Search for: "Independent Financial Group LLC" Results 101 - 120 of 999
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23 Feb 2023, 10:04 am by David Cosgrove
Case Summary:             In October 2018, Kent Jackson Rhoades left his job at Wells Fargo Advisors, LLC in Mountain Home, Arkansas to start an independent financial consulting firm with Raymond James Financial Services, Inc. [read post]
22 Feb 2023, 1:07 pm by Dennis Crouch
  (In one recurrent example, one major funder has a habit of acquiring patents from companies in bankruptcy and then naming the wholly controlled LLC subsidiaries after the original company, at least suggesting to any jury a connection that no longer exists.) [read post]
19 Feb 2023, 9:01 pm by renholding
The defendants argued that the SEC lacks independent authority to regulate the cryptocurrency industry — worth an estimated $1 trillion, according to the defendants — for several reasons. [read post]
13 Feb 2023, 7:20 am by The White Law Group
            The post FINRA Sanctions Fortune Financial for VA Sales appeared first on The White Law Group. [read post]
9 Feb 2023, 9:05 pm by Zoe Stern
Melling predicted that the Court will soon hold in 303 Creative LLC v. [read post]
8 Feb 2023, 7:36 am by INFORRM
On 3 February 2023, judgment was handed down in the Supreme Court of South Australia in Duffy v Google LLC [2023] SASC 13. [read post]
7 Feb 2023, 6:19 pm by Ben Vernia
At one hospital in Washington state, neurosurgeons were paid based on a productivity metric that provided a financial incentive to perform more surgeries of greater complexity. [read post]
6 Feb 2023, 5:51 am by James Romoser
This column was originally published on Feb. 2 in National Journal and is owned by and licensed from National Journal Group LLC. [read post]
28 Jan 2023, 7:32 am
On the other hand, for the World Bank Groups Internaitonal Finance Corporation, "ESG Standards comprise the Performance Standards, which define clients' responsibilities for managing their environmental and social risks, and the Corporate Governance Methodology, which sets out an approach to evaluate and improve the corporate governance of clients. [read post]
15 Dec 2022, 4:50 pm by Ben Vernia
Patel in the form of volume-based commissions paid to an independent contractor recruiter, Corum Group LLC, which used an associated company, Avior, to pay kickbacks to Dr. [read post]
15 Dec 2022, 8:04 am by Jim Sedor
The effort was undertaken by two newly created groups: Pro-Democracy Center and Pro-Democracy Campaign. [read post]
12 Dec 2022, 7:48 am by The White Law Group
  According to Investment News, until almost five years ago, the majority of non-traded REITs were sold by financial advisers at independent broker-dealers. [read post]
9 Dec 2022, 3:00 am by Jim Sedor
Citing previously undisclosed documents related to former President Trump’s son-in-law, the committees sent letters to the State and Defense departments requesting material they say could shed new light on whether “Kushner’s financial conflict of interest may have led him to improperly influence U.S. tax, trade and national security policies for his own financial gain. [read post]
8 Dec 2022, 7:35 am by The White Law Group
     The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
2 Dec 2022, 7:42 pm by Gene Takagi
IRS Secure Messaging Independent Office of Appeals – appears to be more independent Working with the IRS of the future – Taxpayer First Act mandates a new structure – Reorganization will require substantial revision of Internal Revenue Manual Luncheon Speaker: David Callahan, founder and editor of Inside Philanthropy Philanthropy – tech and newer philanthropy with the “break and recreate” approach – Callahan was asked,… [read post]
28 Nov 2022, 10:25 am by The White Law Group
    The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 Nov 2022, 4:51 am by Rob Robinson
“As we scanned the legal marketplace as part of our investments in LAC Group and Wilson Allen, HBR routinely came up as a firm at the cutting-edge of this movement. [read post]
15 Nov 2022, 9:23 am by The White Law Group
     The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
11 Nov 2022, 3:00 am by Jim Sedor
., investing in a group of polling, public relations, lobbying, and political consulting firms. [read post]
25 Oct 2022, 9:20 am by Brett Natarelli
The trade group raised four main arguments: the Payday Lending Rule is unconstitutional because the CFPB Director is insulated from being removed by the President (the same issue presented in Seila Law LLC v. [read post]