regulation, Transparency A Roadmap for President Trump’s Crypto-Crackdown Posted by John Reed Stark, John Reed Stark Consulting LLC, on Tuesday, August 6, 2019 … [read post]
29 Jul 2019, 4:47 pm
(Millennium Settlement Consulting/1850 North Cherokee, LLC et al., Real Parties in Interest) (2019) ___ Cal.App.5th ___. [read post]
5 Jul 2019, 6:05 am
Houston (University of Florida), Chen Lin (The University of Hong Kong), and Wensi Xie (The Chinese University of Hong Kong), on Tuesday, July 2, 2019 Tags: Agency costs, Capital markets, Cost of capital, Derivative suits, Disclosure, Information environment, Insider trading, Investor protection, Risk-taking, Securities litigation, Shareholder rights, Shareholder suits, State law Task Force on Climate-Related… [read post]
1 Jul 2019, 9:03 pm
Weber Consulting LLC, submitted this column for original publication in Food Safety News. [read post]
