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30 Aug 2012, 5:46 am
There are strong similarities between the potential scope of this regulation, said the Commission, and Section 722(d) of Dodd-Frank. [read post]
20 Dec 2008, 4:58 pm
Warning to Liquor License Holders: Read the terms of your liquor license very carefully. [read post]
10 Jan 2017, 8:49 am
In a recent blog post, Senator Elizabeth Warren (D) of Massachusetts warned that Democrats would “fight [Trump and the Republican Party] every step of the way. [read post]
10 May 2010, 12:42 pm
Failure to warn? [read post]
14 Feb 2012, 12:58 pm
Frank Caruso, of Westchester, was involved in a minor accident on the Eisenhower Expressway on Saturday at about 1 a.m.. [read post]
16 Jul 2013, 4:00 am
KaplinskyJeff Sovern has written an interesting blog post about the CFPB’s recent Bulletin 2013-07 that warns creditors and servicers who are not covered by the FDCPA that their collection practices are subject to the CFPB’s authority under Section 1031 of the Dodd-Frank Act which prohibits “unfair, deceptive, or abusive” acts or practices (UDAAPs). [read post]
15 Jan 2013, 7:18 pm
Others jump to purchase more when their computer screen flashes the low ink warning. [read post]
26 May 2011, 1:08 am
On May 25, 2011, the SEC adopted the final rules implementing the whistleblower provisions of the Dodd-Frank Act. [read post]
2 Sep 2010, 5:01 pm
The Dodd-Frank definition of retail customer does not exclude persons based on high-net worth status or any other indicia of market sophistication. [read post]
8 Jun 2011, 9:00 am
Communications and electronic information - On May 16, 2011, the United Nations Special Rapporteur on the promotion and protection of the right to freedom of opinion and expression, Frank La Rue, pursuant to Human Rights Council resolution 7/36, submitted his report... [read post]
14 Nov 2011, 5:57 am
By Frank Lyle “Actos” is the brand name for a drug (pioglitazone) used to treat adult onset, Type-II diabetes. [read post]
7 Mar 2019, 6:19 am
She noted that the Commission is engaged in rulemaking that requires considerable effort, such as proxy reform, Dodd-Frank rulemaking, and market structure reforms. [read post]
31 Jan 2019, 1:24 pm
The panel found that Quest Capital Strategies did not properly supervise former broker Frank Dietrich, who sold $400K of Woodbridge-sponsored mortgage notes to the investor. [read post]
23 Mar 2010, 8:50 am
Frank has ruled that a child sex trafficking statute applies extraterritorially. [read post]
19 Mar 2014, 3:45 pm
What’s good for the goose is apparently not so good for the gander, as the SEC warns in-house attorneys against whistleblower contracts. [read post]
16 Dec 2010, 4:09 am
At the WSJ Law Blog, Nathan Koppel posts about corporate fear of the whistleblower provisions of the Dodd-Frank law. [read post]
26 Sep 2011, 3:53 pm
Barney Frank (D-MASS) urged the SEC to quickly complete the conflict minerals regulations implementing Section 1502 of the Dodd-Frank Act. [read post]
2 Apr 2020, 10:34 am
I decided the only thing left to do was call Barney Frank. [read post]
27 May 2011, 11:58 am
There's an important new voice in the discussion on the post-Dodd-Frank regulation of the 'megabanks'. [read post]
6 Nov 2009, 5:00 am
Frank Vanore of the Philadelphia Police Department. [read post]
