Search for: "Fields v. Securities and Exchange Commission"
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8 Jun 2019, 7:05 pm
(Pix © Larry Catá Backer 2019)This post is the third of a series of three posts in which the CPE WGE examine the question of paths to empire performed through the choices being made by the U.S. and Chinese leadership cores [领导核心] within the theater of the U.S. [read post]
20 May 2019, 5:49 am
Karen Yeung (Birmingham Law School) delivered the first keynote speech on “Law, Regulation & Technology: Prospects and pitfalls for a fledgling field”. [read post]
2 May 2019, 9:05 pm
Securities and Exchange Commission, Ford Motor Company disclosed that it is being criminally investigated by the U.S. [read post]
10 Apr 2019, 8:20 am
Privacy is not a green field in this respect. [read post]
1 Apr 2019, 9:28 am
Securities and Exchange Commission (SEC) may take a more expansive approach to the extraterritorial reach of its jurisdiction in light of the recent decision by the U.S. [read post]
28 Mar 2019, 11:25 am
“Securities fraud” is when some person involved in the securities field engages in conduct prohibited by that the Securities and Exchange Commission (the “SEC”) or Congress. [read post]
22 Mar 2019, 6:27 am
Securities and Exchange Commission, on Saturday, March 16, 2019 Tags: Board communication, Brexit, Climate change, Disclosure, Environmental disclosure, ESG, Information environment, International governance, Investor protection, Long-Term value, Materiality, Sustainability Is it Time for Corporate Political Spending Disclosure? [read post]
19 Mar 2019, 7:24 am
The internet’s global reach allows perpetrators to operate from remote locations and attack victims in the perceived security of their own homes. [read post]
12 Feb 2019, 11:30 am
Securities and Exchange Commission. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
31 Jan 2019, 2:03 pm
A version of this article previously was published on Securities Docket. [read post]
20 Jan 2019, 11:43 pm
See United States v. [read post]
11 Jan 2019, 8:16 am
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
11 Jan 2019, 8:16 am
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
4 Jan 2019, 6:59 am
United States Securities and Exchange Commission, Jay Clayton, and Brent J. [read post]
12 Dec 2018, 8:41 am
Just over nine years ago, however, the court heard oral argument in Salazar v. [read post]
18 Nov 2018, 8:48 pm
Proposals for a national security exchange are not new in Canada. [read post]
24 Oct 2018, 4:33 pm
The prohibition on unlawful insider trading levels the playing field and protects the integrity of financial markets. [read post]
18 Oct 2018, 9:30 pm
Securities and Exchange Commission (SEC) concluded that two national stock exchanges—the New York Stock Exchange and NASDAQ—failed to demonstrate that the fees they charged for access to market data complied with the Securities Exchange Act of 1934. [read post]
16 Sep 2018, 8:06 am
One has a sense of Chinese intentions in this regard by its initial initiatives within the UN Human Rights Council (On the Internationalization of China's "New Era" Theory: Brief Thoughts on the UN Human Rights Council Resolution: "On promoting mutually beneficial cooperation in the field of human rights" (A/HRC/37/L.36). [read post]
