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7 Mar 2022, 4:23 am
The following Supreme Court judgments remain outstanding: (As of 09/03/22) The Law Debenture Trust Corporation plc v Ukraine (Represented by the Minister of Finance of Ukraine acting upon the instructions of the Cabinet of Ministers of Ukraine) Nos. 2 and 3, heard 9-12 December 2019 BTI 2014 LLC v Sequana SA and Ors, heard 4 May 2021 Bott & Co Solicitors v Ryanair DAC, heard 20 May 2021 East of England Ambulance Service NHS Trust v Flowers and Ors, heard 22 June 2021 Basfar v Wong, heard… [read post]
28 Feb 2022, 2:00 am
The following Supreme Court judgments remain outstanding: (As of 02/03/22) The Law Debenture Trust Corporation plc v Ukraine (Represented by the Minister of Finance of Ukraine acting upon the instructions of the Cabinet of Ministers of Ukraine) Nos. 2 and 3, heard 9-12 December 2019 BTI 2014 LLC v Sequana SA and Ors, heard 4 May 2021 Bott & Co Solicitors v Ryanair DAC, heard 20 May 2021 East of England Ambulance Service NHS Trust v Flowers and Ors, heard 22 June 2021 Basfar v Wong,… [read post]
21 Feb 2022, 9:16 am
The following Supreme Court judgments remain outstanding: (As of 23/2/22) The Law Debenture Trust Corporation plc v Ukraine (Represented by the Minister of Finance of Ukraine acting upon the instructions of the Cabinet of Ministers of Ukraine) Nos. 2 and 3, heard 9-12 December 2019 BTI 2014 LLC v Sequana SA and Ors, heard 4 May 2021 Bott & Co Solicitors v Ryanair DAC, heard 20 May 2021 East of England Ambulance Service NHS Trust v Flowers and Ors, heard 22 June 2021 Basfar v Wong, heard… [read post]
14 Feb 2022, 8:19 am
The following Supreme Court judgments remain outstanding: (As of 14/2/22) The Law Debenture Trust Corporation plc v Ukraine (Represented by the Minister of Finance of Ukraine acting upon the instructions of the Cabinet of Ministers of Ukraine) Nos. 2 and 3, heard 9-12 December 2019 BTI 2014 LLC v Sequana SA and Ors, heard 4 May 2021 Bott & Co Solicitors v Ryanair DAC, heard 20 May 2021 East of England Ambulance Service NHS Trust v Flowers and Ors, heard 22 June 2021 Basfar v Wong, heard… [read post]
8 Feb 2022, 11:42 am
(CRD#:8174), CORAL GABLES, FL, 10/31/2006 – 07/03/2012, HSBC SECURITIES (USA) INC. [read post]
7 Feb 2022, 5:47 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6287/securities-industry-commentator/Federal Court Can't Find Any Basis For FINRA Arbitration Decision In HSBC Managing Director Case (BrokeAndBroker.com Blog)Chief Compliance Officers Revisit Personal Liability (FinOps Report by Chris Kentouris)SEC Charges Shari’ah-Focused Online Investment Service with Misleading Clients (SEC… [read post]
7 Feb 2022, 5:47 am
Federal Court Can't Find Any Basis For FINRA Arbitration Decision In HSBC Managing Director Case (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/6280/finra-gross-expungement/Another day and another court is forced to ponder an imponderable FINRA Arbitration Award. [read post]
7 Feb 2022, 3:52 am
The following Supreme Court judgments remain outstanding: (As of 07/2/22) The Law Debenture Trust Corporation plc v Ukraine (Represented by the Minister of Finance of Ukraine acting upon the instructions of the Cabinet of Ministers of Ukraine) Nos. 2 and 3, heard 9-12 December 2019 BTI 2014 LLC v Sequana SA and Ors, heard 4 May 2021 Bott & Co Solicitors v Ryanair DAC, heard 20 May 2021 East of England Ambulance Service NHS Trust v Flowers and Ors, heard 22 June 2021 Basfar v Wong, heard… [read post]
2 Feb 2022, 4:00 am
Shamefully, HSBC and other financial institutions in Hong Kong have expressed their tacit consent to this new law, completely ignoring the impact on transparency, accountability and ethical considerations in international trade and finance. [read post]
31 Jan 2022, 3:18 am
