Search for: "James Stock" Results 101 - 120 of 2,102
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15 Mar 2019, 6:26 am
Shortly after his Merrill stock was swapped out for Bank of America stock, Billington sold his holdings and took a proverbial bath. [read post]
2 Sep 2011, 8:57 am by Media Law Prof
Murdoch's salary stayed the same ($8.1 million) bonuses and stock pushed his total compensation up by more than... [read post]
30 Aug 2011, 11:43 am by Securites Lawprof
The SEC announced a settlement with James O'Leary, the former chief financial officer of Beazer Homes USA, to recover his bonus compensation and stock sale profits from the period when the Atlanta-based homebuilder was committing accounting fraud. [read post]
8 Nov 2006, 4:55 pm
George Allen a few days to take stock of his legal and political options before beginning to pressure him to concede to James Webb. [read post]
27 Dec 2006, 9:00 am
How Taxing Is Figuring Deductions, by Tom Herman Snatch Tax Win From Stock Loss, by James B. [read post]
3 Feb 2018, 7:35 am by Paul Caron
New York Times: Trump Tax Cuts and the Economy: Time Will Tell, Maybe, by James B. [read post]
29 Jan 2007, 9:55 am
Abstract: Demographic change can have an important effect on the stock of assets held in... [read post]
24 Oct 2014, 12:00 am by D Daniel Sokol
Andrew Stocking, CBO, James Baumgardner, CBO, Melinda Buntin, Vanderbilt, and Anna Cook, CBO are Examining the Number of Competitors and the Cost of Medicare Part D. [read post]
1 Jun 2017, 7:25 am by John McFarland
This was written by the late Joe Edwards, a Jazz pianist from Missouri: World War II Love Story It was a time of Harry James and Betty Grable; a time of seams in the ladies stockings, of Rosie the Riveter, ration stamps for gasoline, shoes, fuel oil, sugar and tires. [read post]
12 May 2009, 2:08 pm
A former Monster Worldwide Inc. executive, James Treacy (pictured), was convicted of conspiracy and securities fraud Tuesday in a scheme to improperly backdate millions of dollars in stock-options awards. [read post]
3 May 2012, 12:52 pm by David Jacobson
In Australian Securities and Investments Commission v Hellicar [2012] HCA 17 and appeals relating to 6 other non-executive directors of James Hardie Industries Ltd (“JHIL”) the High Court allowed ASIC’s appeals and held that each director breached his or her duties as a director of the company by approving the company’s release of a misleading announcement to the Australian Stock Exchange (“ASX”). [read post]
5 Jan 2018, 12:26 pm by Adam Weinstein
According to BrokerCheck records financial advisor James Lowther (Lowther), employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch), has been subject to two customer complaints. [read post]
23 Jan 2019, 2:21 pm by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker James Schwartz (Schwartz) has been subject to nine customer complaints, one tax lien, and one bankruptcy during his career. [read post]
4 Oct 2022, 8:33 am by Staff Attorney
When brokers engage in excessive trading, sometimes referred to as churning, the broker will typical trade in and out of securities, sometimes even the same stock, many times over a short period of time. [read post]
13 May 2010, 12:16 pm
Casey will be visiting the AT&T store in Grapevine tomorrow at 10:30 a.m and will be in a parade at the Stock Yards Friday afternoon at 4:00 p.m. [read post]