Search for: "Howey v. State" Results 101 - 120 of 122
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24 Jul 2023, 9:01 pm by renholding
Under the bill, even where the issuer of an ancillary asset “engaged in entrepreneurial or managerial efforts that primarily determined the value” of the token — which, under the test established by the Supreme Court in SEC v. [read post]
12 Apr 2019, 6:20 am
., on Friday, April 5, 2019 Tags: Board composition, Board leadership, Boards of Directors, California, Diversity, Institutional Investors, Institutional voting, Proxy advisors, SB 826, State law, Surveys Review and Analysis of 2018 U.S. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
State-registered advisers need to examine their states’ regulations to determine who constitutes a “client. [read post]
11 Jan 2019, 6:30 am
Todd Henderson (University of Chicago) and Max Raskin (NYU), on Wednesday, January 9, 2019 Tags: Bitcoin, Cryptocurrency, Financial technology, Howey test, ICOs, Information asymmetries, Information environment, Innovation, investor, SEC, SEC enforcement, Securities enforcement, Securities regulation The Government Shutdown’s Effect on Deals Posted by Andrew R. [read post]
11 Mar 2022, 1:05 pm by Christopher J. Hubbert
In addition, the SEC took the position that the BIAs are notes under the four-part test articulated in Reves v. [read post]
10 Jul 2018, 3:57 am by Hedge Fund Lawyer
  He mentioned that currently, neither Bitcoin nor Ether meet the Howey test. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
10 Jul 2019, 4:17 am by Hedge Fund Lawyer
Overview of the Regulation A+ Offering Circular for Crypto Tokens By Bart Mallon Co-Managing Partner, Cole-Frieman & Mallon LLP It is generally accepted that the initial coin offering (ICO) from mid-2017 is dead and that firms raising money for their blockchain or token projects will need to do so in a way that is compliant with SEC laws and regulations. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
BitMEX has stated that a hardware issue caused the outage. [read post]
16 Jul 2019, 10:18 am by CFM Admin
  The individual sent an email to potential investors stating the assets of a company seeking investment was $10 million at the direction of his boss, who supplied the content and approved the email, while the individual knew the total assets were worth less than $400,000. [read post]
15 Dec 2022, 8:00 am by CFM Admin
 The Court concluded that LBRY’s messaging would lead potential investors to understand that the company was pitching speculative value propositions for its digital token that created an expectation of profits under the Howey test. [read post]
15 Dec 2022, 4:00 am by CFM Admin
 The Court concluded that LBRY’s messaging would lead potential investors to understand that the company was pitching speculative value propositions for its digital token that created an expectation of profits under the Howey test. [read post]