Search for: "Hedge Strategy Fund LLC"
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7 Jan 2016, 8:58 am
John Thomas Financial was a brokerage firm run by Anastasios “Tommy” Belesis who recently agreed to be banned from the securities industry when the SEC accused him of defrauding investors in two hedge funds. [read post]
6 Nov 2015, 10:26 am
Although Valeant’s valuation has sunk like a rock as more and more gets revealed about its operations, the head of the hedge fund with a multibillion-dollar stake in the firm has defended it, saying it just needs better PR. [read post]
30 Oct 2015, 7:42 am
Many of the firms have been expelled by FINRA including John Thomas Financial which was run by Anastasios “Tommy” Belesis who recently agreed to be banned from the securities industry when the SEC accused him of defrauding investors in two hedge funds. [read post]
20 Oct 2015, 6:22 am
In addition, the FEA points out that FINRA has published guidance to firms about supervisory controls for complex products, which may include,but is not limited to, products such as structured notes, inverse or leveraged exchangetraded funds, hedge funds and securitized products, including asset-backed securities. [read post]
6 Oct 2015, 10:42 am
”Back-tested results in hedge fund marketing materials have long drawn scorn in the hedge fund world. [read post]
14 Sep 2015, 4:32 pm
In Vivendi, a hedge fund that opted out of the class attempted to claim the collateral estoppel benefit of the jury’s verdict on the issue of reliance. [read post]
27 Aug 2015, 9:01 am
(CGMI) and Citigroup Alternative Investments LLC (CAI), have agreed to pay nearly $180 million to settle charges that they defrauded investors in two hedge funds.The ASTA/MAT Fund was a municipal arbitrage fund that purchased municipal bonds and used a Treasury or LIBOR swap to hedge interest rate risk.The Falcon Fund was a multi-strategy fund that invested in ASTA/MAT and other fixed income strategies, such as CDOs,… [read post]
27 Jul 2015, 7:26 am
The hedge funds are targeting a weak spot in the markets. [read post]
22 Jul 2015, 2:00 pm
After receiving a J.D. from the Thomas Jefferson School of Law in San Diego, Neal Goyal he started a hedge fund. [read post]
1 Jul 2015, 12:34 pm
Many investment advisers utilize intraday trading strategies regarding these products, including complex hedging strategies whereby they hedge them against futures contracts regarding the basket of underlying securities or contracts that the ETF tracks. [read post]
31 May 2015, 3:47 am
Further, hedge funds are now filing IPRs as part of strategies to bring down the value of small pharmaceutical companies (here).Unintended consequencesThe provisions of the AIA came into effect in 2012 and 2013, and we are slowly discovering all the unintended consequences. [read post]
1 May 2015, 8:25 am
This scrutiny is part of securities regulators’ wider investigation into manipulation of the foreign-exchange market.The UBS V10 product was pitched to individual and institutional investors, including hedge funds and pension funds, as a high-yielding foreign-exchange investment that used computer algorithms to minimize the risk of losses in periods of volatility. [read post]
25 Mar 2015, 12:01 pm
Masud falsely represented that the hedge fund was a far safer investment than a mutual fund and also allegedly promised to use a conservative strategy that would preserve their $1 million investment, while earning a high rate of return. [read post]
23 Jan 2015, 11:52 am
In a recently reported case out of the Northern District of Illinois, two former employees of Citadel LLC, a Chicago based premier hedge fund in the high frequency trading space, pled guilty and received three-year sentences for their participation in a scheme to steal source code from Citadel and a prior employer in order to create their own trading strategy for their personal future use. [read post]
23 Jan 2015, 11:52 am
In a recently reported case out of the Northern District of Illinois, two former employees of Citadel LLC, a Chicago based premier hedge fund in the high frequency trading space, pled guilty and received three-year sentences for their participation in a scheme to steal source code from Citadel and a prior employer in order to create their own trading strategy for their personal future use. [read post]
23 Jan 2015, 6:24 am
In a recently reported case out of the Northern District of Illinois, two former employees of Citadel LLC, a Chicago based premier hedge fund in the high frequency trading space, pled guilty and received three-year sentences for their participation in a scheme to steal source code from Citadel and a prior employer in order to create their own trading strategy for their personal future use. [read post]
16 Jan 2015, 10:59 am
In addition, hedge funds are speculative investments and use an array of advanced investment strategies that often involve a high level of volatility. [read post]
9 Jan 2015, 3:44 am
Magnetar Financial LLC, Fortress Investment Group LLC and Gabelli Funds all have active appraisal cases. [read post]
1 Jul 2014, 3:00 am
The following are various hedge fund events happening this month. [read post]
25 Jun 2014, 8:49 am
The transaction went against the hedge fund’s stated investment strategy and wasn’t disclosed to investors, who received account statements falsely portraying that their investment was performing as well or even better than before. [read post]
