Search for: "INVESTORS DOES 1-10"
Results 101 - 120
of 3,059
Sorted by Relevance
|
Sort by Date
23 Jul 2019, 9:48 am
Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million.As set forth in the Dodd-Frank Act, the SEC protects the confidentiality of whistleblowers and does not disclose information that could reveal a whistleblower’s identity.For more information about the whistleblower program and how to report a tip, visit www.sec.gov/whistleblower.SEC Press Release--- Looking for a securities lawyer… [read post]
9 Nov 2018, 12:04 am
The CJEU,[10] however, did not agree with the AG’s opinion. [read post]
9 Feb 2012, 5:00 am
In addition, the provision does not apply to actions involving consumers. [read post]
15 May 2007, 9:45 am
Coffee and other panelists suggested that the SEC increase the minimum economic stake (which is now $2,000) to file a proposal to a 1 percent stake or 1 million shares. [read post]
6 Jul 2022, 2:00 am
The post What Does it Mean When Big Tech is Laying Off Staff During a Labor Shortage? [read post]
30 May 2018, 7:35 am
Section 203 exempts Banks and Bank Holding Companies with (1) $10 billion or less in total consolidated assets and (2) total trading assets and trading liabilities of 5% or less of total consolidated assets from the Volcker Rule. [read post]
6 May 2019, 3:17 pm
The IRS does not anticipate issuing more proposed regulations, but the last two rounds should give developers enough comfort to form QOFs and attract investors for qualified opportunity zone P3s. [1] See “P3 Industry Gets an Early Holiday Present in IRS Guidance on Interest Deduction” (Dec. 11, 2018). [2] The text of the TCJA, and accompanying Congressional reports, can be viewed here. [read post]
4 Jun 2019, 10:27 pm
The majority of claims against the Private Capital investor arise from (1) employment issues at the Private Capital level, (2) M&A related claims when an investor is buying or selling a portfolio company and (3) stakeholder claims when a portfolio company is in financial distress. [read post]
21 Nov 2016, 11:33 am
The manager of this fund of funds also gets 10% of any annual gain that exceeds an 8% return. [read post]
3 Dec 2013, 11:18 am
Here are 10 key points to consider before you get started: 1. [read post]
24 Dec 2013, 5:00 am
Answer #10 Although the conviction has been expunged by a federal, state or foreign court, it does not necessarily mean that the conviction has been expunged for immigration purposes. [read post]
18 May 2023, 9:01 pm
Why does robust cybersecurity matter? [read post]
2 Mar 2016, 6:56 am
The TPP does not contain equivalent provisions. [read post]
18 Jan 2013, 5:00 am
Answer #10 Although the conviction has been expunged by a federal, state or foreign court, it does not necessarily mean that the conviction has been expunged for immigration purposes. [read post]
14 Jul 2008, 3:30 pm
The United States District Court for the Southern District of New York recently held that a U.S. court does not have subject matter jurisdiction over a lawsuit in which 90% of the proposed class is made up of foreign investors who purchased the securities at issue on foreign exchanges. [read post]
17 Nov 2011, 1:10 pm
The bill requires that investors invest no more than the lesser of $10,000 or 10% of their annual income. [read post]
13 Feb 2023, 7:28 am
Conwell’s second fund, however, relied on Investment Company Act Section 3(c)(1) and his investors from the first fund are now mostly “price[d] out” of the second fund because minimum investment levels are much higher. [read post]
3 Oct 2011, 8:01 am
Investors can enjoy these tax exclusions: • No tax on “Qualifying Gain” up to $10 million; or • No tax on “Qualifying Gain” up to 10X investor’s basis in corporate stock. [read post]
17 Aug 2007, 1:42 pm
No. 47476, 79 SEC Docket 2251, 2003 WL 917974 at *4-5 (Mar. 10, 2003). [read post]
19 Dec 2018, 6:06 am
Does the fact that Form 10-Qs are filed as opposed to furnished, and include certifications, impact the extent to which investors rely on them? [read post]
