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12 May 2023, 9:17 am
Joint book-running managers for the offering included Keefe, Bruyette & Woods, Wells Fargo Securities, Morgan Stanley, UBS Investment Bank, and Goldman Sachs, with Deutsche Bank Securities as lead manager, and Compass Point, Ladenburg Thalmann, KeyBanc Capital Markets, Oppenheimer, and Piper Sandler also as co-managers for the offering. [read post]
11 May 2023, 8:30 pm
Listen to this podcast interview of Michael Quartararo in its entirety here or read the highlights below to get important insights on getting your e-discovery certification. [read post]
8 May 2023, 4:47 am
SEC Says No Second Bite of FINRA Expungement Apple (BrokeAndBroker.com Blog) The Fair But Unsatisfactory FINRA Arbitration Hearing (BrokeAndBroker.com Blog) Goldman Sachs to pay $215 mln to settle gender discrimination lawsuit (Reuters) Financial Professionals Coalition, Ltd. [read post]
8 May 2023, 4:47 am
FINRA Board of Governors Fails to Confront Goldman Sachs $215 Million Gender Discrimination Settlement (BrokeAndBroker.com Blog) SEC Says No Second Bite of FINRA Expungement Apple (BrokeAndBroker.com Blog) The Fair But Unsatisfactory FINRA Arbitration Hearing (BrokeAndBroker.com Blog) Congressman George Santos Charged with Fraud, Money Laundering, Theft of Public Funds, and False Statements / Santos Allegedly Embezzled Contributions from Supporters, Fraudulently Obtained… [read post]
8 May 2023, 4:47 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/7032/securities-industry-commentator/ FINRA Board of Governors Fails to Confront Goldman Sachs $215 Million Gender Discrimination Settlement (BrokeAndBroker.com Blog) SCOTUS: The right to valuable economic information needed to make discretionary economic decisions is not a traditional property. [read post]
8 May 2023, 4:47 am
FINRA Board of Governors Fails to Confront Goldman Sachs $215 Million Gender Discrimination Settlement (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/7035/finra-goldman-sachs/ Gender/racial discrimination is not a dirty, little secret on Wall Street. [read post]
8 May 2023, 4:47 am
FINRA Board of Governors Fails to Confront Goldman Sachs $215 Million Gender Discrimination Settlement (BrokeAndBroker.com Blog) SEC Says No Second Bite of FINRA Expungement Apple (BrokeAndBroker.com Blog) The Fair But Unsatisfactory FINRA Arbitration Hearing (BrokeAndBroker.com Blog) Goldman Sachs to pay $215 mln to settle gender discrimination lawsuit (Reuters) 1Cir Overturns Two Varsity Blues Fraud and Conspiracy ConvictionsUnited States, Appellee, v. [read post]
4 May 2023, 5:56 pm
A representative for Goldman Sachs declined to comment…” [read post]
3 May 2023, 9:05 pm
For instance, in a recent poll of 1,000 U.S. business leaders, almost half said their companies had already replaced some human employees with the ChatGPT interface.[1] Goldman Sachs recently predicted that generative AI could eventually eliminate 300 million human jobs globally.[2] Obviously for those displaced workers, AI technologies might seem more of a threat than a benefit. [read post]
1 May 2023, 12:03 pm
A story over the weekend says the following people spent a little (or quite a lot of time) with Epstein even after he was a registered sex offender: The Director of the CIA (currently) The Chief Legal Officer at Goldman Sachs who serves on a committee in charge of screening clients who would hurt the firm’s image The President of Bard College, conductor Leon Botstein Left-wing linguist and political commentator, Noam Chomsky The list goes on. [read post]
27 Apr 2023, 9:01 pm
Treasury Department has put in place may forestall a default until as late as September), while others have suggested June is more likely.[3] More recently, Goldman Sachs analysts suggested that weak tax collections so far in April indicate a higher probability that the debt limit deadline will be reached in the first half of June.[4] So, while the timing of a government shutdown is somewhat predictable, the timing of a debt ceiling crisis is far less clear, and will depend… [read post]
25 Apr 2023, 7:48 am
Further Reading: Notice of Covered Action No. 2023-003 – Goldman Sachs & Co. [read post]
20 Apr 2023, 12:11 pm
Sponsored by DVAP and Prudential Financial Group/Goldman Sachs/Foley Lardner/Blue Cross Blue Shield—Friday, May 5 at 1:30 p.m. [read post]
20 Apr 2023, 8:44 am
In this episode of The Geek in Review, we interview Josh Kubicki, Director and Professor of Legal Business Design Hub and Entrepreneurship Program at Richmond Law School, and the creator of the daily newsletter Brainyacts. [read post]
20 Apr 2023, 8:08 am
In light of such security reasons, Bank of America, Goldman Sachs, Citigroup Inc., Deutsche Bank AG and Wells Fargo & Co. have all banned ChatGPT (Source) to minimize the chances of confidential and personal identifying information being leaked. [read post]
12 Apr 2023, 8:25 am
The managers have been at great places like Goldman Sachs or Blackstone, and they move over to a hedge fund. [read post]
10 Apr 2023, 3:16 pm
Read More [read post]
4 Apr 2023, 5:56 am
[Reuters] * Goldman Sachs estimates that AI will replace 44 percent of legal tasks. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
