Search for: "Frank Cross"
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13 Jul 2010, 4:38 am
What the Dodd-Frank Act Means for the Regulators? [read post]
21 Oct 2009, 1:16 pm
LEE, FRANK RINGEL, CHRISTOPHER RAUSCH, and ERIC ROLSHOVEN, Plaintiffs, Appellees and Cross-Appellants, v. [read post]
16 Apr 2012, 6:28 pm
Given the global nature of the OTC derivatives market, the SEC intends to address the international implications of its regulations under Sub B, Title VII of Dodd-Frank in a single proposal in order to give interested parties, including investors, market participants, and foreign regulators, an opportunity to consider as an integrated whole the Commission's approach to the registration and regulation of foreign entities engaged in cross-border security-based swap transactions… [read post]
4 Feb 2017, 1:00 am
In 2016, the Commodity Futures Trading Commission (CFTC or Commission) continued to pursue high-profile enforcement cases and to test its new enforcement authority under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
1 Aug 2016, 8:09 am
Lincoln Park is a woman who was injured while crossing a public highway that was operated by the defendant. [read post]
21 Jul 2011, 4:41 am
Dodd-Frank turns one today and there is aforum going on at The Conglomerateto mark the occasion. [read post]
7 Oct 2007, 11:08 am
How anyone can take Frank Rich seriously is beyond me. [read post]
15 Jul 2010, 11:56 am
From the Harvard governance blog:The Dodd-Frank Wall Street Reform and Consumer Protection Act will soon be the law of the land, assuming Senate passage. [read post]
6 Mar 2011, 2:57 pm
However, the SEC and CFTC should use discretion and limit the exercise of this jurisdiction with respect to cross-border swaps transactions where doing so would meet the policy objectives of Dodd-Frank and would preserve international comity. [read post]
3 May 2013, 2:36 pm
Ken Bentsen, and current SIFMA CEO, testified that the securities industry supports the Swap Jurisdiction Certainty Act, H.R. 1256, because it would harmonize the cross-border approaches to derivatives regulation by requiring the CFTC and SEC to jointly issue a regulation related to the cross-border application of the Dodd Frank Act within 180 days. [read post]
4 Oct 2006, 7:50 am
Over at the Legal Theory Blog, Larry Solum has a response to Frank Cross' post on interdisciplinary ignorance. [read post]
26 Sep 2017, 8:48 am
"Ban of overpass banners upheld in federal appeals court, but town of Campbell ordinance might be too broad": Kevin Murphy of The La Crosse Tribune has this report on a ruling that Circuit Judge Frank H. [read post]
15 Jun 2015, 7:38 am
The cast includes Frank Langella and Christina Applegate. [read post]
14 Feb 2014, 8:30 am
Scott Brown, PhD Frank J. [read post]
14 Oct 2011, 6:08 pm
It is critically important that derivatives regulatory efforts be coordinated and consistent cross-border, emphasized CFTC Chair Gary Gensler. [read post]
14 Jun 2010, 3:11 pm
Frank B. [read post]
21 Jan 2009, 3:01 am
The fact that asset managers are often owned by banks, and the prevalence of cross shareholdings and cross-directorships make it difficult for hedge funds to achieve traction with local investors. [read post]
22 Dec 2020, 12:00 am
Frank Fenno would go on to receive the Distinguished Service Cross for his incredible actions in evacuating the nation’s massive treasure. [read post]
22 Dec 2020, 12:00 am
Frank Fenno would go on to receive the Distinguished Service Cross for his incredible actions in evacuating the nation’s massive treasure. [read post]
13 Aug 2012, 11:06 am
In a comment letter to the CFTC, the International Swaps and Derivatives Association (ISDA) said that the substituted compliance process in the Commission’s proposed guidance on the cross-border application of Dodd-Frank derivatives regulations fails to comply with the congressional goals of comity and harmonization and is also too prescriptive to succeed. [read post]
