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SEC Announces Enforcement Results for Fiscal Year 2023
14 Nov 2023, 9:01 pm by renholding
., a global technology company, agreed to pay a $75 million civil penalty to resolve charges arising out of an alleged bribery scheme. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Golden Parachutes Face Investor Scrutiny
14 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Tuesday, November 14, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Golden Parachutes Face Investor Scrutiny
14 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Tuesday, November 14, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Rising Temperatures, Rising Premiums: Climate Change Litigation and Fine Art Insurance
13 Nov 2023, 5:05 am by centerforartlaw
By Kouros Sadeghi-Nejad Introduction As the global climate crisis intensifies, an unlikely industry is bracing for an unpredictable storm of its own: the fine art market. [read post]
Center for Art Law Blog - http://itsartlaw.com
Payments News Update – November 10, 2023
10 Nov 2023, 6:00 am by Michelle
While the emergence of the SBPA suggests there could be a divide in the merchant community over the CCCA, other trade associations supporting the bill counter there is widespread merchant support for the bill, particularly from small sellers. . . . [read post]
C|C Payments Blog - https://constantinecannon.com/practice/antitrust-litigation-counseling/cc-payments-blog/
SEC Commissioner Speaks on Using Enforcement Actions to Set Regulatory Policy
9 Nov 2023, 9:01 pm by renholding
The focus on enforcement, however, should not be viewed as diminishing a variety of important SEC issues facing global market participants. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Risks of Investing in Leveraged and Inverse Exchange-traded Funds (ETFs)
8 Nov 2023, 10:14 pm by D. Daxton White
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Cyber Governance: Growing Expectations for Information Security Oversight and Accountability
6 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Monday, November 6, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Cyber Governance: Growing Expectations for Information Security Oversight and Accountability
6 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Monday, November 6, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The Board has no Time to Waste: TTAB Highlights Importance of Correctly Submitting and Categorizing Evidence in Proceedings
3 Nov 2023, 11:44 am by Meg Tierney (US)
Panini America, Inc., No. 91268816 (TTAB 2023). [read post]
The Brand Protection Blog - http://www.thebrandprotectionblog.com/
The Board has no Time to Waste: TTAB Highlights Importance of Correctly Submitting and Categorizing Evidence in Proceedings
3 Nov 2023, 11:44 am by Meg Tierney (US)
Panini America, Inc., No. 91268816 (TTAB 2023). [read post]
The Brand Protection Blog - http://www.thebrandprotectionblog.com
Avoiding, Managing And Responding To Cyber Incidents
2 Nov 2023, 5:02 am by Katie Stephen (UK), Marcus Evans (UK), Rosie Nance and Catherine Pluck (UK)
Global firms should have a cross-border coordinated response strategy, including with regards to communications with regulators and customers. [read post]
Data Protection Report - http://www.dataprotectionreport.com/
Avoiding, managing and responding to cyber incidents: Lessons from recent enforcement
2 Nov 2023, 4:06 am by Katie Stephen (UK), Marcus Evans (UK), Catherine Pluck (UK) and Rosie Nance
Global firms should have a cross-border coordinated response strategy, including with regards to communications with regulators and customers. [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
The 2023 Lincoln Nebraska Parade: Celebrating Veterans in Business
1 Nov 2023, 3:26 pm by Marketing
Sandhills Global and its international subsidiaries employ a staff of nearly 1200 people worldwide. [read post]
PTSD Lawyers Blog - https://ptsdlawyers.com/blog/
Law and Media Round Up – 23 October 2023
23 Oct 2023, 12:00 am by INFORRM
The case was referred by a Bulgarian district court after an entrepreneur was accused of selling counterfeit clothing featuring globally recognised trademarks. [read post]
Inforrm's Blog - https://inforrm.wordpress.com/
[Eugene Volokh] New York AG Tells Platforms to Disclose What They Are Doing About "Calls for Violence and Other Materials That May Incite Violence"
19 Oct 2023, 7:01 am by Eugene Volokh
" See also Bantam Books, Inc. v. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Vendor Voices in eDiscovery: From EDRM and LLM to M&A and FTK
18 Oct 2023, 3:02 pm by Rob Robinson
KLDiscovery To Expand Managed Review Capabilities with Cenza Technologies Acquisition KLDiscovery Inc. [read post]
ComplexDiscovery - https://complexdiscovery.com/
Madison Avenue Securities and Ausdal Financial Partners Lawsuit 
16 Oct 2023, 7:08 am by The White Law Group
The claim alleges that Madison Avenue Securities and Ausdal Financial Partners unsuitably invested its clients in the following high-risk investments:  Benefit Street Partners Realty TrustCottonwood Communities, Inc.GWG L Bonds FS Investment Corp.FS Global Credit Opportunities FundFS Energy & Power FundHealthcare Trust, Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Investors Press U.S. Boards To Separate Chair, CEO Roles
12 Oct 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Thursday, October 12, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Investors Press U.S. Boards To Separate Chair, CEO Roles
12 Oct 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Thursday, October 12, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/