Search for: "Fields v. Securities and Exchange Commission"
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16 Mar 2022, 7:39 pm
And indeed, sometimes a bad decision in a court produces a substantially good consequences in the arena of politics (theory discussed in Backer, Chroniclers in the Field of Cultural Production: Courts, Law, and the Interpretive Process Boston College Third World Law Journal 20:291-343 (2000). [read post]
3 Jan 2014, 1:50 am
Betting exchanges make their money by taking a commission from whichever party wins the bet. [read post]
18 Aug 2010, 5:04 am
This "Securities & Exchange Commission Reserve Fund" is held by the Treasury - and the SEC has 10 days after dipping into the fund to notify Congress of the date, purpose and amount drawn. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
7 Dec 2006, 10:39 am
When the case was pending in the Second Circuit Court, the Justice Department's Antitrust Division opposed immunity for aftermarket trading in newly issued stocks, while the Securities and Exchange Commission favored immunity. [read post]
4 Jan 2010, 5:38 am
Meetesh V. [read post]
1 Jul 2023, 6:44 pm
Again exchanges are emphasized, this time in the context of rule of law, law enforcement and the judicial field. [read post]
7 Dec 2006, 10:39 am
When the case was pending in the Second Circuit Court, the Justice Department's Antitrust Division opposed immunity for aftermarket trading in newly issued stocks, while the Securities and Exchange Commission favored immunity. [read post]
27 Nov 2015, 9:39 am
His willingness to defer to the national security state occurred most clearly during World War II and later in his work as Chair of the Warren Commission. [read post]
22 Jun 2018, 3:22 pm
Securities and Exchange Commission, the Supreme Court ruled that SEC administrative law judges are “officers of the United States” and thus under the appointments clause must be tapped by the president or “department head,” in this case the SEC itself (not by commission staff). [read post]
1 Oct 2013, 5:53 pm
--Whitman v. [read post]
17 Feb 2017, 6:56 am
Federal Communications Commission et al. [read post]
21 Jul 2014, 6:45 am
” Third, Justice Mew addressed AEI’s submission that the arbitrator usurped the role of the Ontario Securities Commission (OSC) and Toronto Stock Exchange-Ventures (TSX-V) by deciding whether Storm was required under law to be registered as a LMD/EMD. [read post]
15 Jul 2015, 8:00 pm
Additionally, these same powers will cooperate with Iran “in the field of peaceful uses of nuclear energy” and “mutually determined civil nuclear cooperation projects. [read post]
20 Aug 2008, 1:41 pm
Although defendants had not been shown to be participants in those proceedings, we concluded that a conflict existed because, much like agency quasi-judicial proceedings, see Security and Exchange Commission v. [read post]
3 Aug 2018, 6:00 am
Securities and Exchange Commission. [read post]
28 Oct 2009, 11:09 am
In July, the Securities and Exchange Commission (SEC) entered the picture, as well, announcing fraud charges against Medical Capital Holdings and related Medical Capital entities. [read post]
6 Jun 2016, 4:20 pm
With this, the commission takes a break. [read post]
11 Jan 2018, 9:30 pm
Securities and Exchange Commission (SEC) temporarily suspended trading of UBI Blockchain Internet, a Chinese company that provides blockchain services. [read post]
7 Aug 2015, 6:00 am
[More…] Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act by the Securities and Exchange Commission The Commission has taken action to address virtually all of the mandatory rulemaking provisions of the Dodd-Frank Act. [read post]