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28 Jun 2011, 7:56 am
” The suit to recover assets to be distributed to defrauded Madoff investors alleges that JP Morgan had “actual knowledge” of the Madoff ponzi scheme but failed to take any action to stop the fraud. [read post]
1 Jun 2012, 8:13 am
Morgan Chase – regulators in Japan have found that a Japanese employee of JP Morgan was involved in insider trading in connection with a share offering by Nippon Sheet Glass Co. [read post]
9 Mar 2012, 7:56 am
CFTC fines JP Morgan $140,000With a $140,000 penalty, the CFTC settled charges against futures commission merchant J.P. [read post]
19 May 2012, 9:13 am
Noting his support of the Dodd-Frank Act, Senator Scott Brown (R-MA) reminded JP Morgan Chase & Co. that if the recent $2 billion trading loss leads to a restatement of the company’s first quarter results, Dodd-Frank requires that any incentive compensation that would not have been awarded under the earnings restatement be subject to a mandatory clawback under a strict liability standard. [read post]
9 Dec 2022, 1:08 pm
Jeffrey Newman is a whistleblower lawyer with the firm Newman & Shapiro and he can be reached at JNewman@NewmanShapiro.com or at 978-880-4758 The post Ex-JP Morgan Trader convicted of fraud in precious metals spoofing case appeared first on Newman & Shapiro. [read post]
7 Jan 2011, 7:12 am
The receiver alleged that JP Morgan had ignored red flags and signs of trouble during the due diligence process. [read post]
25 May 2021, 1:21 pm
JP Morgan and the Schottenstein Brothers A recent case of elder financial abuse saw an elderly grandmother sue her two grandsons and JP Morgan Chase. [read post]
9 Feb 2011, 6:20 am
The Trustee’s Complaint Against JP Morgan Chase.February 9, 2011 A few days ago, when I was just beginning to read the Trustee’s complaint against JP Morgan Chase, I posted the fairly dramatic introduction to the complaint. [read post]
24 Mar 2008, 8:00 pm
Did JP Morgan or its lawyers make a mistake in drafting the original agreements with Bear Stearns? [read post]
31 Aug 2017, 12:07 pm
This idea was obvious when JP Morgan applied for the patent in June 2013. [read post]
12 Sep 2018, 7:44 am
FINRA also recently barred a ex-JP Morgan Securities (JPM) broker Benjamin S. [read post]
14 May 2012, 7:44 am
When JP Morgan Rains, It Pours [read post]
19 May 2010, 12:29 pm
JP Morgan acquired Bear Stearns in 2008. [read post]
18 May 2012, 1:25 pm
But even from the limited preview here, you can, I think, see why reform-minded commentators are taking particular pleasure in this JP Morgan misstep. [read post]
21 Nov 2022, 6:51 pm
The ex-San Francisco-based financial advisor was fired by JP Morgan Securities in August 2021. [read post]
28 Jan 2009, 6:00 am
JP Morgan Chase Bank USA, ___ F.3d ___ (Jan. 23, 2009), the Ninth Circuit held that the defendant's compliance with the Truth-in-Lending Act (15 U.S.C. [read post]
21 May 2012, 7:12 am
http://www.timelyobjections.com/2012/05/jp-morgans-23-billion-loss-as-a-red-herring.html [read post]
21 May 2012, 7:12 am
http://www.timelyobjections.com/2012/05/jp-morgans-23-billion-loss-as-a-red-herring.html [read post]
20 Jul 2012, 11:05 am
The advantages for JP Morgan are clear, by offering their own mutual funds for sale they are able to gain profits from the fees they levy on these accounts. [read post]
1 Apr 2010, 9:42 am
JP Morgan also has secured 2 Bcf/d of regasification capacity at Cheniere's Sabine Pass LNG terminal. [read post]
