Search for: "IN RE MORGAN STANLEY"
Results 101 - 120
of 485
Sorted by Relevance
|
Sort by Date
6 Jan 2011, 7:55 am
Financial services companies were very active when it came to filing: JP Morgan Chase (JPM) filed 1,604 different things with the SEC last year; Morgan Stanley (MS) filed over 1,100. [read post]
1 Mar 2013, 9:00 am
Former Morgan Stanley broker Mark Mensack filed suit against his former employer and FINRA, the private self-regulatory organization that performs financial regulation and oversight over member brokerage firms and exchange markets, after a FINRA arbitration panel ruled that Mensack had to repay his $1.2 million sign-on bonus when he resigned and filed a whistleblower suit against Morgan Stanley. [read post]
9 Dec 2015, 5:00 am
After the Morgan Stanley takeover, his loans were moved to another part of the operation, costing him millions of dollars in revenue.I see this far too often. [read post]
4 Feb 2020, 7:05 am
It worked with Morgan Stanley to value the company and focused on getting JAB to raise its offer ceiling. [read post]
20 Sep 2022, 12:11 pm
Via Matt Levine, I learn of a SEC complaint against MorganStanley Smith Barney (MSSB): The Securities and Exchange Commission today announced charges against Morgan Stanley Smith Barney LLC (MSSB) stemming from the firm’s extensive failures, over a five-year period, to protect the personal identifying information, or PII, of approximately 15 million customers. [read post]
27 Nov 2007, 10:59 am
In this case, Wells Fargo Bank NA filed a stay relief motion as Trustee for Morgan Stanley Capital I, Inc. [read post]
25 Sep 2009, 7:54 am
Defendants include, but are not limited to, Merrill Lynch & Co., Inc., Morgan Stanley, JP Morgan Chase & Co., Bear Stearns & Co., Inc., AIG Financial Products Corp., UBS AG, and Piper Jaffray & Co. [read post]
7 Sep 2022, 9:29 am
It won't make sense to buy Twitter if we're heading into World War III," Musk wrote to Morgan Stanley's head of global technology investment banking, Michael Grimes. [read post]
2 Feb 2018, 6:25 am
[More…] Ex-Morgan Stanley advisers used clients’ cash to fund wind farm project: feds Two former Morgan Stanley advisers have agreed to plead guilty to US charges that they misused client funds to invest in a wind farm project they were involved with, federal prosecutors said on Wednesday. [read post]
7 Feb 2022, 3:30 am
Morgan Stanley Capital I Inc., Verizon ABS II LLC, Ford Credit Auto Receivables Two LLC, Nissan Auto Leasing LLC II, and Toyota Auto Finance Receivables LLC filed the registration statements to help their parent companies sell securities backed by mortgages, auto lease contracts, and other assets. [read post]
9 Dec 2009, 9:28 pm
The case tapped as "[p]erhaps the most significant" of these arbitration cases was In re Morgan Stanley, Inc., No. 07-0665 (more info. [read post]
28 Dec 2011, 1:50 pm
Heck Morgan Stanley's Global Investment Committee already sends out its Investor Insights reports through its Twitter handle, @MSSB_GIC. [read post]
21 Nov 2022, 9:02 am
LLC Jefferies LLC Morgan Stanley & Co. [read post]
28 Nov 2022, 9:02 am
LLC Jefferies LLC Morgan Stanley & Co. [read post]
9 Jan 2008, 9:47 am
Banking as a percentage of total revenues kept falling, particularly at firms like Goldman and Morgan Stanley (run by John Mack, fixed income), which had once been pure advisory shops. [read post]
10 Jan 2012, 1:45 pm
Not to mention being kind of a strange question to ask from a recent former vice chairman and senior policy adviser at Merrill Lynch, who’s now with Morgan Stanley. [read post]
21 Sep 2008, 1:22 am
It's why Wachovia can consider a bid for Morgan Stanley. [read post]
8 Dec 2008, 2:00 pm
They're arguing that Discover not only doesn't have to pay Morgan Stanley its share of the settlement but that Morgan Stanley owes Discover damages for its interference in the antitrust case. [read post]
17 Aug 2022, 5:24 pm
Based on this, the investors active in the biggest funding rounds are Alphabet ($1,506M in 4 rounds), Blackrock ($1,171M in 3 rounds), Morgan Stanley ($1,10M in 2 rounds), Samsung ($979M in 13 rounds), Goldman Sachs ( $698M in 5 rounds, BNY Mellon ($690M in 3 rounds), and PayPal ($650M in 4 rounds). [read post]
1 Mar 2007, 10:24 am
Since 2004, Krauss has helped head up the legal and compliance division at Morgan Stanley, where he coordinated for the investment bank all domestic regulatory and law enforcement matters. [read post]