The following Supreme Court judgments remain outstanding: (As of 28/1/22) The Law Debenture Trust Corporation plc v Ukraine (Represented by the Minister of Finance of Ukraine acting upon the instructions of the Cabinet of Ministers of Ukraine) Nos. 2 and 3, heard 9-12 December 2019 BTI 2014 LLC v Sequana SA and Ors, heard 4 May 2021 Bott & Co Solicitors v Ryanair DAC, heard 20 May 2021 East of England Ambulance Service NHS Trust v Flowers and Ors, heard 22 June 2021 Basfar v Wong, heard… [read post]
27 Jan 2022, 2:20 pm
His earlier employers include HSBC Securities (USA) Inc. [read post]
24 Jan 2022, 4:08 am
Without doing so, FIs could be investigated for money laundering and other fraudulent activity and sanctioned or prosecuted by regulators, as seen recently by the fines handed down to Natwest and HSBC of £264.8 million and £63.9 million respectively. [read post]
24 Jan 2022, 4:06 am
Bott & Co Solicitors v Ryanair DAC, heard 20 May 2021 East of England Ambulance Service NHS Trust v Flowers and Ors, heard 22 June 2021 R (on the application of O (a minor, by her litigation friend AO)) v Secretary of State for the Home Department and R (on the application of The Project for the Registration of Children as British Citizens) v Secretary of State for the Home Department) (Expedited), heard 23 and 24 June 2021 Basfar v Wong, heard 13th-14th October Secretary of State for the… [read post]
17 Jan 2022, 1:21 am
On Wednesday 19th January, the court will hear the case of Stanford International Bank Ltd (in liquidation) v HSBC Bank PLC. [read post]
22 Dec 2021, 6:55 am
Further, following the recent prosecutions of NatWest and HSBC for money laundering, we can expect to see greater focus from the FCA on FIs compliance with the MLRs, especially given the recent Chatham House report that highlighted the failure to prevent money laundering in the UK. 6. [read post]
17 Dec 2021, 11:17 am
Legal and Regulatory Developments SPOTLIGHT: UK Government Outlines Plans for Regulation of Buy Now Pay Later IndustryThe Spectator – December 15, 2021 The buy now pay later industry has exploded in recent years, with the industry now worth $100 billion (circa £70 billion). [read post]
17 Dec 2021, 11:17 am
Legal and Regulatory Developments SPOTLIGHT: UK Government Outlines Plans for Regulation of Buy Now Pay Later IndustryThe Spectator – December 15, 2021 The buy now pay later industry has exploded in recent years, with the industry now worth $100 billion (circa £70 billion). [read post]
9 Dec 2021, 3:15 am
That said, the release identifies the founding group of supporters as including: The World Bank’s International Financial Corporation, UNCTAD, Global Reporting Initiative, Bridgewater Associates, Swiss Re, HSBC, Deutsche Bank, HKEX, Allianz, Glass Lewis, Cardano Development, QUICK, Bank Islam, Goldbeck, Werte Stiftung, WBCSD, Climate Leadership Coalition, Climate Governance Initiative, Climate Policy Initiative, Climate Bonds Initiative, Responsible Jewelery Council, GeSI, and… [read post]
15 Nov 2021, 11:34 am
He describes the enormous sums of government funds that have been stolen and laundered on a rapidly rising scale into investments in the wealthiest Western nations with the help of firms like Goldman Sachs, Deutsche Bank, BNP-Paribas, and HSBC, alongside leading law firms, auditors, real estate brokers based in the world’s major financial centers. [read post]
15 Nov 2021, 11:34 am
He describes the enormous sums of government funds that have been stolen and laundered on a rapidly rising scale into investments in the wealthiest Western nations with the help of firms like Goldman Sachs, Deutsche Bank, BNP-Paribas, and HSBC, alongside leading law firms, auditors, real estate brokers based in the world’s major financial centers. [read post]
