Search for: "Excellence Mutual Funds" Results 101 - 120 of 335
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25 Feb 2016, 10:45 am by Ron Friedmann
Cadwalader Cabinet targets broker dealers, investment banks, hedge funds, commodity pools,  some mutual funds, and the agencies regulating these institutions. [read post]
10 Apr 2010, 2:55 am by Tobias Thienel
 Departmental Objectives• to have an international reputation for high quality legal research• to excel in learning and teaching• to have strong and mutually beneficial links with other academic disciplines, the legal profession, the judiciary, regulators and relevant governmental institutions at local, Scottish, UK, European and international level. [read post]
31 Jul 2013, 10:31 am by Allison Tussey
Over this same time period, the Lomelis laundered the stolen funds through a series of personal expenditures for their mutual benefit. [read post]
30 Oct 2009, 6:57 am by David Oscar Markus
District Judge Federico Moreno first read the final fee request for the Mutual Benefits fraud receivership, he thought lawyers were seeking $1.1 million, not $11 million. [read post]
14 Jul 2008, 11:05 am
By my count, there have been at least five subprime securities lawsuits against mutual funds and mutual fund families. [read post]
10 May 2022, 8:25 am by Jeremy Neufeld
But direct funding can go only so far without addressing labor supply constraints. [read post]
23 Feb 2009, 8:22 am
So here one would have thought the duty -- and therefore the liability -- of fund managers, for negligence or worse, would extend only to their funds' investors. [read post]
9 Apr 2007, 7:25 pm
The ASNP conference speakers and handout materials were excellent. [read post]
15 May 2012, 3:11 pm
Known for its excellence in trading until now and earning up to $5.4 billion of securities gains last year, JPMorgan’s chief investment office has now seen a reversal of fortune. [read post]
4 Mar 2014, 8:53 pm by Kelly Phillips Erb
In 2011, the Emergency Economic Stabilization Act of 2008, the law changed: brokers are now required to track and report the basis of stocks, mutual funds, exchange traded funds (ETF), debt securities, options and private placements. [read post]
25 Jun 2010, 2:13 pm by Gene Quinn
In essence, the system, identified by the proprietary name Hub and Spoke®, facilitates a structure whereby mutual funds (Spokes) pool their assets in an investment portfolio (Hub) organized as a partnership. [read post]
22 Jul 2009, 9:21 am
There were some excellent questions and points raised in a few questions from the audience. [read post]
3 May 2009, 10:54 am by fbc
And to make matters worse, their mutual friend the retired attorney agreed with the bank president brother. [read post]
23 Nov 2023, 7:16 am by Katelynn Minott, CPA & CEO
  So when considering whether or not to pursue a golden visa, keep the following in mind: You may have to file a tax return in your country of residence as well as the US — and while tax treaties help you avoid double taxation in theory, tricky clauses often limit their benefits for US expats  Investments in foreign mutual funds are often taxed at a much higher rate than investments in US-based mutual funds FATCA requires Americans to… [read post]
29 May 2014, 7:46 am by Stephen D. Rosenberg
As a result, the court, by deciding such a novel theory at the motion to dismiss stage, had to assume facts about the mutual fund marketplace and 401(k) plans that were not necessarily true. [read post]
1 Apr 2022, 8:52 pm by Florian Mueller
When it comes to mobile app distribution terms and policies, however, the only party that has mutual interests with Apple is Google, as evidenced by this week's amicus curiae briefs in Epic Games v. [read post]
4 May 2011, 2:08 pm by Kevin Poulsen
debit CLASSIC United States of America Washington Mutual Bank ???????????????? [read post]