Search for: "Frank Cross"
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14 Feb 2014, 8:30 am
Scott Brown, PhD Frank J. [read post]
4 Oct 2006, 7:50 am
Over at the Legal Theory Blog, Larry Solum has a response to Frank Cross' post on interdisciplinary ignorance. [read post]
26 Sep 2017, 8:48 am
"Ban of overpass banners upheld in federal appeals court, but town of Campbell ordinance might be too broad": Kevin Murphy of The La Crosse Tribune has this report on a ruling that Circuit Judge Frank H. [read post]
3 May 2013, 2:36 pm
Ken Bentsen, and current SIFMA CEO, testified that the securities industry supports the Swap Jurisdiction Certainty Act, H.R. 1256, because it would harmonize the cross-border approaches to derivatives regulation by requiring the CFTC and SEC to jointly issue a regulation related to the cross-border application of the Dodd Frank Act within 180 days. [read post]
14 Oct 2011, 6:08 pm
It is critically important that derivatives regulatory efforts be coordinated and consistent cross-border, emphasized CFTC Chair Gary Gensler. [read post]
22 Dec 2020, 12:00 am
Frank Fenno would go on to receive the Distinguished Service Cross for his incredible actions in evacuating the nation’s massive treasure. [read post]
22 Dec 2020, 12:00 am
Frank Fenno would go on to receive the Distinguished Service Cross for his incredible actions in evacuating the nation’s massive treasure. [read post]
13 Aug 2012, 11:06 am
In a comment letter to the CFTC, the International Swaps and Derivatives Association (ISDA) said that the substituted compliance process in the Commission’s proposed guidance on the cross-border application of Dodd-Frank derivatives regulations fails to comply with the congressional goals of comity and harmonization and is also too prescriptive to succeed. [read post]
26 Apr 2023, 3:30 am
We’ll continue to cross our fingers that this plays out more in line with the originally expected timeframe of a November effective date for the exchange listing standards and a January 2024 compliance date. [read post]
22 Jul 2010, 2:41 pm
The man, Frank Raymond Clark, was crossing Euclid Avenue at Ninth Street, when he fell of the curb and in front of a 1995 Toyota Camry stopped at a red light. [read post]
23 Mar 2013, 12:47 pm
The House Agriculture Committee marked up and approved a series of bills amending the Dodd-Frank Act to codify the derivatives end users exemption, create an exemption for inter-affiliate swap transactions, mandate joint SEC-CFTC regulations on cross-border derivatives transactions, limit the swap desk push out provision to complex and risky derivatives involving structured finance, and allow data-sharing between U.S. and non-U.S. regulators. [read post]
16 Jun 2013, 11:17 am
H.R. 1256 harmonizes the cross-border approaches by requiring the CFTC and SEC to jointly issue the same rule related to the cross-border application of the Dodd-Frank Act within 270 days of the bill's enactment. [read post]
14 Mar 2011, 6:30 pm
Corporation Finance Director Meredith Cross replied that the usefulness of the pay ratio is a call for Congress to make. [read post]
12 Jun 2012, 6:21 am
Editor’s Note: Gary Gensler is chairman of the Commodity Futures Trading Commission. [read post]
12 Jun 2012, 6:21 am
Editor’s Note: Gary Gensler is chairman of the Commodity Futures Trading Commission. [read post]
Corporate Secretaries Society Supports House Legislation Repealing Pay Ratio Provision of Dodd-Frank
20 Mar 2011, 9:13 am
Bertsch pointed out Director Cross’ concerns on whether the SEC staff can make the pay ratio provision workable. [read post]
3 Apr 2013, 8:19 am
Further, he noted that the CFTC engaged in extensive consultation with international regulators and continues to work with them on cross-border issues.Director Cook testified that the Dodd-Frank Act specifically requires the SEC and CFTC to consult and coordinate with foreign regulators on the establishment of consistent international standards with respect to the regulation of OTC derivatives. [read post]
16 Mar 2014, 1:18 pm
-based personnel will not in any way help advance the Dodd-Frank Act’s objective of mitigating systemic risk or increasing market transparency. [read post]
12 Jan 2009, 8:17 am
The "weekend effect" -- which holds that stock returns on Mondays are significantly lower and stock returns on Fridays are significantly higher than on other days of the week -- was first identified by Frank Cross in 1973 and has been studied extensively since then by financial economists. [read post]
16 Jun 2013, 11:26 am
The indemnification requirement interferes with access to essential information, said Ethiopis Tafara, then Director of the SEC Office of International Affairs, including information about the cross-border OTC derivatives markets. [read post]
