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14 May 2021, 4:09 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5852/securities-industry-commentator/SEC Charges S&P Dow Jones Indices for Failures Relating to Volatility-Related Index (SEC Release)Statement on S&P Dow Jones Indices LLC by SEC Commissioner Hester M. [read post]
2 Mar 2022, 3:42 pm
Katie Fry Hester, D-Carroll and Howard, aims to establish a Small Business and Nonprofit Health Insurance Subsidies ... [read post]
6 Mar 2015, 3:25 am
New Cato Research Briefs in Economic Policy No. 20 takes up a question often raised in this space before [Hester Peirce, Ian Robinson, and Thomas Stratmann, Cato] Tags: banks, Dodd-Frank, small business“How Are Small Banks Faring under Dodd-Frank? [read post]
11 Dec 2021, 12:46 pm
FINRA Arbitrators Award $1 In Response to $1 Million In Damages Sought (Sort of) (BrokeAndBroker.com Blog)Pueblo Cattle Investment Operator Sentenced to Federal Prison for Wire Fraud and Money Laundering (DOJ Release)Rat Farms and Rule Comments - Statement on Comment Period Lengths (Statement by SEC Commissioner Hester M. [read post]
15 Jan 2021, 8:08 am
GUEST BLOG [In]Securities: A Worried Song By Aegis Frumento Esq (BrokeAndBroker.com Blog)Allison Herren Lee Named Acting Chair of the SEC (SEC Release)Statement on Designation of Commissioner Lee as Acting Chairman by SEC Commissioners Hester M. [read post]
14 Feb 2022, 2:45 am
Katie Fry Hester’s desk. [read post]
22 May 2018, 8:01 am
Brendan Hester, writes the Star Beacon, filed the federal suit with the Northern District of Ohio on Monday. [read post]
4 Apr 2014, 5:40 am
As you might have heard, Michael Lewis has a new book out [Tyler Cowen, Cato panel with Louise Bennetts, Holly Bell and Hester Peirce, Charles Gasparino/NY Post] Tweet Tags: Wall StreetHigh-frequency trading: plot or bane? [read post]
11 Sep 2020, 9:26 am
Chicago Nursing Home Executives Charged With Operating Ponzi Scheme (DOJ Release)Indian National Admits to Participating in Telemarketing Scam to Defraud Americans (DOJ Release)Unregistered ICO Issuer Agrees to Disable Tokens and Pay Penalty for Distribution to Harmed Investors (SEC Release)Statement on SEC Settlement Charging Token Issuer with Violation of Registration Provisions of the Securities Act of 1933 by SEC Commissioner Hester PeirceSEC Obtains Judgments Against Two Individuals in… [read post]
5 Mar 2008, 8:36 am
Patrick Hester, associate general counsel for Spectra Energy, told an audience at a Law Seminars International conference that offshore LNG import projects are becoming more attractive to investors due to heavy opposition to onshore facilities that could delay or prohibit the projects, especially on the eastern coast of the United States. [read post]
12 Mar 2021, 11:31 am
The Grandfather FINRA OBA Paradox (BrokeAndBroker.com Blog)Singapore Resident Charged In Manhattan Federal Court With Fraudulent Pre-IPO Stock Scheme (DOJ Release)SEC Charges Texas Investment Adviser and Two Executives in Connection with $17 Million Energy Fund Fraud (SEC Release)Staff Statement on Investment Company Cross Trading (SEC Division of Investment Management Staff)Remarks at Investor Advisory Committee Meeting (SEC Commissioner Hester M. [read post]
13 Oct 2022, 5:07 pm
The paper Commissioner @HesterPeirce cited was Sarbanes-Oxley § 404 at Twenty (August 26, 2022). [read post]
31 Aug 2020, 3:05 pm
SEC Commissioner Pierce: Companies add value to society by seeking to be profitable for their shareholders. [read post]
28 May 2009, 9:51 am
A controversial employment discrimination decision--covered by the Joseph, Herzfeld, Hester & Kirschenbaum blog back in April--promises to command national attention over the next several weeks, due to the fact that the case, Ricci v. [read post]
22 Apr 2008, 1:00 am
View the article here04/21/2008by Tom Hester/The Star-LedgerThe state Supreme Court ruled today that under the New Jersey Constitution an Internet user has the right to privacy in the subscriber information maintained by the individual's Internet service provider.Ruling in the case of Shirley Reid, a Cape May County woman who was charged with hacking into her employer's computer system after police obtained her identity from Comcast by using a municipal court subpoena, the high… [read post]
16 Aug 2017, 11:23 am
Includes new interviews with Green Arrow creators from across the decades, including Neal Adams, Mike Grell, Chuck Dixon, Phil Hester, Brad Meltzer, and Jeff Lemire. [read post]
16 Aug 2017, 11:23 am
Includes new interviews with Green Arrow creators from across the decades, including Neal Adams, Mike Grell, Chuck Dixon, Phil Hester, Brad Meltzer, and Jeff Lemire. [read post]
9 May 2019, 12:09 pm
WHAT HAPPENED Disney World is a magical place, however, it was hell on Earth for great-grandmother Hester Burkhalter. [read post]
19 Aug 2014, 1:30 pm
The accident took place at the intersection of Hester Road and North Western Street. [read post]
10 Jan 2007, 7:54 am
Healy of Tyler (Healy & Hester), this exchange that occurred while he "was waiting in the 114th District Court for [his] civil case to be called" after Judge Cynthia Kent finished a habeas corpus hearing. [read post]
