Search for: "Harris v. Securities and Exchange Commission" Results 101 - 120 of 164
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23 Jul 2017, 9:20 pm by Series of Essays
Securities and Exchange Commission’s (SEC) pursuit of “disgorgement”—a type of repayment in which the defendant is required to turn over the gains obtained from violating the securities laws—is properly understood as a “penalty” within the meaning of a five-year statute of limitations on imposition of penalties by the SEC. [read post]
11 Mar 2016, 11:18 am by Zack Bluestone
  Analysis, Commentary, and Additional Information The Straits Times hosted a fascinating exchange this week over China’s refusal to participate in the Philippines v. [read post]
8 Dec 2015, 1:58 pm by Elina Saxena
The Daily Beast's Shane Harris and Nancy Youssef reveal that an unreleased congressional report suggests that the exchange of Bowe Bergdahl for five Taliban prisoners held at Guantanamo Bay was politically motivated. [read post]
24 Mar 2017, 6:00 am by Doug Cornelius
[More…] Why the Securities and Exchange Commission’s Administrative Law Judges are Unconstitutional by Linda D. [read post]
20 Jun 2015, 9:30 am by Staley Smith
”   This week’s Rational Security podcast featured Shane Harris describing his experience being recruited as a spy by a front group for Iran’s intelligence services. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
27 Apr 2018, 6:01 am
Securities and Exchange Commission, on Thursday, April 26, 2018 Tags: Broker-dealers, Capital formation, Capital markets, Conflicts of interest, Cybersecurity, Disclosure, Fiduciary duties, Investment advisers, Investor protection, Risk management, SEC, Securities regulation [read post]
22 Jul 2016, 6:10 am
Securities and Exchange Commission and Zhaodong (Ken) Zhong, Rutgers Business School, on Sunday, July 17, 2016 Tags: Capital markets, CFTC, Credit default swaps, Derivatives, Dodd-Frank Act, Financial reform, Financial regulation,Liquidity, OTC derivatives, Reporting regulation, Transparency Empire of the Fund: The Way We Save Now Posted by William Birdthistle, Chicago-Kent College of Law, on Monday, July 18, 2016 Tags: ERISA, Financial regulation, Institutional… [read post]
26 Sep 2022, 7:59 pm by Cynthia Marcotte Stamer
District Court for the Southern District of Indiana, Indianapolis Division (EEOC v. [read post]
31 Oct 2018, 11:21 am by John Elwood
Issues: (1) Whether the Federal Communications Commission’s assumption of gatekeeper power over new methods of communication, “in the most important place [] for the exchange of views[,] … the ‘vast democratic forums of the Internet,’” violates the First Amendment; (2) whether the radical reinterpretation of the Communications Act of 1934 by the FCC is entitled to deference under Chevron U.S.A. v. [read post]
26 Feb 2016, 11:24 am by Zack Bluestone
” During the hearing, Admiral Harry Harris testified that “China is clearly militarizing the South China Sea, and you’d have to believe in flat earth to think otherwise. [read post]
7 Jun 2020, 4:34 pm by INFORRM
Secure and Lightweight Encryption Model for IoT Surveillance Camera, Int [read post]