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5 Aug 2019, 11:03 am
Jason Howard, J.D.A new report from Cornerstone Research, in connection with the Stanford Law School Securities Class Action Clearinghouse, has found that "plaintiffs have filed more than 1,000 securities class actions in the last two and a half years, accounting for more than 20 percent of the total number of cases filed since 1997. [read post]
23 Oct 2013, 9:13 am
Zoe Lofgren (D-CA), Spencer Bachus (R-AL), Jason Chaffetz (R-UT), Howard Coble (R-NC), Peter Defazio (D-OR), Anna Eshoo (D-CA), Blake Farenthold (R-TX), Lamar Smith (R-TX), Tom Marino (R-PA), and George Holding (R-GA). [read post]
20 Dec 2023, 7:19 am
Jason Howard, J.D.In a speech by Erik Gerding, the Director of the SEC’s Division of Corporation Finance spoke about the Commission’s adoption of a final rule which will require that public companies disclose material cybersecurity incidents they experience and, on an annual basis, provide material information regarding their cybersecurity risk management, strategy, and governance.According to the Director, the final rule will provide investors with timely, consistent,… [read post]
21 Aug 2019, 9:50 am
Jason Howard, J.D. [read post]
7 Aug 2015, 10:27 am
Jason Howard, J.D.SEC Administrative Law Judge, Cameron Elliot, has found that former Wells Fargo compliance officer, Judy K. [read post]
16 Apr 2019, 6:15 am
Jason Howard, J.D. [read post]
12 Jun 2015, 11:39 am
Jason Howard, J.D.SEC Commissioners Luis A. [read post]
25 Apr 2023, 5:09 am
Jason Howard, J.D.On Thursday, April 20, 2023, Texas House Bill 1666, an Act relating to the commingling of funds by digital asset service providers, was passed on its third reading with 148 Yeas and 0 Nays and, if enacted, will amend Subtitle E, Title 3, of the Texas Finance Code by adding Chapter 160.In particular, Texas H.B. 1666 provides definitions related to the chapter, including, among others:“Customer funds,” which means the digital assets, fiat currency, or… [read post]
24 Oct 2022, 6:45 am
Jason Howard, J.D.The Investment Adviser Association (IAA) has issued supplemental comments on the SEC’s proposal to shorten the securities settlement cycle for most broker-dealer transactions from two business days after the trade date (T+2) to one business day after the trade date (T+1), and recommends that the Commission:Set the T+1 settlement cycle compliance date for September 3, 2024;Replace the proposed requirement of a written agreement with a requirement that… [read post]
9 Apr 2018, 5:00 am
Jason Howard, J.D. [read post]
18 Mar 2014, 11:12 am
Jason Karlawish, a professor of medicine, medical ethics and health policy at the University of Pennsylvania who was interviewed by NPR. [read post]
24 Jun 2022, 5:00 am
Jason Howard, J.D.In a case that the Delaware Chancery Court described as a cautionary tale about the perils that can befall a board with an even number of directors, in 2022, with a director nomination on the table, the eight-member board of Aerojet Rocketdyne Holdings, Inc., deadlocked on a company slate of nominees, leaving a pending acquisition of the company in limbo and resulting in litigation (In re Aerojet Rocketdyne Holdings, Inc., June 16, 2022, Will, L.).Deadlock. [read post]
15 Nov 2018, 7:55 am
Jason Howard, J.D.On the heels of the Supreme Court holding in Kokesh v. [read post]
16 Dec 2016, 5:00 am
Jason Howard, J.D.A Second Circuit panel has affirmed a lower court’s judgment in a class action in favor of auditors of Subaye, Inc., a publicly traded but fake company, because the plaintiffs failed to adequately plead scienter or that there was a primary violation by a control person (In re DNTW Chartered Accountant Securities Litigation, December 15, 2016).Auditors. [read post]
11 May 2018, 6:10 am
Jason Howard, J.D.SEC Co-Director for the Division of Enforcement, Steven Peikin, gave the keynote address at the New York City Bar Association’s 7th Annual White Collar Crime Institute and discussed “techniques for productive and effective communication with SEC staff during Wells meetings. [read post]
23 Apr 2018, 4:37 am
Jason Howard, J.D.The United States District Court for the District of New Jersey has determined that a former UBS employee's testimony before FINRA did not equate to providing information to the SEC as required by the Dodd-Frank Act’s definition of “whistleblower” (Price v. [read post]
25 Jun 2021, 9:27 am
Jason Howard, J.D.In a comment letter dated June 18, 2021, the North American Securities Administrators Association (NASAA) stated that it supports the SEC’s efforts to "develop and bring uniformity to climate change disclosure standards," noting that investors are increasingly factoring climate change risks into their investment decisions, and, as such, improving those disclosures that should be considered a matter of investor protection.Greenwashing. [read post]
26 Jul 2018, 7:28 am
Jason Howard, J.D. [read post]
20 Oct 2017, 5:00 am
Jason Howard, J.D.The Massachusetts District Court has granted VStock Transfer, LLC’s motion to dismiss after it determined that the plaintiff, B2 Opportunity Fund, LLC, failed to plead scienter in connection with a questionable transfer of shares in February, 2016 (B2 Opportunity Fund, LLC v. [read post]
4 Nov 2019, 6:30 am
Over the past 14 years Ayo & Iken has helped over 5,000 people just like you Attorney Howard Ellzey - Our own family law experiences Attorney Claudia Blackwell - Family Law is like the Wild West Attorney Bruce Przepis on Passion Attorney Howard Ellzey on the benefit of being one of the largest Attorney Jason Ponder on Keeping a United Front Attorney Lee Feinberg on Our Goals Attorney Jeana Vogel - Each Client is Uniquely Important Attorney… [read post]
