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15 Sep 2015, 2:09 am
Ahead of our webcast in two days that features the SEC’s Chief of the Office of Whistleblower – Sean McKessy – the Second Circuit agreed with the SEC in a split decision that a Dodd-Frank whistleblower did not have to make a report directly to the SEC to bring a Dodd-Frank retaliation claim. [read post]
18 Jan 2012, 7:10 am
Tahyar and Gabriel D. [read post]
4 Apr 2022, 9:30 pm
My topic is Jerome Frank: The Making of a New Deal Lawyer:For two years at the start of Franklin D. [read post]
8 Jul 2010, 12:00 pm
A colloquy between House Financial Services Chair Barney Frank and Rep. [read post]
8 Jun 2023, 3:15 am
Following up on the NYSE amendment that I blogged about yesterday, Nasdaq has now also posted an amendment to its Dodd-Frank clawback listing standard proposal. [read post]
IL - GA Unanimously Approves Dillard, Franks Bill Requiring License Revocation for Sex Offender Docs
28 May 2011, 11:00 am
Jack Franks (D-Marengo); the legislation now heads to Gov. [read post]
18 Oct 2011, 6:25 am
Tahyar and Gabriel D. [read post]
1 Dec 2014, 9:15 pm
Tweet Tags: Barney Frank, free trade, international human rights, Securities and Exchange CommissionDodd-Frank conflict minerals fiasco, cont’d is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
21 Nov 2011, 2:00 am
The article also reviews the recent Second Circuit decision in the CSX case and the SEC staff’s announced intention to modernize reporting under Sections 13(d) and (g) of the Securities Exchange Act of 1934. [read post]
9 Jul 2009, 9:22 am
Frank's press release is below the jump. [read post]
20 May 2009, 2:53 am
Barney Frank (D-MA) ... introduced a bill, H.R. 2267, to license Internet gambling, provide consumer protections on the Internet, and enforce the tax code " [read post]
20 Apr 2011, 9:29 am
Gary Peters (D-MI) said that private equity firms are not generally liquid and not highly leveraged, and thus do not pose a systemic risk. [read post]
21 Jul 2010, 10:37 am
See related Market Watch report: Obama signs sweeping bank-reform bill into law, By Ronald D. [read post]
24 Nov 2011, 5:00 am
" Dodd Frank, 953(b)(2). [read post]
3 Jun 2013, 1:52 pm
Frank Lautenberg, D-N.J., who was the Senate’s oldest member at 89. [read post]
17 May 2011, 6:10 am
Senators Charles Schumer (D-NY) and Kirsten Gillibrand (D-NY) have warned that proposed margin regulations on derivatives between non-U.S. subsidiaries of U.S. entities and non-U.S. counterparties are not harmonized internationally as Dodd-Frank intended and could presage a ``race to the bottom’’ harmful to the competitiveness of US financial institutions. [read post]
6 Dec 2007, 12:47 am
Frank D'Andrea is about to go to Federal prison after a 20-year career of selling hundreds of guns to Connecticut gangsters and gun traffickers. [read post]
22 Jul 2010, 8:45 pm
On behalf of the Glom, we'd like to thank our Masters for a great forum on the Dodd-Frank Act. [read post]
11 Mar 2011, 12:43 am
Perlow (Partner – K&L Gates); and John D. [read post]
6 Sep 2010, 7:37 am
Senator Dodd said that Section 204(d) of the Dodd-Frank Act contemplates that the FDIC, as receiver, may take a lien on assets of a covered financial company or a covered subsidiary. [read post]
