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10 May 2022, 8:27 am
Gerding was quick to reiterate from Peirce’s remarks that the proposal applies only to public companies subject to Exchange Act reporting requirements and not also to private companies. [read post]
24 Jun 2024, 3:50 am
In today’s blog, I am going to focus on my first appearance on the agenda for the October conferences, and that will be my interview with Erik Gerding, Director of the SEC’s Division of Corporation Finance. [read post]
2 Jun 2011, 4:02 am
Here is the line up: Friday, June 3, 2011 8:15 am to 10:00 am Regulating Entrepreneurs 2122 (Chair: Brian Broughman) Mira Ganor (Texas), The Power to Issue Stock Erik Gerding (New Mexico), Shadow Banking, Financial Innovation, and Regulatory Arbitrage Michelle Harner (Maryland), Mitigating Financial Risk for Entrepreneurs Poonam Puri (Toronto), The Regulatory Burden of Corporate Law Discussants: Kristin Johnson (Seton Hall) & Sarah Lawsky (UC… [read post]
20 Oct 2022, 3:15 am
Corp Fin Staff will also be attending – Renee Jones, Erik Gerding, Elizabeth Murphy, Lindsay McCord, and others. [read post]
10 Jun 2024, 9:20 pm
I think much of that concern was assuaged by the December guidance released by multiple agencies — the FBI’s Guidance to Victims of Cyber Incidents on SEC Reporting Requirements: Request a Delay, plus multiple CDIs from the SEC Staff, and a statement from Corp Fin Director Erik Gerding — which evidenced that necessary interagency channels of communication were being forged and processes being created for these delay provisions to work. [read post]
4 Aug 2011, 3:43 pm
So, tune in on September 12-13 to hear from and talk to: Cristie Ford, Assistant Professor, University of British Columbia Erik Gerding, Associate Professor of Law, University of Colorado Kimberly D. [read post]
26 Sep 2024, 3:30 am
Earlier this year, Corp Fin Director Erik Gerding announced that compliance with beneficial ownership reporting requirements was one of the priorities for this year’s disclosure review program, and we’ve blogged about Staff comments targeting the timeliness of beneficial ownership filings. [read post]
16 Sep 2010, 6:54 am
Loyola Erik F. [read post]
3 Apr 2011, 1:59 pm
Presenters: Adam Feibelman (Tulane University), Caroline Bradley (University of Miami), Arthur Wilmarth (George Washington University), Erik Gerding (University of New Mexico) Panelists: Melissa Jacoby (University of North Carolina), Mehrsa Baradaran (Brigham Young University), Daniel Schwarcz (University of Minnesota) Panel #2 – FINANCIAL REGULATION AND LEGITIMACY: Presentations will focus on loopholes in legislation, regulation of information quality, important truths of… [read post]
1 Sep 2010, 4:59 am
For this paper, we will turn to expert commentary by our own Erik Gerding and friends of the Glom Miriam Baer, Kim Krawiec andMike Guttentag. [read post]
21 Nov 2011, 5:13 am
Further: Erik Gerding. [read post]
5 Jun 2024, 3:23 am
I am particularly looking forward to participating in a number of the panels that make up the two days of conferences, which will include: – “Erik Gerding: The Latest From Corp Fin” on October 14th – “The SEC All-Stars: Proxy Season Insights” on October 14th – “Game Show Lightning Round: All-Star Feud” on October 14th – “Climate Disclosures: Your New Action Items” on October 14th – “The SEC… [read post]
22 Jul 2024, 3:15 am
– Corp Fin Director Erik Gerding’s recent statement about reporting immaterial incidents and some of the 5 new CDIs on Item 1.05 included guidance on assessing materiality. [read post]
31 May 2024, 12:31 pm
Special thanks to Law Clerk Shushan Gabrielyan (Los Angeles, CA) for her assistance in the preparation of this content. [1] Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure, Release Nos. 33-11216; 34-97989 (July 26, 2023) [88 FR 51896] (Aug. 4, 2023), available at https://www.sec.gov/news/statement/gerding-cybersecurity-disclosure-20231214. [2] Id. [3] SEC, Form 8-K, available at https://www.sec.gov/files/form8-k.pdf. [4] Erik… [read post]
13 Jun 2011, 4:54 pm
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2010. [read post]
20 Jun 2024, 3:00 am
You’ll hear insights on proxy disclosure and executive comp hot topics from our “SEC All-Stars” and have the opportunity to listen to Dave interview Corp Fin Director Erik Gerding. [read post]
12 Sep 2011, 4:00 am
As a reminder the forum participants are below, and should be chiming in later today with their thoughts: Cristie Ford, Assistant Professor, University of British Columbia Erik Gerding, Associate Professor of Law, University of Colorado Kimberly D. [read post]
15 Jun 2011, 4:54 am
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2010. [read post]
13 Jun 2011, 4:12 am
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2010. [read post]
26 Jun 2024, 3:45 am
As Meredith noted back in May and as John noted last week, Corp Fin Director Erik Gerding has issued statements concerning the filing obligation under Item 1.05 and selective disclosure considerations regarding material cybersecurity incidents. [read post]
