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8 Dec 2015, 10:55 am by Tom Smith
If you’re in one managed by Vanguard, BlackRock, Fidelity or just about any other mutual fund group, you’re most likely the owner of shares in the three primary publicly traded gun makers: Smith & Wesson; Sturm, Ruger & Company; and the Olin Corporation. [read post]
28 Sep 2010, 4:10 am
Filing bankruptcy also leaves retirement funds intact, as they are protected from bankruptcy. [read post]
6 Dec 2014, 9:42 pm by WOLFGANG DEMINO
" In re Waterpoint Int'l LLC, 330 F.3d 339, 345 (5th Cir.2003); accord Fidelity & Guar. [read post]
9 Jun 2010, 1:54 am by Kevin LaCroix
In 2006, the FDIC as receiver sued CBC’s fidelity bond insurer alleging breach of contract for dishonoring claims under the bond for CBC’s losses related to a loan scheme used to fund MTB’s acquisition. [read post]
3 Jul 2007, 7:01 am
The letter was sent to Fidelity Investments, the Oppenheimer Funds, and Massachusetts Financial Services Company. [read post]
21 Aug 2010, 9:29 am by Hedge Fund Lawyer
What is a Hedge Fund Part 2 Mutual Funds v. [read post]
18 Nov 2015, 5:58 am
Fidelity, Wells Fargo, Vanguard, etc.) to try to tease out the effect of trust. [read post]
12 Apr 2010, 5:00 am by Doug Cornelius
The Mutual Funds The Fidelity mutual funds are publicly traded, but do not have any employees. [read post]
12 Aug 2008, 11:16 pm
Three of these funds are the SSgA Yield Plus fund, which was liquidated in June, the Fidelity Ultra-Short Bond (symbol: FUSFX), and Regions Morgan Keegan Select High Income (symbol MKHIX). [read post]
27 Nov 2018, 9:27 am by Steven J. Tinnelly, Esq.
”  To that end, AB 2912 (a) significantly increases the financial review requirements of HOA boards of directors, (b) limits the ability for automatic transfer of HOA funds without board approval, and (c) imposes a requirement for the HOA to purchase and maintain a fidelity bond. [read post]
20 Apr 2016, 5:34 pm by Kevin LaCroix
  In the context of the connection between the fraudulent emails and the insured’s wire transfer of funds to the Natwest Bank account, the court noted that the funds transfer “occurred eight days after receiving the emails” and that the insured’s employees logged into its bank’s website to create, process, review, authorize and release the wire transfer. [read post]
21 Nov 2011, 3:17 pm
Assuming that ICI could apply the funds it received to satisfy its SIR, the issue then becomes whether the transfer of rights provision in the General Fidelity Policy gave ICI or General Fidelity the priority to recover....The language of this provision on its face is clear—the insurer has subrogation rights. [read post]
9 Feb 2011, 10:05 am by Josh Sturtevant
A gross, but useful, oversimplification of the way most hedge funds work is that they provide investors with 'alpha' returns, or returns on investment above and beyond expected average market returns, in return for the investors paying higher management fees than they would in, say, a Fidelity mutual fund. [read post]
16 Feb 2016, 12:46 pm by Malecki Law Team
These Highland Fund Energy MLPs were said to have been marketed to securities investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp., Raymond James, Fidelity and RBC Wealth Management. [read post]
28 Nov 2011, 7:19 am by Hedge Fund Lawyer
Most registered funds can be bought and sold directly from the fund and through intermediaries such as brokers or fund supermarkets (i.e., Schwab and Fidelity). [read post]
17 Feb 2022, 4:16 pm by Tom Smith
Index funds make sense for most retail investors who lack the time and information to actively trade stocks. [read post]
8 Apr 2009, 6:00 pm
Companies that set up mutual funds -- outfits like Fidelity, Vanguard, and Oppenheimer -- also "advise" the  funds  on their investments. [read post]