Search for: "Jay Fishman"
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24 Jun 2021, 6:57 am
By Jay Fishman, J.D.SEC Chair Gary Gensler, on June 23, 2021, addressed London City Week about public company disclosures, market structure, transparency, and LIBOR. [read post]
23 Dec 2022, 7:24 am
By Jay Fishman, J.D.The United States Supreme Court granted Slack Technologies’ (Slack) Petition for Certiorari, along with granting various parties leave to file amicus curiae briefs, on the question of whether under federal Securities Act Section 11, a plaintiff shareholder is required to plead and prove that he bought shares registered under the registration statement in order to allege the registration statement is misleading (Slack Technologies v. [read post]
9 Mar 2020, 6:36 am
By Jay Fishman, J.D.The SEC, following the June 2019 publication of a concept release on the Commission’s 10 long-standing rule exemptions (or safe harbors) from securities registration, has now proposed amendments to some of those exemptions, including the Rule 506, Regulation A and Regulation Crowdfunding exemptions. [read post]
19 Nov 2009, 2:00 pm
Thompson Transport Workers Union Local 100 UAW NYS CAP Council UFCW 1500 UFCW International Region 1 United Federation of Teachers Peter Ward Jay Warshaw Richard Whalen William F. [read post]
18 Jan 2018, 6:45 am
By Jay Fishman, J.D.The Department of Banking and Securities has amended its securities rules in their entirety, primarily to non-substantively re-write the rules in more plain English for better clarity, to replace outdated references to "Commission" and "NASD" with "Department" and "FINRA," respectively, and to repeal a number of outdated rules. [read post]
31 Mar 2020, 4:33 pm
By Jay Fishman, J.D. [read post]
16 Apr 2020, 6:57 pm
By Jay Fishman, J.D.The latest states to have issued COVID-19 related blue sky orders include New Hampshire, North Dakota, Oklahoma and Washington.New Hampshire. [read post]
7 Sep 2018, 9:11 am
By Jay Fishman, J.D. [read post]
22 Oct 2019, 8:16 am
By Jay Fishman, J.D. [read post]
16 Feb 2023, 8:35 am
By Jay Fishman, J.D.The SEC held an open meeting on February 15 on proposed new Rule 223-1 pertaining to investment adviser safekeeping of client assets. [read post]
31 Oct 2019, 8:06 am
By Jay Fishman, J.D.The North American Securities Administrators Association, Inc. [read post]
1 Jul 2019, 5:00 am
By Jay Fishman, J.D. [read post]
26 Aug 2019, 7:02 am
By Jay Fishman, J.D. [read post]
20 Nov 2015, 5:00 am
By Jay Fishman, J.D.The New Jersey State Legislature enacted an intrastate offering exemption (crowdfunding) to help small businesses raise capital in the state. [read post]
2 Apr 2019, 8:11 am
By Jay Fishman, J.D. [read post]
3 Sep 2021, 2:33 pm
By Jay Fishman. [read post]
22 Nov 2017, 8:39 am
By Jay Fishman, J.D. [read post]
3 May 2021, 7:49 am
By Jay Fishman, J.D.An "Insights from Finance" panel, one of several panels comprising an April 30, 2021 New York University (NYU) conference on Environmental, Social and Governance Disclosures (ESG), asked participants to address ESG disclosures’ impact on corporations globally. [read post]
28 Jan 2012, 6:42 am
" Travelers' CEO, Jay Fishman, 59, has also said he is pushing for rate increases after tornadoes last year fueled a second quarter loss and forced the company to assess whether its models understated storm risk. [read post]
12 Feb 2010, 5:17 am
from Minnesota Labor & Employment Law Why employment lawyers screamed more than those Denny’s chickens from Jay Shepherd’s Gruntled Employees Wage and Hour Is It Working Time Or Not? [read post]
