Search for: "Financial Asset Management Systems" Results 101 - 120 of 4,454
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8 May 2008, 5:30 am
Fink runs BlackRock, a money management company whose name probably rings few bells outside financial circles. [read post]
Among the nonbank financial companies potentially subject to a systemically important designation by the Council are savings and loan holding companies, insurance companies, private equity firms, hedge funds, asset management companies, financial guarantors, and other U.S. and non-U.S. nonbank companies deemed to be “engaged primarily” in activities that are financial in nature. [read post]
28 Jul 2022, 2:12 pm
If the matter of debt and asset distribution is placed into the court system, the state’s equitable distribution guidelines will be used. [read post]
14 Mar 2022, 7:28 am by Hunton Andrews Kurth LLP
Specifically, the Executive Order calls for “a report on the future of money and payment systems” by September 5, 2022, coordinated by a variety of federal offices and agencies.[3] The report must include a discussion of (i) the conditions that drive broad adoption of digital assets; (ii) the extent to which technological innovation may influence these outcomes; and (iii) the implications for the United States financial system, the modernization of and… [read post]
24 May 2014, 2:21 pm by James Hamilton
He added that empowering FSOC to impose bank-like standards on non-bank financial firms has expanded the Fed’s remit throughout the  financial system.With regard to the designation of asset management firms as SIFIs, Chairman Hensarling found it almost inconceivable that the failure of an asset manager could cause systemic risk since they manage other people’s money. [read post]
15 Feb 2018, 6:00 am by John Jascob
By John Filar Atwood The European Systemic Risk Board (ESRB) issued recommendations to address the systemic risks related to liquidity mismatches and the use of leverage in investment funds. [read post]
21 Dec 2017, 8:13 pm by Sabrina I. Pacifici
Risk management requires publicly traded companies to have risk committees on their boards and banks to have chief risk officers Financial stability, regulatory interventions that can betaken only if a bank poses a threat to the financial stability.. [read post]
23 May 2024, 4:46 am by Richmond Cariaga
In recent years, cryptocurrencies like Bitcoin and Ethereum have surged in popularity, attracting investors seeking alternative assets and decentralized financial systems. [read post]
31 Oct 2016, 12:45 pm by Stephen D. Rosenberg
Everyone has a stake in the financial health of the worldwide retirement system and whether uncertainty is being adequately identified, measured, managed and monitored, especially now. [read post]
21 Nov 2012, 5:06 pm by Alex Duperouzel
  In the aftermath of the global financial crisis as well as the Madoff scandal,  regulators around the world have increased oversight of the industry to restore investor confidence and avoid a build-up of systemic risks in the industry. [read post]
14 Nov 2015, 7:51 pm by Sabrina I. Pacifici
During fiscal year 2015, IRS continued to make important progress in addressing deficiencies in internal control over its financial reporting systems. [read post]
8 Jul 2009, 2:39 pm
The Financial Stability Plan, announced in February, outlined a framework to bring capital into the financial system and address the problem of legacy real estate-related assets. [read post]
23 Sep 2018, 8:23 am by Staff Attorney
The law offices of Gana Weinstein LLP have filed complaints before The Financial Industry Regulatory Authority (FINRA) on behalf of multiple clients against brokerage firm Comprehensive Asset Management and Servicing, Inc. [read post]
26 May 2021, 7:15 am by Patrick J. Boot
Closing Thoughts Due to the dual banking system in the United States, the financial industry will not have full clarity on permissible banking activities in the digital asset space until both state and federal bank regulators have settled on established standards for evaluating digital asset activities. [read post]
6 Dec 2014, 6:53 pm by Sabrina I. Pacifici
What impact does systemic lending have on the central bank’s own financial structure? [read post]
Ensure they have robust and effective systems and controls to counter financial crime and money laundering in a proportionate and risk-based way. [read post]
10 Nov 2016, 4:04 pm by Barbara S. Mishkin
Mishkin The Federal Financial Institutions Examination Council (FFIEC), whose members include the CFPB, has finalized guidance setting forth a revised uniform interagency consumer compliance rating system (CCRS). [read post]
26 Jun 2014, 10:19 pm by James Hamilton
The Congressional spotlight has shone strongly on the Financial Stability Board over the designation of  non-bank financial firms, particularly asset management firms, as systemically important financial firms (SIFIs) by the Dodd-Frank created Financial Stability Oversight Council (FSOC). [read post]
2 Dec 2019, 7:20 am by John Jascob
., LL.M.A climate change brief published by the Center for American Progress details the potential risks that climate change could cause for the global financial system and looks at the role that financial regulators can play in mitigating these effects. [read post]
1 Jul 2020, 3:44 am by Daniel Nevzat (UK)
On 29 June, the Climate Financial Risk Forum (CFRF) published its guide to climate-related financial risk management. [read post]