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20 Sep 2011, 9:00 pm
From time to time on this site we discuss the custody rule for SEC registered hedge fund managers. [read post]
5 Apr 2010, 3:05 pm
Jones, an attorney with the Atlanta law firm of Page Perry LLC, “investors cannot expect regulators to protect them from hedge funds because they are usually not subject to close SEC scrutiny. [read post]
28 May 2007, 11:45 am
Because hedge fund assets have increased to over $1 trillion, requiring that hedge fund advisers register with the SEC has become a very controversial issue. [read post]
24 Jun 2008, 5:16 pm
 SNSFE attorneys continue to investigate these hedge funds and welcome investors comments. [read post]
25 Apr 2019, 12:45 pm
The post Recent Fraud Cases Targeted Hedge Funds, Senior Investors, and Israeli-Americans appeared first on Securities Fraud Attorney. [read post]
2 Dec 2009, 2:20 am
About $55 million was placed in the Falcon hedge fund. [read post]
28 Aug 2008, 6:45 pm
Curacao is again ranked #1 According to the 2008 Global Custodian Hedge Fund Administration Survey, Curacao (Dutch Caribbean) is the # 1 location for hedge fund administration services. [read post]
10 Apr 2019, 9:08 am
The post Investor Fraud Crimes: Ex-Hedge Fund Manager and Investment Advisor Sentenced | Securities Fraud Attorney appeared first on Securities Fraud Attorney. [read post]
FORMER PORTFOLIO MANAGER AT HEDGE FUND INVESTMENT ADVISOR DIAMONDBACK CAPITAL MANAGEMENT SUED BY SEC
1 Sep 2011, 5:55 am
Enforcement attorneys at the Securities and Exchange Commission (“SEC”) filed a civil action against a former portfolio manager at the hedge fund investment adviser Diamondback Capital Management, LLC. [read post]
14 Jan 2014, 2:38 pm
Hedge funds employ various complicated trading schemes in an effort to maximize returns. [read post]
2 May 2008, 6:14 am
The brokers and fund managers assured prospective investors that the new hedge funds were low-risk. [read post]
16 Oct 2008, 11:12 pm
Sahil Desai, the SEC staff attorney on the case, said it's the first time a hedge fund has been charged with so-called portfolio pumping. [read post]
2 Sep 2007, 4:49 am
Today's New York Times "Sunday Business" section contains an article about the certain Bear Stearns hedge funds' insolvency cases which are pending in the Cayman Islands and the Bankruptcy Court for the Southern District of New York. [read post]
18 Oct 2009, 10:25 pm
The trial of Bear Stearns hedge fund managers Ralph Cioffi and Matthew Tannin got underway last week. [read post]
28 Nov 2011, 7:19 am
Although the process and cost significantly varies, hedge fund managers can easily assess the options outlined above with the assistance of a seasoned ’40 Act attorney and other fund service providers. [read post]
2 Dec 2003, 4:41 am
In Tuesday's corporations and securities law news, New York Attorney General Eliot Spitzer may file a civil complaint against Amvescap Plc's Invesco Funds Group with allowing numerous hedge funds to make improper trades in its mutual funds. [read post]
22 Oct 2007, 8:16 pm
How hedge funds are regulated? [read post]
13 Sep 2020, 6:46 pm
The best Connecticut criminal attorneys are seeing hedge fund managers and finance professionals targeted by revenge porn threats. [read post]
28 Jun 2006, 3:51 pm
[JURIST] Connecticut Attorney General Richard Blumenthal called for congressional action [statement] on regulation of the hedge fund industry, during a Senate Judiciary Committee [official website] hearing [meeting materials] Wednesday. [read post]
17 Aug 2022, 9:30 am
According to FINRA’s findings, in return for his investment, he reportedly received a limited partnership interest in the hedge fund. [read post]
