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8 May 2015, 7:10 am
By Jay Fishman, J.D. [read post]
16 Apr 2015, 5:45 am
By Jay Fishman, J.D.The Massachusetts Securities Division permanently adopted an emergency intrastate crowdfunding exemption permitting job growth by helping Massachusetts small and early-stage businesses find investors and gain greater access to capital with fewer restrictions.Benefits. [read post]
7 Apr 2015, 11:06 am
Wolters Kluwer Senior Writer/Analyst Jay Fishman has authored a new white paper: Second Wave of States Address Crowdfunding. [read post]
22 Jan 2015, 5:37 am
Sources: MASSACHUSETTS CROWDFUNDING EXEMPTION – 950 CMR 14.402(B)(13)(o) Massachusetts Crowdfunding Exemption Summary and Highlights From the Secretary of the Commonwealth Massachusetts Adopts Emergency Crowdfunding Exemption by Jay Fishman, J.D. in Jim Hamilton’s World of Securities Regulation [read post]
20 Jan 2015, 2:49 pm
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Massachusetts Securities Division adopted an emergency intrastate crowdfunding exemption, permitting job growth by helping Massachusetts small and early-stage businesses find investors and gain greater access to capital with fewer restrictions.Benefits. [read post]
8 Jan 2015, 12:56 pm
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.This short-form seed capital registration rule, authorized by a Maine Uniform Securities Act short-form qualification registration provision, may be used only by issuers meeting the requirements of both the Maine statutory provision and federal Regulation D, Rule 504. [read post]
6 Dec 2014, 7:49 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Virginia Division of Securities and Retail Franchising within the State Corporation Commission added prefatory language to a broker-dealer/agent unethical practice rule provision to avoid having the provision become federally preempted by the National Securities Markets Improvement Act of 1996 (NSMIA).Compensation disclosure provision. [read post]
19 Nov 2014, 8:17 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Oregon Finance and Corporate Securities Division recently proposed crowdfunding rules to help small businesses raise capital. [read post]
27 Oct 2014, 9:08 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.Michigan is the first state to legalize the creation of a secondary market for privately crowdfunded securities now that Governor Rick Snyder signed House Bill 5273. [read post]
16 Oct 2014, 12:25 pm
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Maryland Legislature adopted, effective October 1, 2014, a non-crowdfunding intrastate small business exemption. [read post]
30 Sep 2014, 7:56 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The New Mexico Regulatory and Licensing Department, Securities Division, proposed crowdfunding exemption rules to bring local issuers and state residents together for capital raising through community investing. [read post]
23 Sep 2014, 7:41 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Virginia Division of Securities and Retail Franchising within the State Corporation Commission proposed adding prefatory language to a broker-dealer/agent unethical practice rule provision to avoid having the provision become federally preempted by the National Securities Markets Improvement Act of 1996 (NSMIA).Compensation disclosure provision. [read post]
25 Aug 2014, 12:16 pm
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Washington Department of Financial Institutions, Securities Division, has proposed crowdfunding rules for October 1 implementation so that issuers may claim the crowdfunding exemption under Washington’s Jobs Act of 2014.Comments. [read post]
22 Aug 2014, 6:00 pm
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Oregon Finance and Corporate Securities Division proposed rules allowing renewable energy cooperative corporations to claim an Oregon Securities Law registration exemption for their membership shares or capital stock. [read post]
24 Jun 2014, 5:00 am
Fishman succeeded Mr. [read post]
28 Jan 2014, 9:37 am
,” says Mark Meland, a partner with Montreal’s Fishman Flanz Meland Paquin LLP With interest the claims amount to more than $1 billion. [read post]
24 Oct 2012, 2:00 am
The following post comes from Alston & Bird Partner and Practice Center Contributor, Kevin Miller. [read post]
12 Jun 2012, 5:01 am
Faulkner 100,000 185,538 0 420 285,958 Jay S. [read post]
28 Jan 2012, 6:42 am
" Travelers' CEO, Jay Fishman, 59, has also said he is pushing for rate increases after tornadoes last year fueled a second quarter loss and forced the company to assess whether its models understated storm risk. [read post]
11 Jul 2011, 8:52 pm
Schramm, Daniel and Akiva Fishman. [read post]
