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18 Nov 2022, 6:30 am
Securities and Exchange Commission, on Wednesday, November 16, 2022 Tags: Corporate fraud, ESG, Esg governance, ESG Performance, Investment Advisers Act, SEC enforcement Representations & Warranties, Fraud, and Risk Shifting: An Analytical Framework Posted by Steven L. [read post]
18 Nov 2022, 6:30 am
Securities and Exchange Commission, on Wednesday, November 16, 2022 Tags: Corporate fraud, ESG, Esg governance, ESG Performance, Investment Advisers Act, SEC enforcement Representations & Warranties, Fraud, and Risk Shifting: An Analytical Framework Posted by Steven L. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
7 Nov 2022, 10:18 am by William Appleton
Rubenstein fellow at the John L. [read post]
9 Sep 2022, 4:00 am by Jim Sedor
National/Federal ‘Fat Leonard’ Goes on the Lam Weeks Before Sentencing in Navy Bribery Scandal Portland Press Herald – María Luisa Paúl (Washington Post) | Published: 9/6/2022 The Malaysian defense contractor who pleaded guilty to bribing Navy officials with sex parties, fancy dinners, and alcohol in a corruption scandal has escaped just weeks before his sentencing date. [read post]
7 Sep 2022, 9:01 pm by Paul Munter
One of the recent central themes of the Office of the Chief Accountant[1] has been that high-quality audits are foundational to the trust that underlies capital markets.[2] High-quality audits protect investors, instill shareholder confidence in the quality of the financial information, and enable public companies to raise capital efficiently.[3] The investor protection afforded by high-quality audits is as important to U.S. investors in foreign companies that participate in the U.S. capital markets… [read post]
4 Sep 2022, 4:15 pm by INFORRM
Pundit Gary Neville is to be referred to the Attorney General for a social media post he made during his ex-Manchester United team-mate Ryan Giggs’ domestic violence trial. [read post]
2 Sep 2022, 6:30 am
Crowley, K&L Gates LLP, on Thursday, September 1, 2022 Tags: Climate change, Environmental disclosure, ESG, Institutional Investors, Joe Biden, Materiality, Risk disclosure, Securities regulation, Sustainability [read post]
1 Aug 2022, 5:17 pm
Carlos Díaz-Alejandro Lecture Chair: Gary Maybarduk, ASCE President Lecturer: Scott Rozelle, Stanford University, “Agricultural Reform in Former Socialist Countries”     5:45 pm-7:00 pm   Welcoming Reception     7:00 pm-8:00 pm   Cultural Event – Movie “Lázaro and the Shark”   Screening and discussion of the new (as yet unreleased) documentary film, "Lázaro and The Shark. [read post]