Search for: "Harry Dodds"
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18 Nov 2016, 1:00 am
Peace and Elizabeth Vicens, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, November 12, 2016 Tags: Dodd-Frank Act, SEC, SEC enforcement, Securities enforcement Do Underwriters Compete in IPO Pricing? [read post]
15 Nov 2016, 4:34 pm
The latest illustration of how fast things are changing is Dan Harris’s November 14, 2016 post on his China Law Blog (here), in which he noted that China – yes, China – is becoming the preferred forum for IP litigation. [read post]
4 Nov 2016, 1:01 am
Barrett Posted by Warren S. de Wied, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, November 2, 2016 Tags: Delaware cases, Delaware law, Disclosure, Duty of care, Duty of loyalty, Fiduciary duties, Merger litigation,Mergers & acquisitions [read post]
18 Aug 2016, 2:24 pm
In April 2005, Harris Interactive released the results of an extensive survey of arbitration participants sponsored by the Institute for Legal Reform at the U.S. [read post]
11 Aug 2016, 6:16 am
It took six years since the passage of Dodd-Frank, but in January 2016, the SEC announced the first-ever whistleblower award to an outsider. [read post]
22 Jul 2016, 6:10 am
Nigro, Jr., Fried, Frank, Harris, Shriver & Jacobson LLP, on Tuesday, July 19, 2016 Tags: Antitrust, Disclosure, DOJ, Engagement, Executive Compensation, Hart-Scott-Rodino Act, Mergers & acquisitions,Schedule 13D, Securities enforcement, Securities regulation, Settlements, Shareholder activism, Shareholder rights,Shareholder voting Hot Topics for Boards from the 2016 Proxy Season Posted by Holly J. [read post]
15 Jul 2016, 6:22 am
Harris, Public Company Accounting Oversight Board, on Tuesday, July 12, 2016 Tags: Accountability, Accounting, Accounting standards, Audits, Boards of Directors, Compliance & ethics, Diversity, ESG,External auditors, Financial reporting, Investor protection, Oversight, Securities regulation, SOX, Sustainability,Transparency The Law and Brexit Posted by Thomas J. [read post]
17 Jun 2016, 6:05 am
Krug, University of Washington School of Law, on Monday, June 13, 2016 Tags: Asset management, Boards of Directors, Dodd-Frank Act, Financial regulation, Fund managers, Investment advisers, Investment Company Act, Investor protection, Mutual funds, Oversight Tilton: Constitutional Challenge to SEC Administrative Proceedings Posted by Jason M. [read post]
1 Jun 2016, 7:45 am
(A bit like the Harry Potter novels and Donald Trump’s candidacy.) [read post]
6 May 2016, 6:15 am
Tahyar, Davis Polk & Wardwell LLP, on Thursday, May 5, 2016 Tags: Banker bonuses, Banks, Compensation regulation, Dodd-Frank Act, Dodd-Frank s.956, Executive Compensation,FDIC, Federal Reserve, FHFA, Incentives, Management, NCUA, OCC, Risk management, Risk oversight, Risk-taking,SEC [read post]
29 Apr 2016, 6:10 am
Coleman, Sullivan & Cromwell LLP, on Tuesday, April 26, 2016 Tags: Bank boards, Banks, Boards of Directors, Clawbacks, Compensation regulation, Dodd-Frank s.956, Executive Compensation, Federal Reserve, Financial institutions, Financial Regulation, Incentives, Investment advisers, NCUA,Performance measures, Risk oversight, Risk-taking Articles by Bebchuk, Coates and Fried Voted to be Among the Top Ten Corporate and Securities Articles of 2015 Posted by Kobi Kastiel, Co-Editor, HLS… [read post]
22 Apr 2016, 6:06 am
Gelfond, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, April 20, 2016 Tags: Charter & bylaws, Compliance and disclosure interpretation, Proxy disclosure, Proxy season, Proxy voting, Rule 14a-4, Rule 14a-8, SEC, Securities Regulation, Shareholder proposals, Shareholder voting U.S. [read post]
1 Apr 2016, 6:08 am
Nigro, Jr., Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, March 31, 2016 Tags: Antitrust, Controlling shareholders, DOJ, Hart-Scott-Rodino Act, Incentives, Institutional Investors, Management,Minority shareholders, Ownership, Securities Regulation, Shared ownership [read post]
1 Apr 2016, 6:08 am
Nigro, Jr., Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, March 31, 2016 Tags: Antitrust, Controlling shareholders, DOJ, Hart-Scott-Rodino Act, Incentives, Institutional Investors, Management,Minority shareholders, Ownership, Securities Regulation, Shared ownership [read post]
25 Mar 2016, 6:00 am
Katzman, Fried, Frank, Harris, Shriver & Jacobson, LLP, onThursday, March 24, 2016 Tags: Compliance and disclosure interpretation, Director liability, Equity-based compensation, Exchange Act, Inside information, Insider trading, Investor protection, Liability standards, Management, Rule 10b-5-1, SEC, SEC enforcement,Section 10(b), Securities enforcement, Securities Regulation, Voluntary Disclosure Activist Investors, Cash, and Capital Allocation Posted by Paula Loop,… [read post]
11 Mar 2016, 6:14 am
Securities & Exchange Commission, on Saturday, March 5, 2016 Tags: Asset-backed securities, Credit risk, Dodd-Frank Act, EU, Europe, International governance, Investor protection,Risk management, Risk oversight, SEC, Securities Regulation, Securitization, Transparency NYSE Rule on Reporting by Foreign Private Issuers Posted by Stuart H. [read post]
26 Feb 2016, 6:06 am
Securities & Exchange Commission, on Wednesday, February 24, 2016 Tags: Accountability, Boards of Directors, Broker-dealers, Capital formation, Crowdfunding, Disclosure, Dodd-Frank Act,Exchange-traded funds, Financial Regulation, Investor protection, JOBS Act, Proxy access, Proxy voting, SEC, Securities Regulation, Shareholder nominations, Shareholder voting, Swaps, Transparency The Ownership and Trading of Debt Claims in Chapter 11 Restructurings Posted by David Smith, University… [read post]
12 Feb 2016, 6:03 am
Schwenkel, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, February 11, 2016 Tags: Boards of Directors, Charter & bylaws, Deal protection, Delaware cases, Delaware law, Director nominations,Engagement, Entrenchment, Proxy contests, Settlements, Shareholder activism, Shareholder suits, Shareholder voting,Takeover defenses, Unocal standard Top M&A Developments and Trends for 2016 Posted by Barbara L. [read post]
12 Feb 2016, 6:03 am
Schwenkel, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, February 11, 2016 Tags: Boards of Directors, Charter & bylaws, Deal protection, Delaware cases, Delaware law, Director nominations,Engagement, Entrenchment, Proxy contests, Settlements, Shareholder activism, Shareholder suits, Shareholder voting,Takeover defenses, Unocal standard Top M&A Developments and Trends for 2016 Posted by Barbara L. [read post]
29 Jan 2016, 6:07 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Monday, January 25, 2016 Tags: Class actions, Derivative suits, Disclosure, Dodd-Frank Act, Erica John Fund v. [read post]
